Director's Dealing • Oct 22, 2023
Director's Dealing
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| SEC Form 4 | |
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| Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative
| defense conditions of Rule 10b5-1(c). See | |
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| Instruction 10. |
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
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| OMB Number: | 3235-0287 |
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| Estimated average burden | |
| 1. Name and Address of Reporting Person* LANDY DANIEL O. |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
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| Officer (give title below) | X | Other (specify below) | |||||||||||
| (Last) (First) (Middle) 3499 ROUTE 9 NORTH SUITE 3C |
10/16/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | EVP and President of OZ Fund | ||||||||||
| (Street) FREEHOLD (City) |
NJ (State) |
07728 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | X | 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any |
3. Transaction 4. Securities Acquired (A) or Disposed Of (D) Code (Instr. 8) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial |
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| (Month/Day/Year) | Code | V | Amount | (A) or (D) | Price | Transaction(s) (Instr. 3 and 4) |
Ownership (Instr. 4) |
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| UMH Properties, Inc. | 10/16/2023 | P | 73.39(1) | A | \$13.625 | 70,477.18 | D | ||||||
| UMH Properties, Inc. | 45,024.01 | I | The Landy 2022 Family Trust |
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| UMH Properties, Inc. | 37,903 | I | Juniper Plaza Associates, LTD. |
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| UMH Properties, Inc. | 16,220 | I | Samuel Landy Family LTD Partnership |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
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| 1. Title of Security (Instr. 3) | Date | 2. Transaction (Month/Day/Year) |
2A. Deemed Execution Date, if any |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial |
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| (Month/Day/Year) | V | Amount | (A) or (D) | Price | and 4) | Transaction(s) (Instr. 3 | Ownership (Instr. 4) |
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| UMH Properties, Inc. | 24,670 | I | Windsor Industrial Park Associates, LTD. |
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| UMH Properties, Inc. (Preferred D) | 900 | I | Windsor Industrial Park Associates, LTD. |
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| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Reported (Instr. 4) |
Transaction(s) | ||||||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. | 75,000 | 75,000 | D | ||||||||||
| UMH Properties, Inc. | \$23.81 | 02/08/2023 | 03/28/2032 | UMH Properties, Inc. | 78,100 | 78,100 | D | ||||||||||
| UMH Properties, Inc. | \$22.57 | 07/14/2022 | 07/14/2031 | UMH Properties, Inc. | 100,000 | 100,000 | D | ||||||||||
| UMH Properties, Inc. | \$9.7 | 03/25/2021 | 03/25/2030 | UMH Properties, Inc. | 80,000 | 80,000 | D | ||||||||||
| UMH Properties, Inc. | \$13.9 | 04/02/2020 | 04/02/2029 | UMH Properties, Inc. | 100,000 | 100,000 | D | ||||||||||
| UMH Properties, Inc. | \$12.94 | 12/10/2019 | 12/10/2028 | UMH Properties, Inc. | 25,000 | 25,000 | D | ||||||||||
| UMH Properties, Inc. | \$15.75 | 07/09/2019 | 07/09/2028 | UMH Properties, Inc. | 10,000 | 10,000 | D | ||||||||||
| UMH Properties, Inc. | \$13.09 | 04/02/2019 | 04/02/2028 | UMH Properties, Inc. | 1,000 | 1,000 | D |
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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