Major Shareholding Notification • Apr 24, 2024
Major Shareholding Notification
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UMH Properties,
Inc.
\$23.81
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY DANIEL O. | UMH PROPERTIES, INC. UMH | ||||||||||||||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | Director | Officer (give title below) | 10% Owner Other (specify below) |
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| 3499 ROUTE 9 NORTH, SUITE 3C | 3/15/2024 | EVP and President of OZ Fund | |||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) (State) |
(Zip) | ||||||||||||||||||
| Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned 6. Following Reported Transaction(s) Ownership Indirect (Instr. 3 and 4) Form: Direct (D) Ownership |
7. Nature of Beneficial |
|||||||||||||
| Code | V | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||||||||||
| UMH Properties, Inc. | 84,239.71 | D | |||||||||||||||||
| UMH Properties, Inc. | 46,279.43 (2) | I | The Landy 2022 Family Trust |
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| UMH Properties, Inc. | 37,903 | T | Juniper Plaza Associates, LTD. |
||||||||||||||||
| UMH Properties, Inc. | 16,220 | T | Samuel Landy Family LTD Partnership |
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| UMH Properties, Inc. | 24,670 | T | Windsor Industrial Park Associates, LTD. |
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| UMH Properties, Inc. (Preferred D) | 900 | 1 | Windsor Industrial Park Associates, LTD. |
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| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 2. 1. Title of Derivate 3. Trans. Security Conversion Date or Exercise (Instr. 3) Price of Derivative Security |
Execution Date, if any |
3A. Deemed 4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 9. Number of 10. Securities Beneficially Owned Following |
Form of Security: Direct (D) |
11. Nature Ownership of Indirect Beneficial Derivative Ownership (Instr. 4) |
||||||||||
| Code | V | (A) | (D) | Date | Exercisable Date | Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
|||||||||
| UMH Properties, Inc. |
\$15.66 | 3/26/2025 | 3/26/2034 | UMH Properties, Inc. |
75,000 | 75,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, nc. |
75,000 | 75,000 | D |
UMH
78,100
78,100 |
D
2/8/2023 | 3/28/2032 | Properties,
2/8/2023 | 3/28/2032 | Properties,
Inc.
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate Security Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative Security (Instr. 5) |
8. Price of 19. Number of derivative Securities Beneficially Owned Following |
10. Ownership of Indirect Form of Derivative Security: Direct (D) |
11. Nature Beneficial Ownership (Instr. 4) |
||||
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
71,760 | 71,760 | D | ||||||||
| UMH Properties, Inc. |
\$13.9 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$12.94 | 12/10/2019 | 12/10/2028 | UMH Properties, Inc. |
25,000 | 25,000 | D | ||||||||
| UMH Properties, Inc. |
\$15.75 | 7/9/2019 | 7/9/2028 | UMH Properties, Inc. |
10,000 | 10,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
1,000 | 1,000 | D |
(1) Includes 217.53 shares acquired through dividend reinvestment on 3/15/24, and 5,229 shares held in 401(k) as of 3/15/24.
(2) Includes 618.87 shares acquired through dividend reinvestment on 3/15/24.
-
| Reporting Owner Name / Address - | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other | |||||||||
| ANDY DANIEL O. | |||||||||
| 3499 ROUTE 9 NORTH | EVP and President of OZ Fund | ||||||||
| SUITE 3C | |||||||||
| FREEHOLD. NJ 07728 |
Signatures
| Nelli Madden | 4/22/2024 |
|---|---|
| ** -Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* . If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.
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