Major Shareholding Notification • Jul 7, 2024
Major Shareholding Notification
Open in ViewerOpens in native device viewer
Under the Securities Exchange Act of 1934 (Amendment No. 3*)
(Name of Issuer)
Class A Common Stock, par value \$0.0001 per share (Title of Class of Securities)
81663L200
(CUSIP Number)
Steven D. Rubin Executive Vice President - Administration OPKO Health, Inc. 4400 Biscayne Boulevard Miami, Florida 33137 Telephone: (305) 575-4100
(Name, address and telephone number of person authorized to receive notices and communications)
July 3, 2024 (Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | NAME OF REPORTING PERSONS | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| OPKO Health, Inc. | ||||||||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||||||||
| (a) ☐ (b) ☐ |
||||||||||
| 3 | SEC USE ONLY | |||||||||
| 4 | SOURCE OF FUNDS | |||||||||
| 5 | OO | |||||||||
| CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ☒ |
||||||||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||||||
| Delaware | ||||||||||
| 7 | SOLE VOTING POWER | |||||||||
| NUMBER OF | 3,469,521 Shares | |||||||||
| SHARES BENEFICIALLY |
8 | SHARED VOTING POWER | ||||||||
| OWNED BY | - | |||||||||
| EACH | 9 | SOLE DISPOSITIVE POWER | ||||||||
| REPORTING PERSON |
||||||||||
| WITH | 3,469,521 | |||||||||
| 10 | SHARED DISPOSITIVE POWER | |||||||||
| 11 | - AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|||||||||
| 3,469,521 | ||||||||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See | |||||||||
| Instructions) ☐ | ||||||||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||||||||
| 14 | 13.27%(1) TYPE OF REPORTING PERSON |
|||||||||
| CO |
(1) Based on 26,15,866 shares of GeneDx Common Stock (as defined herein) of the Issuer (as defined herein) outstanding on April 24, 2024, as set forth in the Issuer's DEF14A filed with the SEC (as defined herein) on April 29, 2024.
This Amendment No. 3 (the "Amendment") to Schedule 13D is being filed with the Securities and Exchange Commission (the "SEC") on behalf of OPKO Health, Inc., a Delaware corporation ("OPKO") and relates to the Class A common stock, par value \$0.0001 per share ("GeneDx Common Stock"), of GeneDx Holdings Corp., a Delaware corporation ("GeneDx" or the "Issuer") and amends and supplements the initial statement on Schedule 13D filed by OPKO with the SEC on May 9, 2022, as amended by Amendment No. 1 to Schedule 13D filed with the SEC on February 3, 2023, as amended by Amendment No. 2 filed with the SEC on April 20, 2023 (the "Schedule 13D"). Capitalized terms used but not defined in this Amendment No. 3 shall have the same meanings ascribed to them in the Schedule 13D.
In a series of transactions between July 1, 2024 and July 3, 2024, OPKO sold a total of 89,082 shares of GeneDx Common Stock on the open market at prices ranging from \$26.4607 to \$31.20 per share for an aggregate sale price of approximately \$2,457,285.
(a) The Company's beneficial ownership of GeneDx Common Stock is as set forth in the table below:
| Percentage of | ||||
|---|---|---|---|---|
| Number of Outstanding | Outstanding | |||
| Name and Title of Beneficial Owner | Shares Beneficially Owned | Common Shares (1) | ||
| OPKO Health, Inc. | 3,469,521 | 13.27% | ||
| __ |
(1) Based on 26,15,866 shares of GeneDx Common Stock (as defined herein) of the Issuer (as defined herein) outstanding on April 24, 2024, as set forth in the Issuer's DEF14A filed with the SEC (as defined herein) on April 29, 2024.
| Date | Shares of Common Stock |
Aggregate Purchase Price |
Price Per Share |
||
|---|---|---|---|---|---|
| 7/1/24 | 50,000 | \$ | 1,331,699 | \$ | 26.634 |
| 7/2/24 | 25,000 | \$ | 728,095 | \$ | 29.1238 |
| 7/3/24 | 14,082 | \$ | 397,491 | \$ | 28.2269 |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
OPKO Health, Inc.
Dated: July 5, 2024 By: /s/ Steven D. Rubin Name: Steven D. Rubin Title: Executive Vice President - Administration
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.