Director's Dealing • Aug 13, 2023
Director's Dealing
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions
Washington, D.C. 20549
| OMB APPROVAL | |||||||||
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| OMB Number: | 3235-0287 | ||||||||
| Estimated average burden |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5 Check this box if no longer subject to Section
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||||||
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| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| LANDY SAMUEL A | X Director |
10% Owner | |||||||||||||||||||
| Other (specify | |||||||||||||||||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) | X below) below) President and CEO |
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| 3499 ROUTE 9 NORTH | 08/10/2023 | ||||||||||||||||||||
| STE 3C | |||||||||||||||||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||
| FREEHOLD | NJ | 07728 | X Form filed by One Reporting Person |
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| Form filed by More than One Reporting Person | |||||||||||||||||||||
| (City) | (State) | (Zip) | |||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed Execution Date, |
3. Transaction |
4. Securities Acquired (A) or Disposed | 5. Amount of | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. |
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| Date (Month/Day/Year) |
if any (Month/Day/Year) |
Code (Instr. 8) |
Of (D) (Instr. 3, 4 and 5) | Securities Beneficially Owned Following Reported |
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| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
4) | |||||||||||||||
| UMH Properties, Inc. | 08/10/2023 | A | 67,294(1) | A | \$15.83 | 916,436.37 | D | ||||||||||||||
| Held by | |||||||||||||||||||||
| UMH Properties, Inc. | 10,744.71 | I | Spouse | ||||||||||||||||||
| UMH Properties, Inc. | 44,113.78 | I | Held with Spouse |
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| The Landy | |||||||||||||||||||||
| UMH Properties, Inc. | 44,374.24 | I | 2022 Family Trust |
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| Co-Manager of EWL |
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| UMH Properties, Inc. | 48,000 | I | Grandchildren | ||||||||||||||||||
| Fund LLC | |||||||||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||
| 1. Title of Derivative | 3A. Deemed | 4. Transaction | 5. Number of Code (Instr. 8) Derivative Securities |
6. Date Exercisable and Expiration Date |
7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||
| Security (Instr. 3) Conversion Date Execution Date, or Exercise (Month/Day/Year) if any |
(Month/Day/Year) | Securities Underlying Derivative Security (Instr. 3 |
Derivative Security |
derivative Securities |
Ownership Form: |
of Indirect Beneficial |
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| Price of Derivative |
(Month/Day/Year) Acquired (A) or Disposed of (D) |
and 4) | (Instr. 5) Owned |
Beneficially | Direct (D) or Indirect |
Ownership (Instr. 4) |
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| Security | (Instr. 3, 4 and 5) |
Following Reported |
(I) (Instr. 4) | ||||||||||||||||||
| Amount or | (Instr. 4) | Transaction(s) | |||||||||||||||||||
| Code | V | (A) | (D) | Date | Exercisable | Expiration Date |
Title | Number of Shares |
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| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 UMH Properties, | Inc. | 29,500 | 29,500 | D | |||||||||||||||
| UMH Properties, Inc. | \$13.09 | 04/02/2019 04/02/2028 UMH Properties, | Inc. | 50,000 | 50,000 | D | |||||||||||||||
| UMH Properties, Inc. | \$15.04 | 04/04/2018 04/04/2027 UMH Properties, | Inc. | 50,000 | 50,000 | D | |||||||||||||||
| UMH Properties, Inc. | \$14.25 | 01/19/2018 01/19/2027 UMH Properties, | Inc. | 50,000 | 50,000 | D | |||||||||||||||
| Explanation of Responses: |
Nelli Madden 08/11/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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