Major Shareholding Notification • Dec 31, 2024
Major Shareholding Notification
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Instruction 1(b).
Form 4 or Form 5 obligations may continue. See
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL | |||
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| OMB Number: | 3235-0287 | ||||
| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | ||||
| Check this box if no longer subject to Section 16. | hours per response: | 0.5 |
| plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| 1. Name and Address of Reporting Person* LANDY DANIEL O. |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Other (specify below) Officer (give title below) EVP and President of OZ Fund |
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| (Last) (First) (Middle) 3499 ROUTE 9 NORTH SUITE 3C |
3. Date of Earliest Transaction (Month/Day/Year) 12/16/2024 |
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| (Street) FREEHOLD |
NJ | 07728 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | ||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 3. Transaction |
5. Amount of Securities | 6. Ownership Form: | 7. Nature of | ||||||||||||||
| Date (Month/Day/Year) |
Execution Date, if any (Month/Day/Year) |
Code (Instr. 8) Code V |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Beneficially Owned Following Reported Transaction(s) (Instr. 3 |
Direct (D) or Indirect (I) (Instr. 4) |
Indirect Beneficial Ownership (Instr. 4) |
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| Amount (A) or (D) Price |
and 4) | |||||||||||||||||||
| UMH Properties, Inc. | 85,763.73(1) | D | ||||||||||||||||||
| UMH Properties, Inc. | 48,023.41(2) | I | The Landy 2022 Family Trust |
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| UMH Properties, Inc. | 37,903 | I | Juniper Plaza Associates, LTD. |
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| UMH Properties, Inc. | 16,220 | I | Samuel Landy Family LTD Partnership |
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| UMH Properties, Inc. | 24,670 | I | Windsor Industrial Park Associates, LTD. |
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| UMH Properties, Inc. (Preferred D) | 900 | I | Windsor Industrial Park Associates, LTD. |
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| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
(e.g., puts, calls, warrants, options, convertible securities) 5. Number of 6. Date Exercisable and Derivative Securities Expiration Date Acquired (A) or (Month/Day/Year) 3 and 4) Disposed of (D) (Instr. 3, 4 and 5) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. |
8. Price of 9. Number of Derivative derivative Security Securities (Instr. 5) Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | ||||||||||
| UMH Properties, Inc. | \$15.66 | 03/26/2025 03/26/2034 UMH Properties, Inc. | 75,000 | 75,000 | D | |||||||||||||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 UMH Properties, Inc. | 75,000 | 75,000 | D | |||||||||||||||
| UMH Properties, Inc. | \$23.81 | 02/08/2023 03/28/2032 UMH Properties, Inc. | 78,100 | 78,100 | D | |||||||||||||||
| UMH Properties, Inc. | \$22.57 | 07/14/2022 07/14/2031 UMH Properties, Inc. | 100,000 | 100,000 | D | |||||||||||||||
| UMH Properties, Inc. | \$9.7 | 03/25/2021 03/25/2030 UMH Properties, Inc. | 71,760 | 71,760 | D | |||||||||||||||
| UMH Properties, Inc. | \$13.9 | 04/02/2020 04/02/2029 UMH Properties, Inc. | 100,000 | 100,000 | D | |||||||||||||||
| UMH Properties, Inc. | \$12.94 | 12/10/2019 12/10/2028 UMH Properties, Inc. | 25,000 | 25,000 | D |
UMH Properties, Inc. \$15.75 07/09/2019 07/09/2028 UMH Properties, Inc. 10,000 10,000 D UMH Properties, Inc. \$13.09 04/02/2019 04/02/2028 UMH Properties, Inc. 1,000 1,000 D
Explanation of Responses:
Includes 193.92 shares acquired through dividend reinvestment on 12/16/24, and 6,140 shares held in 401(k) as of 12/16/24.
Includes 551.7 shares acquired through dividend reinvestment on 12/16/24.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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