Major Shareholding Notification • Apr 18, 2024
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | b. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Taft Brett | UMH PROPERTIES, INC. [ UMH ] | Director | ||||||||||||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner X Officer (give title below) Other (specify below) |
||||||||||||||||
| 3499 ROUTE 9 , SUITE 3C | 3/15/2024 | EVP and COO | ||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person | |||||||||||||||||
| (City) (State) (Zip) |
Form filed by More than One Reporting Person | |||||||||||||||||
| Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||||||||||||
| (Instr. 3) | Execution Date, if any |
(Instr. 8) | or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | Ownership of Indirect Beneficial |
||||||||||||
| Direct (D) or Indirect |
Ownership (Instr. 4) |
|||||||||||||||||
| Code | V | (A) or (D) Amount |
Price | (I) (Instr. 4) |
||||||||||||||
| UMH Properties, Inc. | 117,320.12 112 | D | ||||||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of 9. Number of 10. Derivative derivative Security (Instr. 5) Owned Amount or Number of Shares (Instr. 4) |
Securities Beneficially |
Ownership of Indirect Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature Beneficial Ownership (Instr. 4) |
|||||||
| Code | V | (A) | (D) | Expiration Date Title Exercisable Date |
Following Reported Transaction(s) |
|||||||||||||
| UMH Properties, Inc. |
\$15.66 | 3/26/2024 | 3/26/2034 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | |||||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | UMH Properties, Inc. |
39,000 | 39,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40,000 | 40,000 | D | |||||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20,000 | 20,000 | D | |||||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20,000 | 20,000 | D |
(1) Includes 196.17 shares acquired through dividend reinvestment on 3/15/24, and 6,910 shares held in 401(k) as of 3/15/24.
| Reporting Owner Name / Address - | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | |||||||
| Taft Brett | ||||||||
| 3499 ROUTE 9 , SUITE 3C | EVP and COOl | |||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 4/17/2024 | |||
|---|---|---|---|---|
| ** -Signature of Renorting Person |
Date |
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly. * = If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
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