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Umh

Major Shareholding Notification Apr 24, 2024

7099_rns_2024-04-24_a89402a2-5bfe-42e3-8fd3-a1552372a206.pdf

Major Shareholding Notification

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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

UMH Properties,

Inc.

\$23.81

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person - 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LANDY DANIEL O. UMH PROPERTIES, INC. UMH
(Last) (First) (Middle) 3. Date of Earliest Transaction (MM/DD/YYYY) Director Officer (give title below) 10% Owner
Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C 3/15/2024 EVP and President of OZ Fund
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
FREEHOLD, NJ 07728 X Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)
2. Trans.
Date
2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
or Disposed of (D)
(Instr. 3, 4 and 5)
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
6.
Following Reported Transaction(s)
Ownership Indirect
(Instr. 3 and 4)
Form:
Direct (D) Ownership
7. Nature of
Beneficial
Code V Amount (A) or
(D)
Price or Indirect (Instr. 4)
(I) (Instr.
4)
UMH Properties, Inc. 84,239.71 D
UMH Properties, Inc. 46,279.43 (2) I The Landy
2022 Family
Trust
UMH Properties, Inc. 37,903 T Juniper
Plaza
Associates,
LTD.
UMH Properties, Inc. 16,220 T Samuel
Landy
Family LTD
Partnership
UMH Properties, Inc. 24,670 T Windsor
Industrial
Park
Associates,
LTD.
UMH Properties, Inc. (Preferred D) 900 1 Windsor
Industrial
Park
Associates,
LTD.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2.
1. Title of Derivate
3. Trans.
Security
Conversion
Date
or Exercise
(Instr. 3)
Price of
Derivative
Security
Execution
Date, if any
3A. Deemed 4. Trans.
Code
(Instr. 8)
5. Number of
Derivative
Securities Acquired
(A) or Disposed of
(D)
(Instr. 3, 4 and 5)
6. Date Exercisable and
Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Derivative derivative
Security
(Instr. 5)
8. Price of 9. Number of 10.
Securities
Beneficially
Owned
Following
Form of
Security:
Direct (D)
11. Nature
Ownership of Indirect
Beneficial
Derivative Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Date Expiration Title Amount or
Number of
Shares
Reported
Transaction(s)
(Instr. 4)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$15.66 3/26/2025 3/26/2034 UMH
Properties,
Inc.
75,000 75,000 D
UMH Properties,
Inc.
\$14.36 3/21/2024 3/21/2033 UMH
Properties,
nc.
75,000 75,000 D

UMH

78,100

78,100 |

D

2/8/2023 | 3/28/2032 | Properties,
2/8/2023 | 3/28/2032 | Properties,
Inc.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
Instr. 3)
Conversion
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans.
Execution
Date, if any
Code
(Instr. 8)
5. Number of
Derivative
Securities Acquired
(A) or Disposed of
(D)
(Instr. 3, 4 and 5)
6. Date Exercisable and
Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Derivative
Security
(Instr. 5)
8. Price of 19. Number of
derivative
Securities
Beneficially
Owned
Following
10.
Ownership of Indirect
Form of
Derivative
Security:
Direct (D)
11. Nature
Beneficial
Ownership
(Instr. 4)
Code (A) (D) Date
Exercisable Date
Expiration Title Amount or
Number of
Shares
Reported
Transaction(s)
(Instr. 4)
or Indirect
(I) (Instr.
4)
UMH Properties,
Inc.
\$22.57 7/14/2022 7/14/2031 UMH
Properties,
Inc.
100,000 100,000 D
UMH Properties,
Inc.
\$9.7 3/25/2021 3/25/2030 UMH
Properties,
Inc.
71,760 71,760 D
UMH Properties,
Inc.
\$13.9 4/2/2020 4/2/2029 UMH
Properties,
Inc.
100,000 100,000 D
UMH Properties,
Inc.
\$12.94 12/10/2019 12/10/2028 UMH
Properties,
Inc.
25,000 25,000 D
UMH Properties,
Inc.
\$15.75 7/9/2019 7/9/2028 UMH
Properties,
Inc.
10,000 10,000 D
UMH Properties,
Inc.
\$13.09 4/2/2019 4/2/2028 UMH
Properties,
Inc.
1,000 1,000 D

Explanation of Responses:

(1) Includes 217.53 shares acquired through dividend reinvestment on 3/15/24, and 5,229 shares held in 401(k) as of 3/15/24.

(2) Includes 618.87 shares acquired through dividend reinvestment on 3/15/24.

Reporting Owners

-

Reporting Owner Name / Address - Relationships
Director 10% Owner Officer Other
ANDY DANIEL O.
3499 ROUTE 9 NORTH EVP and President of OZ Fund
SUITE 3C
FREEHOLD. NJ 07728

Signatures

Nelli Madden 4/22/2024
**
-Signature of Reporting Person
Date

Reminder: Report on a separate line for each class of securities beneficially owned directly.

* . If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.

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