Major Shareholding Notification • Jan 24, 2018
Major Shareholding Notification
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Date:22 October 2015 ESMA/2015/1597
Krka, d. d., Šmarješka cesta 6, 8501 Novo mesto, Slovenia; ISIN: SI0031102120
[x] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[] Other (please specify)":
Name: Allianz SE City and country of registered office (if applicable): 80802 Munich, Germany
18.01.2018
| % of voting rights attached to shares (total of 7.A) |
% of voting rights through financial in- struments (total of $7.B.1 + 7.B.2$ ) |
Total of both in % $(7.A + 7.B)$ |
Total number of voting rights of issuer vii |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed or reached |
4.99% | 0.00% | 4.99% | 32,793,448 |
| Position of previous notification (if appli- cable) |
5.08% | $0.00\%$ | 5.08% |
| Class/type of shares ISIN code (if possi- ble) |
Number of voting rights * | % of voting rights | ||
|---|---|---|---|---|
| Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
|
| SI0031102120 | 0 | 1,635,043 | 0% | 4.99% |
| SUBTOTAL A | 1,635,043 | 4.99% |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC | |||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date x |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exer- cised/ converted. |
% of voting rights | |
| SUBTOTAL B.1 |
| Type of financial instrument |
Expiration date * |
Exercise/ Conversion Period *i |
Physical or cash settlement*" |
Number of voting rights |
% of voting rights |
|---|---|---|---|---|---|
| SUBTOTAL B.2 |
$\mathbf 2$
[] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.**
[] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity**:
| Name xv | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|---|---|---|---|
| Allianz SE | |||
| Allianz Holding eins GmbH | |||
| Allianz New Holding GmbH | |||
| Allianz ZB d.o.o. društvo za upravljanje obveznim mirovinskim fondom |
|||
| Allianz SE | |||
| Allianz Holding eins GmbH | |||
| Allianz New Europe Hold- ing GmbH |
|||
| Allianz ZB d.o.o. za uprav- ljanje dobrovoljnim miro- vinskim fondovima |
|||
| Allianz SE | |||
| Allianz Holding eins GmbH | |||
| Allianz New Europe Hold- ing GmbH |
|||
| Allianz Zagreb d.d. | |||
| Allianz Invest d.o.o. za upravljanje investicijskim fondovima |
|||
| Allianz SE |
| Allianz Asset Management GmbH |
|
|---|---|
| Allianz Global Investors GmbH |
|
| Allianz SE | |
| Allianz Holding eins GmbH | |
| Allianz New Europe Hold- ing GmbH |
|
| Allianz Hungária Biztosító Zrt. |
In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of $[date]$
Additional information":
Done at Munich on January 22, 2018.
$\frac{1}{2}$
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