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OPKO Health Inc.

Director's Dealing Mar 30, 2024

6963_rns_2024-03-30_106d4d7f-a51c-4e37-958a-b89eec458f40.pdf

Director's Dealing

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3/29/24, 9:32 AM

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

(Print or Type Responses)

Ownership Submission
OMB APPROVAL
OMB Number: 3235-02871
Estimated average burden
ours per response 0.5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person
John A. Paganelli
2. Issuer Name and Ticker or Trading Symbol
OPKO Health, Inc. OPK
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(Last)
OPKO Health, Inc.
4400 Biscayne Blvd.
(First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
03/28/2024
Director
10% Owner
Officer (give title below)
Other (specify below)
(Street)
Miami, FL 33137
(City)
(Zip)
(State)
4. If Amendment, Date Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of Securities Beneficially 7. Nature
(Instr. 3) Date Execution Date, if Code (A) or Disposed of (D) Owned Following Reported Ownership of Indirect
(Month/Day/Year) any (Instr. 8) ' (Instr. 3, 4 and 5) Transaction(s) Horm: Beneficial
(Month/Day/Year) Instr. 3 and 4) Direct (D) Ownership
। or Indirect (Instr. 4)
(A) or (1)
Code Amount (D) Price (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

Ownership Submission

1. Title of
Security
(Instr. 3)
2
Derivative Conversion Date
Price of
Derivative
3. Transaction
or Exercise (Month/Day/Year) any
3A. Deemed
Execution Date, if Transaction Number
(Month/Day/Year) (Instr. 8)
4
Code
5.
of
Derivative
Securities
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount
of Underlying
Securities
(Instr. 3 and 4)
Security
(Instr. 5)
8. Price of 9. Number of
Derivative Derivative
Securities
Beneficially
Owned
10.
Form of
11. Nature
Ownership of Indirect
Beneficial
Derivative Ownership
Security Acquired
(A) or
Disposed
Following
Reported
Transaction(s) (I)
Security:
Direct (D)
or Indirect
(Instr. 4)
of (D)
(Instr. 3,
4, and 5)
(Instr. 4) (Instr. 4)
Code (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Stock
Option
(Right
to Buy)
\$ 1.20 03/28/2025 03/27/2034 Common 30,000
Stock
30,000 D

Explanation of Responses:

Signatures

Steven D. Rubin, Attorney-in-Fact 03/29/2024

** Signature of Reporting Person

Reminder: Report on a separate line for each class of securities beneficially owned directly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB Number.

Date

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