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Umh

Director's Dealing Jun 28, 2023

7099_rns_2023-06-28_97d8d9d1-8a34-490c-8dcd-04a10be7a43f.pdf

Director's Dealing

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SEC Form 4
------------

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*
Carus Jeffrey A
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC. [ UMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
10% Owner
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2023
Director
Officer (give title
below)
below) Other (specify
3499 ROUTE 9 NORTH, SUITE 3C 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
(Street)
FREEHOLD
NJ
07728
X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
(City) (State) (Zip) Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
Date
2. Transaction
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned Following
6. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
UMH Properties, Inc. 18,211.95(1) D
UMH Properties, Inc. 294.15(2) I Custodial
account
for Son,
Daniel
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
UMH Properties, Inc. (Preferred D) 500 D
UMH Properties, Inc. 294.15(3) I Custodial
account
for Son,
Ethan
for Son,
Daniel
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount
of Securities
Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
UMH
Properties,
Inc.
\$14.36 03/21/2024 03/21/2033 UMH
Properties,
Inc.
10,000 10,000 D

Explanation of Responses:

  1. Includes 228.47 shares acquired through dividend reinvestment on 6/15/2023.

  2. Includes 3.85 shares acquired through dividend reinvestment on 6/15/2023.

  3. Includes 3.85 shares acquired through dividend reinvestment on 6/15/2023.

NELLI MADDEN 06/27/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Instruction 1(b).

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response: 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
LANDY DANIEL O.
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC. [ UMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last)
(First)
(Middle)
3499 ROUTE 9 NORTH
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2023
Officer (give title
Other (specify
X
below)
below)
EVP and President of OZ Fund
SUITE 3C 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
(Street)
FREEHOLD
NJ
07728
X
Person
Form filed by One Reporting Person
Form filed by More than One Reporting
(City) (State) (Zip) Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
3.
Execution Date,
Transaction
if any
Code (Instr.
(Month/Day/Year)
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned Following
Reported
6. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price Transaction(s)
(Instr. 3 and 4)
UMH Properties, Inc. 69,928.19(1) D
UMH Properties, Inc. 44,374.24(2) I The Landy
2022
Family
Trust
UMH Properties, Inc. 37,903 I Juniper
Plaza
Associates,
LTD.
UMH Properties, Inc. 16,220 I Samuel
Landy
Family
LTD
Partnership
Partnership
UMH Properties, Inc. 24,670 I Windsor
Industrial
Park
Associates,
LTD.
UMH Properties, Inc. (Preferred D) 900 I Windsor
Industrial
Park
Associates,
LTD.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
3. Transaction
3A. Deemed
Conversion
Date
Execution Date,
or Exercise
(Month/Day/Year)
if any
Price of
(Month/Day/Year)
Derivative
Security
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
UMH
Properties,
Inc.
\$14.36 03/21/2024 03/21/2033 UMH
Properties,
Inc.
75,000 75,000 D
UMH
Properties,
Inc.
\$23.81 02/08/2023 03/28/2032 UMH
Properties,
Inc.
78,100 78,100 D
UMH
Properties,
Inc.
\$22.57 07/14/2022 07/14/2031 UMH
Properties,
Inc.
100,000 100,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
5.
Transaction
Number
Code (Instr.
of
8)
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
UMH
Properties,
Inc.
\$9.7 03/25/2021 03/25/2030 UMH
Properties,
Inc.
80,000 80,000 D
UMH
Properties,
Inc.
\$13.9 04/02/2020 04/02/2029 UMH
Properties,
Inc.
100,000 100,000 D
UMH
Properties,
Inc.
\$12.94 12/10/2019 12/10/2028 UMH
Properties,
Inc.
25,000 25,000 D
UMH
Properties,
Inc.
\$15.75 07/09/2019 07/09/2028 UMH
Properties,
Inc.
10,000 10,000 D
UMH
Properties,
Inc.
\$13.09 04/02/0019 04/02/2028 UMH
Properties,
Inc.
1,000 1,000 D

Explanation of Responses:

  1. Includes 199.04 shares acquired through dividend reinvestment on 6/15/23, and 5,089 shares held in 401(k) as of 6/15/23.

  2. Includes 583.87 shares acquired through dividend reinvestment on 6/15/23.

NELLI MADDEN 06/27/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

SEC Form 4
------------

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Washington, D.C. 20549

OMB APPROVAL

OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
LANDY EUGENE W
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC. [ UMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last) (First)
(Middle)
3499 ROUTE 9 NORTH SUITE 3C
3. Date of Earliest Transaction (Month/Day/Year) Officer (give title
X
below)
Chairman
Other (specify
below)
(Street)
FREEHOLD
NJ
07728
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
(City) (State) (Zip) Rule 10b5-1(c) Transaction Indication
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
3.
Transaction
Code (Instr.
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
6. Ownership
Form: Direct
(D) or Indirect
7. Nature of
Indirect
Beneficial
(Month/Day/Year) 8)
Code
V
Amount (A) or
Price
(D)
Owned Following
Reported
Transaction(s)
(Instr. 3 and 4)
(I) (Instr. 4) Ownership
(Instr. 4)
UMH Properties, Inc. 904,724.9(1) D
UMH Properties, Inc. 112,849 I The
Sheltered
Family
Trust
UMH Properties, Inc. 122,880 I Eugene W.
and Gloria
Landy
Family
Foundation
UMH Properties, Inc. 172,607.725 I Landy
Investments
UMH Properties, Inc. 33,561.288 I Landy &
Landy
Employees'
Pension
Plan
UMH Properties, Inc. 42,912.51 I Landy &
Landy
Employees'
Profit
Sharing
Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
UMH
Properties,
Inc.
\$14.36 03/21/2024 03/21/2033 UMH
Properties,
Inc.
75,000 75,000 D
UMH
Properties,
Inc.
\$18.52 09/09/2023 09/09/2032 UMH
Properties,
Inc.
100,000 100,000 D
UMH
Properties,
Inc.
\$22.57 07/14/2022 07/14/2031 UMH
Properties,
Inc.
100,000 100,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
UMH
Properties,
Inc.
\$9.7 03/25/2021 03/25/2030 UMH
Properties,
Inc.
100,000 100,000 D
UMH
Properties,
Inc.
\$13.9 04/02/2020 04/02/2029 UMH
Properties,
Inc.
100,000 100,000 D
UMH
Properties,
Inc.
\$13.09 04/02/2019 04/02/2028 UMH
Properties,
Inc.
100,000 100,000 D
UMH
Properties,
Inc.
\$15.04 04/04/2018 04/04/2027 UMH
Properties,
Inc.
100,000 100,000 D
UMH
Properties,
Inc.
\$9.77 04/05/2017 04/05/2024 UMH
Properties,
Inc.
100,000 100,000 D

Explanation of Responses:

  1. Includes 269.86 shares acquired through dividend reinvestment on 6/15/23.

NELLI MADDEN 06/27/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

SEC Form 4
------------ --

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5

of EWL Grandchildren Fund LLC

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*
LANDY MICHAEL P
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC. [ UMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
06/15/2023
Officer (give title
below)
Other (specify
below)
3499 ROUTE 9 N STE 3-C 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
(Street) X Form filed by One Reporting Person
FREEHOLD 07728 Form filed by More than One Reporting
Person
(City) (State) (Zip) Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4
and 5)
5. Amount of
Securities
Beneficially
Owned Following
6. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership (Instr.
4)
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
UMH Properties, Inc. 274,830.59(1) D
UMH Properties, Inc. 20,359.15(2) I Held by
Spouse
UMH Properties, Inc. 58,238.29(3) I Account is
C/F Daughter
Monica
UMH Properties, Inc. 16,918.86(4) I Account is
C/F Son
Aaron
Co-Manager
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

UMH Properties, Inc. 48,000 I

1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount
of Securities
Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
UMH
Properties,
Inc.
\$14.36 03/21/2024 03/21/2033 UMH
Properties,
Inc.
10,000 10,000 D

Explanation of Responses:

  1. Includes 1,184.06 shares acquired through dividend reinvestment on 6/15/23.

  2. Includes 254.73 shares acquired through dividend reinvestment on 6/15/23.

  3. Includes 656.11 shares acquired through dividend reinvestment on 6/15/23.

  4. Includes 222.62 shares acquired through dividend reinvestment on 6/15/23.

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

NELLI MADDEN 06/27/2023

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