Director's Dealing • Jan 14, 2024
Director's Dealing
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obligations may continue. See Instruction 1(b).
OMB APPROVAL
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB Number: 3235-0287 Estimated average burden
| Check this box to indicate that a |
|---|
| transaction was made pursuant to a |
| contract, instruction or written plan for |
| the purchase or sale of equity |
| securities of the issuer that is intended |
| to satisfy the affirmative defense |
| conditions of Rule 10b5-1(c). See |
| Instruction 10. |
| 1. Name and Address of Reporting Person* BUTEWICZ AMY LYNN |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| X | Director | 10% Owner | ||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title below) |
Other (specify below) |
|||
| 3499 ROUTE 9 NORTH, SUITE 3C | ||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) X |
6. Individual or Joint/Group Filing (Check Applicable Form filed by One Reporting Person |
|||
| FREEHOLD | NJ | 07728 | Form filed by More than One Reporting | |||
| (City) | (State) | (Zip) | Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 9,403.24 | D |
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,000 shares vesting on 1/10/2025; 2,000 shares vesting on 1/10/2026; 2,000 shares vesting on 1/10/2027; 2,000 shares vesting on 1/10/2028; and 2,000 shares vesting on 1/10/2029.
Nelli Madden 01/11/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
obligations may continue. See Instruction 1(b).
Check this box to indicate that a
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
|
|---|---|
| 1. Name and Address of Reporting Person* Carus Jeffrey A |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
| (Last) (First) (Middle) |
01/10/2024 |
| 1. Name and Address of Reporting Person* Carus Jeffrey A |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||
|---|---|---|---|---|---|---|---|---|---|
| X | Director | 10% Owner | |||||||
| (Last) 3499 ROUTE 9 NORTH, SUITE 3C |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title below) |
Other (specify below) |
||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||
| (Street) FREEHOLD |
NJ | 07728 | X | Form filed by One Reporting Person Form filed by More than One Reporting |
|||||
| (City) | (State) | (Zip) | Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 20,665.8 | D | |||
| UMH Properties, Inc. | 376.39 | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 375.72 | I | Custodial account for Son, Ethan |
|||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
9. Number of Derivative derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
| Nelli Madden | 01/11/2024 |
|---|---|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB Number: 3235-0287 Estimated average burden
| obligations may continue. See Instruction 1(b). |
|
|---|---|
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Instruction 10. | ||||||
|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Conway Kiernan |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
|||
| Officer (give title | Other (specify | |||||
| (Last) (First) 3499 RT. 9 NORTH |
(Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
below) | below) | ||
| SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||
| (Street) FREEHOLD NJ |
07728 | Line) X |
Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||
| (City) (State) |
(Zip) |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed 3. Execution Date, Transaction if any Code (Instr. (Month/Day/Year) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 1,117.44 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
| Nelli Madden | 01/11/2024 |
|---|---|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
obligations may continue. See Instruction 1(b).
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| Check this box if no longer subject to Section 16. Form 4 or Form 5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | hours per response: | 0.5 |
|---|---|---|---|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Check this box to indicate that a |
|---|
| transaction was made pursuant to a |
| contract, instruction or written plan for |
| the purchase or sale of equity |
| securities of the issuer that is intended |
| to satisfy the affirmative defense |
| conditions of Rule 10b5-1(c). See |
| Instruction 10. |
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||
|---|---|---|---|---|---|---|---|---|
| HIRSCH MATTHEW I | X | Director | 10% Owner | |||||
| (Last) 3499 ROUTE 9 NORTH |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title below) |
Other (specify below) |
|||
| STE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||
| (Street) FREEDHOLD |
NJ | 07728 | X | Form filed by One Reporting Person Person |
Form filed by More than One Reporting | |||
| (City) | (State) | (Zip) |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 46,620.37 | D | |||
| UMH Properties, Inc. | 5,076.09 | I | Held by Spouse |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
obligations may continue. See Instruction 1(b).
Washington, D.C. 20549
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden
| Estimated average burden | |||
|---|---|---|---|
| Check this box if no longer subject to | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | hours per response: | 0.5 |
| Section 16. Form 4 or Form 5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| LANDY DANIEL O. | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
|
|---|---|---|---|---|
| Officer (give title Other (specify X below) below) |
||||
| (Last) SUITE 3C |
(First) (Middle) 3499 ROUTE 9 NORTH |
3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
EVP and President of OZ Fund |
|
| (Street) FREEHOLD |
NJ | 07728 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
| (City) (State) (Zip) |
X Form filed by One Reporting Person |
|||
| Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 01/10/2024 | A | 5,000(1) | A | \$15.8 | 75,742.18 | D | ||||
| UMH Properties, Inc. | 45,660.56 | I | The Landy 2022 Family Trust |
||||||||
| UMH Properties, Inc. | 37,903 | I | Juniper Plaza Associates, LTD. |
||||||||
| UMH Properties, Inc. | 16,220 | I | Samuel Landy Family LTD Partnership |
||||||||
| UMH Properties, Inc. | 24,670 | I | Windsor Industrial Park Associates, LTD. |
||||||||
| UMH Properties, Inc. (Preferred D) | 900 | I | Windsor Industrial Park Associates, LTD. |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
Derivative Security (Instr. 3 and 4) |
7. Title and Amount of Securities Underlying |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
| Code V (A) |
(D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||
| UMH Properties, Inc. |
\$23.81 | 02/08/2023 03/28/2032 | UMH Properties, Inc. |
78,100 | 78,100 | D | |||||||||
| UMH Properties, Inc. |
\$22.57 | 07/14/2022 07/14/2031 | UMH Properties, Inc. |
100,000 | 100,000 | D | |||||||||
| UMH Properties, Inc. |
\$9.7 | 03/25/2021 03/25/2030 | UMH Properties, Inc. |
80,000 | 80,000 | D | |||||||||
| UMH Properties, Inc. |
\$13.9 | 04/02/2020 04/02/2029 | UMH Properties, Inc. |
100,000 | 100,000 | D | |||||||||
| UMH Properties, Inc. |
\$12.94 | 12/10/2019 12/10/2028 | UMH Properties, Inc. |
25,000 | 25,000 | D | |||||||||
| UMH Properties, Inc. |
\$15.75 | 07/09/2019 07/09/2028 | UMH Properties, Inc. |
10,000 | 10,000 | D | |||||||||
| UMH Properties, Inc. |
\$13.09 | 04/02/2019 04/02/2028 | UMH Properties, Inc. |
1,000 | 1,000 | D |
Explanation of Responses:
Nelli Madden 01/11/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol (Check all applicable) UMH PROPERTIES, INC. [ UMH ] Levy Stuart X Director Officer (give title 3. Date of Earliest Transaction (Month/Day/Year) below) (Last) (First) (Middle) 01/10/2024 3499 ROUTE 9 NORTH SUITE 3C 4. If Amendment, Date of Original Filed (Month/Day/Year) Line) (Street) X FREEHOLD NJ 07728 Person (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A) or 5. Amount of Date Execution Date, Transaction Disposed Of (D) (Instr. 3, 4 and 5) Securities (Month/Day/Year) if any Code (Instr. Beneficially (Month/Day/Year) 8) Owned Following Reported (A) or Transaction(s) Code V Amount Price (D) (Instr. 3 and 4) 957(1) UMH Properties, Inc. 01/10/2024 A \$15.8 16,201.6 A Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
5. Relationship of Reporting Person(s) to Issuer 10% Owner Other (specify below) 6. Individual or Joint/Group Filing (Check Applicable Form filed by One Reporting Person Form filed by More than One Reporting 6. Ownership 7. Nature of Form: Direct Indirect |
|---|---|
| (D) or Indirect Beneficial (I) (Instr. 4) Ownership |
|
| (Instr. 4) | |
| D | |
| 1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price of Derivative Conversion Date Execution Date, Transaction Derivative Expiration Date of Securities Derivative Security or Exercise (Month/Day/Year) if any Code (Instr. Securities (Month/Day/Year) Underlying Security (Instr. 3) Price of (Month/Day/Year) 8) Acquired (A) Derivative Security (Instr. 5) Derivative or Disposed (Instr. 3 and 4) Owned Security of (D) (Instr. 3, 4 and 5) |
9. Number of 10. derivative Ownership Securities Form: Beneficially Direct (D) or Indirect Following (I) (Instr. 4) Reported |
| Amount or Number Date Expiration of Code V (A) (D) Exercisable Date Title Shares |
Transaction(s) (Instr. 4) |
| UMH UMH 11,000(2) 11,000 \$15.8 01/10/2024 A 01/10/2025 01/10/2034 Properties, \$15.8 Properties,Inc. Inc. |
11,000 D |
Explanation of Responses:
UMH
UMH Properties, Inc.
** Signature of Reporting Person Date
10,000 10,000 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Properties,Inc. \$14.36 03/21/2024 03/21/2023
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy
obligations may continue. See Instruction 1(b).
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Check this box to indicate that a |
|---|
| transaction was made pursuant to a |
| contract, instruction or written plan for |
| the purchase or sale of equity |
| securities of the issuer that is intended |
| to satisfy the affirmative defense |
| conditions of Rule 10b5-1(c). See |
| Instruction 10. |
| 1. Name and Address of Reporting Person* Mitchell William Edward |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
|||||
|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) 3499 ROUTE 9 NORTH, SUITE 3C |
3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title Other (specify below) below) |
|||||
| (Street) FREEHOLD NJ 07728 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
5) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 17,635.19 | D |
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 5. Number of 6. Date Exercisable and 7. Title and Amount Transaction Derivative Expiration Date of Securities Code (Instr. Securities (Month/Day/Year) Underlying 8) Acquired (A) Derivative Security or Disposed (Instr. 3 and 4) of (D) (Instr. 3, 4 and 5) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
| Nelli Madden | 01/11/2024 |
|---|---|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
obligations may continue. See Instruction 1(b).
Washington, D.C. 20549
| Check this box if no longer subject to Section 16. Form 4 or Form 5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | hours per response: | 0.5 |
|---|---|---|---|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Check this box to indicate that a |
|---|
| transaction was made pursuant to a |
| contract, instruction or written plan for |
| the purchase or sale of equity |
| securities of the issuer that is intended |
| to satisfy the affirmative defense |
| conditions of Rule 10b5-1(c). See |
| Instruction 10. |
| 1. Name and Address of Reporting Person* PRUITT ANGELA D. |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| X | Director | 10% Owner | ||||
| (Last) (First) (Middle) 3499 ROUTE 9 NORTH SUITE 3C |
3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title below) |
Other (specify below) |
|||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
|||||
| (Street) | X | Form filed by One Reporting Person | ||||
| FREEHOLD | NJ | 07728 | Form filed by More than One Reporting Person |
|||
| (City) | (State) | (Zip) |
| 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) if any |
2A. Deemed Execution Date, (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 7,731.38 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
| Nelli Madden | 01/11/2024 |
|---|---|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB Number: 3235-0287 Estimated average burden
| obligations may continue. See |
|---|
| Instruction 1(b). |
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Instruction 10. | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||
| LANDY MICHAEL P | X | Director | 10% Owner | ||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title below) |
Other (specify below) |
||||
| 3499 ROUTE 9 N STE 3-C | |||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||
| (Street) FREEHOLD |
NJ | 07728 | Line) X |
Form filed by One Reporting Person | |||||
| Form filed by More than One Reporting Person |
|||||||||
| (City) | (State) | (Zip) |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
4) | |||||
| UMH Properties, Inc. | 01/10/2024 | A | 957(1) | A | \$15.8 | 293,830.59 | D | ||||
| UMH Properties, Inc. | 20,920.33 | I | Held by Spouse |
||||||||
| UMH Properties, Inc. | 59,810.54 | I | Account is C/F Daughter Monica |
||||||||
| UMH Properties, Inc. | 17,409.3 | I | Account is C/F Son Aaron |
||||||||
| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties, Inc. |
11,000 | \$15.8 | 11,000 | D | |||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
Nelli Madden 01/11/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Instruction 1(b).
obligations may continue. See
| Check this box to indicate that a |
|---|
| transaction was made pursuant to a |
| contract, instruction or written plan for |
| the purchase or sale of equity securities |
| of the issuer that is intended to satisfy |
the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| OMB Number: | 3235-0287 | ||||||||
| Estimated average burden | |||||||||
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| QUIGLEY KENNETH K JR | X Director |
10% Owner | ||||||||
| (Last) | (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 01/10/2024 |
Officer (give title below) |
Other (specify below) |
||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | X | 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person |
|||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction 2A. Deemed Date Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/10/0024 | A | 957(1) | A | \$15.8 | 27,319.38 | D |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties,Inc. |
\$15.8 | 01/10/2024 | A | 11,000(2) | 01/10/2025 01/10/2034 | UMH Properties,Inc. 11,000 |
\$15.8 | 11,000 | D | ||||||
| UMH Properties,Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties,Inc. 10,000 |
10,000 | D |
Explanation of Responses:
Stock award for Directors.
This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,200 shares vesting on 1/10/2025; 2,200 shares vesting on 1/10/2026; 2,200 shares vesting on 1/10/2027; 2,200 shares vesting on 1/10/2028; and 2,200 shares vesting on 1/10/2029.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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