Director's Dealing • Jul 9, 2024
Director's Dealing
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE | OMB APPROVAL | ||
|---|---|---|---|---|
| COMMISSION | OMB Number: | 3235-0287 | ||
| Check this box if no longer | Washington, D.C. 20549 | Estimated average burden hours |
0.5 | |
| subject to Section 16. Form 4 | per response |
| subject to Section 16. Form 4 |
|---|
| or Form 5 obligations may |
| continue. See Instruction 1(b). |
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
| 1. Name and Address of Reporting Person* Gubin Moishe |
2. Issuer Name and Ticker or Trading Symbol Strawberry Fields REIT, Inc. [ STRW ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||
|---|---|---|---|---|---|---|---|---|
| X | Director | 10% Owner | ||||||
| (Last) | (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 06/21/2024 |
X | Officer (give title below) |
Other (specify below) |
|||
| 5683 LINCOLN AVE | CEO | |||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
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| CHICAGO | IL | 60659 | X | Form filed by One Reporting Person | ||||
| Person | Form filed by More than One Reporting | |||||||
| (City) | (State) | (Zip) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/ Day/Year) |
2A. Deemed Execution Date, if any (Month/ Day/ Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
|||||||
| Common Stock | 06/21/2024 | C | 55,000 | A | \$0.00 | 440,582 | I | By: Gubin Enterprises Limited |
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of 2. Derivative Conversion Security or Exercise (Instr. 3) Price of Derivative Security |
3. Transaction Date (Month/ Day/Year) |
3A. Deemed Execution Date, if any (Month/ Day/ |
4. 5. Number of Transaction Derivative Code (Instr. Securities 8) Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/ Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature Indirect Beneficial Ownership (Instr. 4) |
||||||
| Year) | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
||||||
| OP Units |
\$0.00 | 06/21/2024 | C | 55,000 06/21/2024 12/31/2050 Common | Stock | 55,000 | \$0.00 | 15,980,535 | I | By: Gub Enterpris Limited |
Explanation of Responses:
Remarks:
/s/ Moishe Gubin 07/08/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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