CION Investment Corporation

Major Shareholding Notification • Aug 18, 2024

Date: 08/15/2024 06:48 PM

Client: 24-21869-1_CION Investment Corporation_[BRESNER GREGG A]_4 File: tm2421869-1_4seq1.xml Type: 4 Pg: 1 of 1

Project: 24-21869-1 Form Type: 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940

Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

	OM RO B A PP VA L
OMB Num ber:		3235 -028 7
Esti ed a mat vera ge burd en h ours per resp onse		0.5

Che ck th is bo x if no lo bjec Sec tion Form t to 16. nge r su . Se 4 or For m 5 oblig atio onti e In stru ction ns m ay c nue
1(b)

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

of 1. N d A ddr Rep ame an ess ESN GR EG G A BR ER	* ortin g P erso n		2. Is r Na and Tic ker or T radi ng S ymb ol sue me CIO N I Cor p [ CI ON ] stm ent nve	5. R elat ions hip of R rting Pe (s) t o Is epo rson sue r (Ch eck all lica ble) app
(Las t) C/O CI ON IN VE STM EN 100 PA RK AV EN UE , 25 TH	(Firs t) T C OR P FL OO R	(Mid dle)	3. D ate of E arlie st T acti (Mo nth/ Day /Ye ar) rans on 08/ 14/2 024	X	Dire ctor Offi (giv ) e tit le b elow cer Pre side nt & CI	10% Ow ner Oth er ( cify ) be low spe O
(Stre et) NE W Y OR K NY 100 17			4. If Am end t, D of O rigin al F iled (M onth /Da y/Y ear) ate men	6. In divi dua l or Join t/Gr Fili ng ( Che ck A ppli cab le L ine) oup X For m fi led by O ne R rting Pe epo rson For m fi led than On e R Pe
(Cit y)	(Sta te)	(Zip )			by M rting ore epo	rson

Ta ble I – No n-D eri vat ive Se riti Ac ire d, Dis sed of r B fic iall Ow ned cu es qu po , o ene y
1. T itle o f Se curit y (In 3) str.	2. T actio n Da te rans (Mo nth/ Day /Yea r)	2A. Dee med Exe cutio n Da te,	3. T actio n Co de rans (Inst r. 8)		4. S ities Acq uired (A) or D ispo sed Of ( D) ( Instr . 3, ecur and 5)		4	5. A f Se curit ies nt o mou Ben efici ally Own ed F ollow ing	6. O rship For m: D irect wne (D) or In dire ct (I ) (In 4) str.	7. N e of Ind irect atur Ben efici al O rship wne
		if an y (Mo nth/ /Yea r) Day	Cod e	V	Amo unt	(A) o r (D)	Pric e	Rep d Tr ction (s) ( Instr orte . 3 ansa 4) and		(Inst r. 4)
k, \$ Com n S 0.0 01 val toc mo par ue	08/ 14/2 024		P		1,00 0	A	\$12 .05	(1) 55,0 99	I	By IRA
Com n S k, \$ 0.0 01 val toc mo par ue	08/ 15/2 024		P		2,50 0	A	\$12 .08	(1) 57,5 99	D

Ta ble II De riv ativ e S riti Ac ire d, Dis sed of r B fic iall Ow ned ecu es qu po , o ene y – (e.g lls, ion tib le s riti es) uts nts pt ., p , ca wa rra , o s, c on ver ecu
1. T itle o f De rivat ive S rity (Ins tr. 3 ) ecu	2. Con ion vers or E ise xerc Pric e of Der ivat ive	3. T actio rans n Date (Mo nth/ /Yea r) Day	3A. Dee med Exe cutio n Da te, if an y nth/ /Yea (Mo Day r)	4. T actio n Co de rans (Inst r. 8)		5. N umb f De rivat ive er o Sec uritie s Ac quire d (A ) or of ( D) ( Disp osed Inst r. 3, 4 and 5)		6. D Exe rcisa ble a nd ate Exp iratio n Da te (Mo nth/ /Yea r) Day		7. T itle a nd A f Se curit ies U nde rlyin nt o mou g Deri vativ e Se curit y (In d 4) str. 3 an		8. P rice of Der ivat ive Sec (Ins urity tr. 5)	9. N umb f er o Deri vativ e Se curit ies efici Own Ben ally ed Follo wing Rep orte d Tran sact ion(s ) (In str. 4)	10. O rship wne Form : Dir (D) ect ct (I ) or In dire (Inst r. 4)	11. Natu f re o Indir Ben efici al ect Own ersh ip (Inst r. 4)
	Sec urity			Cod e	V	(A)	(D)	Date Exe rcisa ble	Exp iratio n Date	Title	Amo unt or N umb er of S hare s

Explanation of Responses:

1. Includes 12,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Remarks:

/s/ Gregg A. Bresner

** Signature of Reporting Person

08/16/2024

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Date