Director's Dealing • Mar 30, 2024
Director's Dealing
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3/29/24, 9:32 AM
FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
(Print or Type Responses)
| Ownership Submission |
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| OMB APPROVAL | |||||||
|---|---|---|---|---|---|---|---|
| OMB Number: | 3235-02871 | ||||||
| Estimated average burden | |||||||
| ours per response | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person John A. Paganelli |
2. Issuer Name and Ticker or Trading Symbol OPKO Health, Inc. OPK |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|
| (Last) OPKO Health, Inc. 4400 Biscayne Blvd. |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 03/28/2024 |
Director 10% Owner Officer (give title below) Other (specify below) |
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| (Street) Miami, FL 33137 (City) (Zip) (State) |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| 1.Title of Security | 2. Transaction | 2A. Deemed | 3. Transaction | 4. Securities Acquired | 5. Amount of Securities Beneficially | 7. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Date | Execution Date, if Code | (A) or Disposed of (D) Owned Following Reported | Ownership of Indirect | ||||||
| (Month/Day/Year) any | (Instr. 8) | ' (Instr. 3, 4 and 5) | Transaction(s) | Horm: | Beneficial | |||||
| (Month/Day/Year) | Instr. 3 and 4) | Direct (D) Ownership | ||||||||
| । or Indirect (Instr. 4) | ||||||||||
| (A) or | (1) | |||||||||
| Code | Amount | (D) | Price | (Instr. 4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
Ownership Submission
| 1. Title of Security (Instr. 3) |
2 Derivative Conversion Date Price of Derivative |
3. Transaction or Exercise (Month/Day/Year) any |
3A. Deemed Execution Date, if Transaction Number (Month/Day/Year) (Instr. 8) |
4 Code |
5. of Derivative Securities |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
Security (Instr. 5) |
8. Price of 9. Number of Derivative Derivative Securities Beneficially Owned |
10. Form of |
11. Nature Ownership of Indirect Beneficial Derivative Ownership |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Acquired (A) or Disposed |
Following Reported Transaction(s) (I) |
Security: Direct (D) or Indirect |
(Instr. 4) | ||||||||||
| of (D) (Instr. 3, 4, and 5) |
(Instr. 4) | (Instr. 4) | ||||||||||||
| Code | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| Stock Option (Right to Buy) |
\$ 1.20 | 03/28/2025 03/27/2034 | Common 30,000 Stock |
30,000 | D |
Steven D. Rubin, Attorney-in-Fact 03/29/2024
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB Number.
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