Major Shareholding Notification • Apr 13, 2024
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY MICHAEL P | UMH PROPERTIES, INC. UMH | |||||||||||||||||
| (Last) | (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner Officer (give title below) Other (specify below) |
|||||||||||||||
| 3499 ROUTE 9 N STE 3-C | 3/15/2024 | |||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person | |||||||||||||||||
| (City) (State) (Zip) |
Form filed by More than One Reporting Person | |||||||||||||||||
| Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) |
Date | 2. Trans. | Execution Date, if any |
2A. Deemed | 3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Form: |
Ownership Indirect Direct (D) Ownership |
7. Nature of Beneficial |
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| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
or Indirect (Instr. 4) | ||||||||||||
| UMH Properties, Inc. | 339,584.31 | D | ||||||||||||||||
| UMH Properties, Inc. | 21,190.32 (2) | I | Held by Spouse |
|||||||||||||||
| UMH Properties, Inc. | 60,566.98 15 | I | Account is C/F Daughter Monica |
|||||||||||||||
| UMH Properties, Inc. | I 17,645.26 12 |
Account is C/F Son Aaron |
||||||||||||||||
| UMH Properties, Inc. | of EWL I 48,000 |
Co-Manager Grandchildren Fund LLC |
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| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of 9. Number of 10. Derivative derivative Security (Instr. 5) |
Securities Beneficially Owned |
Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Code | V | (A) | Date (D) |
Exercisable Date | Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (I) (Instr. (Instr. 4) |
Direct (D) or Indirect 4) |
|||||||||
| UMH Properties, Inc. |
\$15.8 | 1/10/2025 | 1/10/2034 | UMH Properties, Inc. |
11,000 | 11,000 | D | |||||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | Properties, Inc. |
UMH | 10,000 | 10,000 | D |
(1) Includes 2,067.72 shares acquired through dividend reinvestment on 3/15/24.
(2) Includes 269.99 shares acquired through dividend reinvestment on 3/15/24.
(3) Includes 756.44 shares acquired through dividend reinvestment on 3/15/24.
(4) Includes 235.96 shares acquired through dividend reinvestment on 3/15/24.
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | ||||||||
| LANDY MICHAEL P | ||||||||
| 3499 ROUTE 9 N STE 3-C | X | |||||||
| FREEHOLD, NJ 07728 |
4/12/2024
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Date
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
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