Major Shareholding Notification • Nov 14, 2024
Major Shareholding Notification
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Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | |
|---|---|---|---|
| Washington, D.C. 20549 | OMB Number: | 3235-0287 | |
| Check this box if no longer subject to | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden hours per response: |
0.5 |
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LANDY SAMUEL A | X | Director | 10% Owner | |||||||||
| (Last) | (First) | (Middle) | X | Officer (give title below) |
Other (specify below) |
|||||||
| 3499 ROUTE 9 NORTH | 3. Date of Earliest Transaction (Month/Day/Year) | President and | ||||||||||
| STE 3C | 11/13/2024 | CEO | ||||||||||
| (Street) | ||||||||||||
| FREEHOLD NJ 07728 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||
| X Form filed by One Reporting Person |
||||||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person | |||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, |
3. Transaction |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities |
6. Ownership Form: Direct (D) |
7. Nature of Indirect |
| (Month/Day/Year) | if any (Month/Day/Year) |
Code (Instr. 8) |
Beneficially Owned Following Reported |
or Indirect (I) (Instr. 4) |
Beneficial Ownership (Instr. |
|||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
4) | ||||
| UMH Properties, Inc. | 11/13/2024 | S | 50,000(1) | D | \$19.55 | 1,104,825.85 | D | |||
| UMH Properties, Inc. | 11,009.75 | I | Held by Spouse |
|||||||
| UMH Properties, Inc. | 44,200.25 | I | Held with Spouse |
|||||||
| UMH Properties, Inc. | 47,471.71 | I | The Landy 2022 Family Trust |
|||||||
| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
|||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. |
29,500 | 29,500 | D | |||||||||
| UMH Properties, Inc. |
\$13.09 | 04/02/2019 04/02/2028 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||||
| UMH Properties, Inc. |
\$15.04 | 04/04/2018 04/04/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||||
| UMH Properties, Inc. |
\$14.25 | 01/19/2018 01/19/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D |
Explanation of Responses:
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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