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OPKO Health Inc.

Major Shareholding Notification Mar 19, 2024

6963_rns_2024-03-18_ed9c9ee2-6411-44cd-b5fc-2579229d17a4.pdf

Major Shareholding Notification

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3/18/24, 4:15 PM

L

FORM 4 OMB APPROVAL
OMB Number: 3235
Check this box if no
longer subject to
Estimated average burden
hours per response
Section 16. Form 4 or
Form 5 obligations
may continue. See
Instruction 1(b).
Check this box to
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
indicate that a
transaction was made
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
pursuant to a contract,
instruction or written
plan for the purchase
or sale of equity
securities of the issuer
that is intended to
satisfy the affirmative
defense conditions of
Rule 10b5-1(c). See
Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940

(Print or Type Responses)

1. Name and Address of Reporting Person
Phillip Frost, M.D., ET AL
2. Issuer Name and Ticker or Trading Symbol
OPKO Health, Inc. OPK
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
Last)
OPKO Health, Inc.
4400 Biscayne Blvd.
(Middle)
(First)
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2024
X Officer (give title below)
Other (specify below)
CEO & Chairman
(Street)
Miami, FL 33137
(City)
(State)
(Zip) 4. If Amendment, Date Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired (A) 5. Amount of Securities 7. Nature
(Instr. 3) Date Execution Date, if Code or Disposed of (D) Beneficially Owned Following Ownership of Indirect
(Month/Day/Year) any (Instr. 8) (Instr. 3, 4 and 5) Reported Transaction(s) Form: Beneficial
(Month/Day/Year) (Instr. 3 and 4) Direct (D) Ownership
(A) or Indirect (Instr. 4)
Or (1)
Code Amount (D) Price (Instr. 4)

0.5

3235-0287

Ownership Submission

Common Stock 03/18/2024 P 500,000 A
0.8742
(1)
210,968,225 I See
Footnote
(2)
Common Stock 3,068,951 D
Common Stock 30,127,177 I See
Footnote
(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. . puts. calls. warrants. options. convertible securities)

1000 1 1 11000 Section 11 Cellery 2001 01 000 100 0000 10000 10000
10 11. Nature
Form of Beneficial
Derivative Ownership
Security: (Instr. 4)
Direct (D)
or Indirect
(Instr. 4)
Derivative Derivative
Securities
Following
Reported
8. Price of 9. Number of
Ownership of Indirect
Beneficially
Transaction(s) (I)

Reporting Owners

Relationships
Reporting Owner Name / Address Director 10% Owner Officer Other
Phillip Frost, M.D., ET AL
OPKO Health, Inc.
4400 Biscayne Blvd.
Miami, FL 33137
X X CEO & Chairman
Frost Gamma Investments Trust
OPKO Health, Inc.
4400 Biscayne Blvd.
Miami, FL 33137
X

Explanation of Responses:

    1. The price reported is a verge price. These shares were purchased in multiple transactions at prices ranging from \$0.8655 to \$1.8788, including freson undertakes to provide to OPKO Health, Inc. (the "Company"), any security holder of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
    1. The securities are held by Frost Gamma Investments of which Philip Frost M.D., is the truste. Frost Gamma L. Is the sole and exclusive beneficiary of Frost Camma hvestments Trust. Dr. Frost is one of tvo limited partner of Frost Gamma L.P. is Frost Camma, Inc., and the sole sharelotder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole sharen of Frost-Nevada Corporation. The reporting of these securities, except to the extent of any people stall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
    1. These securities are held by Frost Nevada Investments Trust, of which the rustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of seven limited partners of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of the extent of any pecumary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Signatures

Phillip Frost, M.D., Individually and as Trustee 03/18/2024

Date " Signature of Reporting Person

Reminder: Report on a separate line for each class of securities beneficially owned directly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of in this form are not required to respond unless the form displays a currently walld Off I will of

JOINT FILER INFORMATION

Name: Frost Gamma Investments Trust

Address: 4400 Biscayne Blvd. Miami, FL 33137

Designated Filer: Phillip Frost, M.D.

Issuer Name and Ticker Symbol: OPKO Health, Inc. (OPK)

Date of Earliest Transaction: March 18, 2024

Relationship to Issuer: 10% Owner

FROST GAMMA INVESTMENTS TRUST

By: /s/ Phillip Frost, M.D., as Trustee Phillip Frost, M.D., Trustee

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