Director's Dealing • Sep 26, 2023
Director's Dealing
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| SEC Form 4 | |||||||||||||||||||||
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| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL | |||||||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | OMB Number: Estimated average burden hours per response: |
3235-0287 0.5 |
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| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| 1. Name and Address of Reporting Person* Levy Stuart |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| X Director 10% Owner Officer (give title below) |
Other (specify below) | ||||||||||||||||||||
| (Last) (First) (Middle) 3499 ROUTE 9 NORTH SUITE 3C |
3. Date of Earliest Transaction (Month/Day/Year) 09/15/2023 |
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| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
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| FREEHOLD NJ 07728 |
Form filed by More than One Reporting Person | ||||||||||||||||||||
| (City) | (State) | (Zip) | |||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 1. Title of Security (Instr. 3) | Date | 2. Transaction (Month/Day/Year) |
2A. Deemed if any |
Execution Date, | 3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial |
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| (Month/Day/Year) | Code V |
Amount | (A) or (D) | Price | Transaction(s) (Instr. 3 and 4) |
Ownership (Instr. 4) |
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| UMH Properties, Inc. | 14,077.08(1) | D | |||||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
3 and 4) | 7. Title and Amount of Securities | 8. Price of Underlying Derivative Security (Instr. Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following |
10. (D) or Indirect (I) (Instr. 4) |
Ownership Form: Direct |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
(Instr. 4) | Reported Transaction(s) |
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| UMH Properties,Inc. | \$14.36 | 03/21/2024 | 03/21/2023 | UMH Properties, Inc. | 10,000 | 10,000 | D |
Explanation of Responses:
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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