Director's Dealing • Jul 11, 2023
Director's Dealing
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FORM 4
□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| LANDY SAMUEL A | UMH PROPERTIES, INC. UMH | ||||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner X Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, STE 3C | 7/6/2023 | President and CEO | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||
| (City) (Zip) (State) |
Rule 10b5-1(c) Transaction Indication | ||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan (that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
0 Ownership Indirect Form: |
7. Nature of Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 7/6/2023 | G | 15,590 1121 | D | \$16.16 | 849,078.37 | D | |||
| UMH Properties, Inc. | 10,680.71 | Held by Spouse |
||||||||
| UMH Properties, Inc. | 44,113.78 | Held with Spouse |
||||||||
| UMH Properties, Inc. | 44,374.24 | The Landy 2022 Family Trust |
||||||||
| UMH Properties, Inc., | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (I) (Instr. (Instr. 4) |
Direct (D) or Indirect |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
29,500 | 29,500 | D | |||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50.000 | 50,000 | D | |||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D |
(1) Gift transfer.
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| ,Reporting Owner Name / Address --------------------------------------------------------------------------------------------------------------------------------------------- | Other | ||||||
| LANDY SAMIEL A |
| 3499 ROUTE 9 NORTH STE 3C IRRE BHOLD. N.I 07728 |
X | President and CFOl | |
|---|---|---|---|
| Nelli Madden | 7/10/2023 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information ontained in this form are not required to respond unless the form displays a currently valid OMB control number.
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