Major Shareholding Notification • Dec 29, 2024
Major Shareholding Notification
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Section 16. Form 4 or Form 5 obligations may continue. See
Check this box to indicate that a
Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287
Estimated average burden
| Check this box if no longer subject to | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | hours per response: | 0.5 |
|---|---|---|---|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| Instruction 10. | transaction was made pursuant to a the purchase or sale of equity to satisfy the affirmative defense conditions of Rule 10b5-1(c). See |
contract, instruction or written plan for securities of the issuer that is intended |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Taft Brett |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title Other (specify X |
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| (Last) (First) (Middle) 3499 ROUTE 9 , SUITE 3C |
3. Date of Earliest Transaction (Month/Day/Year) 12/16/2024 |
below) EVP and COO |
below) | ||||||||||||||||
| (Street) FREEHOLD NJ 07728 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
5) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | Reported | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||
| UMH Properties, Inc. | 119,977.39(1) | D | |||||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Date | Expiration | Title | or of |
Amount Number Shares |
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| UMH Properties, Inc. |
\$15.66 | 03/26/2024 | 03/26/2034 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$23.81 | 03/28/2023 | 03/28/2032 | UMH Properties, Inc. |
39,000 | 39,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$22.57 | 07/14/2022 | 07/14/2031 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||||||
| UMH | UMH |
Properties, Inc.
UMH Properties, Inc.
UMH Properties, Inc.
UMH Properties, Inc.
50,000 50,000 D
40,000 40,000 D
20,000 20,000 D
20,000 20,000 D
Properties, Inc.
UMH Properties, Inc.
UMH Properties, Inc.
UMH Properties, Inc.
\$9.7 03/25/2021 03/25/2030
\$11.42 01/02/2020 01/02/2029
\$13.09 04/02/2019 04/02/2028
\$15.04 04/04/2018 04/04/2027
Nelli Madden 12/27/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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