Regulatory Filings • May 30, 2025
Regulatory Filings
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| FORM 4 | OMB APPROVAL | ||||
|---|---|---|---|---|---|
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. (Print or Type Responses) |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB Number: Estimated average burden hours per response |
3235-0287 0.5 |
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| 1. Name and Address of Reporting Person * Steven D. Rubin |
2. Issuer Name and Ticker or Trading Symbol OPKO Health, Inc. [ OPK ] |
5. Relationship of Reporting Person(s) to Issuer | (Check all applicable) | ||
| (Last) (First) OPKO Health, Inc. 4400 Biscayne Blvd. |
(Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 05/27/2025 |
__ X __ Director __ X __ Officer (give title below) |
_ 10% Owner ___ Other (specify below) Executive VP-Administration |
| (Street) Miami, FL 33137 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) |
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month /Day/Year) |
2A. Deemed Execution Date, if any (Month/Day /Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: |
7. Nature of Indirect Beneficial |
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|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount (A) or (D) | Price | Direct (D) or Indirect (I) (Instr. 4) |
Ownership (Instr. 4) |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |
|---|---|
| ( e.g. , puts, calls, warrants, options, convertible securities) |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month /Day/Year) |
3A. Deemed Execution Date, if any (Month/Day /Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number 10. of Derivative Securities Beneficially |
Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date | Title | Amount or Number of Shares |
Owned Following Reported Transaction (s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
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| Stock Option (Right to Buy) |
\$ 1.31 | 05/27/2025 | A | 437,500 | (1) | 05/26/2035 | Common Stock |
437,500 | \$ 0 | 437,500 | D |
1. This option will vest in four equal annual installments beginning May 27, 2026.
Steven D. Rubin 05/29/2025
Signature of Reporting Person ** Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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