Director's Dealing • Jun 18, 2023
Director's Dealing
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Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| Section 16. Form 4 or Form 5 |
|---|
| obligations may continue. See |
| Instruction 1(b). |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* BUTEWICZ AMY LYNN |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| X Director |
10% Owner | |||||||||||||||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
below) | Officer (give title | Other (specify below) |
||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||
| (Street) | X | Form filed by One Reporting Person | ||||||||||||||||||
| FREEHOLD | NJ | 07728 | Person | Form filed by More than One Reporting | ||||||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 5) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 7,949.86 | D | |||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
|||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* PRUITT ANGELA D. |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director |
10% Owner | ||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
below) | Officer (give title | Other (specify below) |
|||||||||||||||
| 3499 ROUTE 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
|||||||||||||||||||
| (Street) FREEHOLD |
NJ | 07728 | Person | Form filed by More than One Reporting | |||||||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. 8) |
Transaction Code (Instr. 5) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 5,579.25 | D | ||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
of Securities Underlying (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | or of Title |
Amount Number Shares |
||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Carus Jeffrey A |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director |
10% Owner | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
Officer (give title below) |
Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||
| (Street) | X | Form filed by One Reporting Person | |||||||||
| FREEHOLD | NJ | 07728 | Form filed by More than One Reporting Person |
||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | ||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
|||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
|||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 17,983.48 | D | |||
| UMH Properties, Inc. | 290.3 | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 290.3 I |
Custodial account for Son, Ethan |
||||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Amount or Number of Title Shares |
|||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Conway Kiernan |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
below) | Officer (give title | Other (specify below) |
||||||||||||||||||
| 3499 RT. 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||||||
| (Street) FREEHOLD |
NJ | 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||||||||||||||||
| (City) | Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to |
|||||||||||||||||||||||
| (State) (Zip) satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 5) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
Securities Beneficially |
5. Amount of Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported | Transaction(s) (Instr. 3 and 4) |
||||||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 1,341 | D | |||||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
Underlying | of Securities (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||||
| Date Code V (A) (D) Exercisable Date |
Expiration | Title | Amount or Number of Shares |
|||||||||||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| obligations may continue. See | |
|---|---|
| Instruction 1(b). |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* QUIGLEY KENNETH K JR (Last) (First) (Middle) |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director below) |
Officer (give title | 10% Owner Other (specify below) |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
|||||||||||||||||||
| (City) | (State) | Form filed by More than One Reporting Person Rule 10b5-1(c) Transaction Indication |
|||||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||||||||
| 1. Title of Security (Instr. 3) | Date | 2. Transaction | 2A. Deemed Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||||
| UMH Properties, Inc. | 06/14/2023 | Code A |
V | (A) or Amount (D) 849(1) A |
Price \$16.2 |
Transaction(s) (Instr. 3 and 4) 24,692.02 |
D | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
Transaction Code (Instr. |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
||||||||||||
| UMH Properties,Inc. Explanation of Responses: |
\$14.36 | 03/21/2024 03/21/2033 | UMH | Properties,Inc. 10,000 | 10,000 | D |
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* HIRSCH MATTHEW I |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
(Check all applicable) X Director |
5. Relationship of Reporting Person(s) to Issuer 10% Owner |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 06/14/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | below) | Officer (give title | Other (specify below) |
|||||||||||||
| STE 3C | 3499 ROUTE 9 NORTH | 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
||||||||||||||||||
| (Street) FREEDHOLD |
NJ | 07728 | Person | Form filed by More than One Reporting | ||||||||||||||||
| Rule 10b5-1(c) Transaction Indication | ||||||||||||||||||||
| (City) (State) (Zip) Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date |
(Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Securities | 5. Amount of Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 42,883.85 | D | |||||||||||||
| UMH Properties, Inc. | 3,978.13 | I | Held by Spouse |
|||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
Transaction Code (Instr. |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
|||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | Properties, Inc. |
UMH | 10,000 | 10,000 | D |
Explanation of Responses:
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| Section 16. Form 4 or Form 5 |
|---|
| obligations may continue. See |
| Instruction 1(b). |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| LANDY MICHAEL P | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | UMH PROPERTIES, INC. [ UMH ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 06/14/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title below) |
|||||||||||||||
| 3499 ROUTE 9 N STE 3-C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | Other (specify below) 6. Individual or Joint/Group Filing (Check Applicable 6. Ownership Indirect (D) or Indirect Beneficial 4) D Held by I Spouse Account is I Monica Account is I C/F Son |
|||||||||||||||||
| (Street) FREEHOLD |
NJ 07728 |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to | |||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
Form: Direct (I) (Instr. 4) |
7. Nature of Ownership (Instr. |
|||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
|||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 273,646.53 | ||||||||||||||
| UMH Properties, Inc. | 20,104.43 | |||||||||||||||||||
| UMH Properties, Inc. | 57,582.18 | C/F Daughter | ||||||||||||||||||
| UMH Properties, Inc. | 16,696.25 | Aaron | ||||||||||||||||||
| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
|||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed 4. Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) 8) Derivative |
Transaction Code (Instr. |
5. Number of Derivative Securities |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and | of Securities Underlying (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
Owned | 9. Number of derivative Securities Beneficially |
10. Ownership Form: Direct (D) or Indirect |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Derivative Security |
Acquired (A) or of (D) and 5) |
Securities Disposed (Instr. 3, 4 |
(Instr. 3 and 4) | Owned Following Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
|||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
| alli Maddon | |||
|---|---|---|---|
** Signature of Reporting Person Date
Nelli Madden 06/15/2023
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Levy Stuart |
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) UMH PROPERTIES, INC. [ UMH ] X Director 10% Owner |
||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title Other (specify 06/14/2023 below) below) |
||||||||||||||||
| 3499 ROUTE 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||
| (Street) | X Form filed by One Reporting Person Form filed by More than One Reporting |
||||||||||||||||||
| FREEHOLD | Person Rule 10b5-1(c) Transaction Indication |
||||||||||||||||||
| (City) | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
(Month/Day/Year) | if any | 2A. Deemed | Execution Date, (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
5) | 4. Securities Acquired (A) or 5. Amount of Disposed Of (D) (Instr. 3, 4 and Securities Beneficially Owned Following (I) (Instr. 4) Reported |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial Ownership |
|||||||||
| (A) or Transaction(s) Code V Amount Price (D) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 13,702.55 | D | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||
| V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||||||
| UMH Properties,Inc. |
\$14.36 | 03/21/2024 03/21/2023 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Mitchell William Edward |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | 06/14/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | X Director below) |
Officer (give title | 10% Owner Other (specify below) |
|||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||||
| (Street) | X Form filed by One Reporting Person Form filed by More than One Reporting |
||||||||||||||||||||
| FREEHOLD NJ 07728 |
Person Rule 10b5-1(c) Transaction Indication |
||||||||||||||||||||
| (City) | (State) | (Zip) | satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to | |||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) |
2A. Deemed 3. Execution Date, Transaction if any Code (Instr. 5) (Month/Day/Year) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 15,077.41 | D | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) Underlying |
7. Title and Amount of Securities Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||||
| Code | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
|||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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