Director's Dealing • Sep 13, 2023
Director's Dealing
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| 1. | Details of the person discharging managerial responsibilities/person closely associated | ||||
|---|---|---|---|---|---|
| a) | Name | "Telso" AD, UIC 131176385 | |||
| [For natural persons: the first name and the last name(s).] | |||||
| [For legal persons: full name including legal form as provided for in the register where it is | |||||
| incorporated, if applicable.] | |||||
| 2. | Reason for the notification | ||||
| a) | Position/status | Based on the provisions of art.3, para 1, item 26, letter "g" of Regulation 596/2014 as a | |||
| person closely associated. | |||||
| Vesela Stoeva is deputy chairperson of the Board of directors of "Sopharma" AD | |||||
| [For persons discharging managerial responsibilities: the position occupied within the issuer, emission | |||||
| allowances market participant/auction platform/auctioneer/auction monitor should be indicated, e.g. | |||||
| CEO, CFO.] [For persons closely associated, |
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| -An indication that the notification concerns a person closely associated with a person discharging | |||||
| managerial responsibilities; | |||||
| - Name and position of the relevant person discharging managerial responsibilities.] | |||||
| b) | Initial notification/ | Initial notification | |||
| Amendment | [Indication that this is an initial notification or an amendment to prior notifications. In case of | ||||
| amendment, explain the error that this notification is amending.] | |||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) Name |
"Sopharma" AD / Inc.number: 195-00-63/ 13.09.2023 | ||||
| [Full name of the entity.] | |||||
| 097900BGGW0000048796 b) LEI |
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| [Legal Entity Identifier code in accordance with ISO 17442 LEI code.] | |||||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and | ||||
| (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial | Warrants, ISIN № BG9200001212 Indication as to the nature of the instrument |
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| instrument, type of | |||||
| instrument Identification | — a share, a debt instrument, a derivative or a financial instrument linked to a |
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| code | share or a debt instrument; | ||||
| — an emission allowance, an auction product based on an emission allowance |
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| or a derivative relating to an emission allowance. |
a) Description of the financial
instrument, type of instrument Identification
Current report: 127/ 13.09.2023 NOTIFICATION OF INSIDERS' TRANSACTIONS under art. 19 of Regulation 596/2014
| Instrument identification code as defined under Commission Delegated Regulation supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities adopted under Article |
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|---|---|---|---|---|
| 26 of Regulation (EU) No 600/2014. | ||||
| b) | Nature of the transaction | Exercising warrant rights for conditional capital increase | ||
| [Description of the transaction type using, where applicable, the type of transaction identified in Article 10 of the Commission Delegated Regulation (EU) 2016/522 (1) adopted under Article 19(14) of Regulation (EU) No 596/2014 or a specific example set out in Article 19(7) of Regulation (EU) No Pursuant to Article 19(6)(e) of Regulation (EU) No 596/2014, it shall be indicated whether the |
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| c) | Price(s) and volume(s) | Price(s) | volume(s) | |
| 4 976 781,00 | ||||
| Using the data standards for price and quantity, including where applicable the price currency and the | ||||
| d) | Aggregated information | Price | volume | |
| 4 976 781,00 [The volumes of multiple transactions are aggregated when these transactions: — relate to the same financial instrument or emission allowance; — are of the same nature; — are executed on the same day; and — are executed on the same place of transaction. Using the data standard for quantity, including where applicable the quantity currency, as defined [Price information: — In case of a single transaction, the price of the single transaction; — In case the volumes of multiple transactions are aggregated: the weighted average price of the |
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| — Aggregated volume — | ||||
| Price | ||||
| Using the data standard for price, including where applicable the price currency, as defined under | ||||
| e) | Date of the transaction | 11.9.2023 | ||
| [Date of the particular day of execution of the notified transaction. | ||||
| Using the ISO 8601 date format: YYYY-MM-DD; UTC time.] | ||||
| f) | Place of the transaction Central Depository AD |
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| [Name and code to identify the MiFID trading venue, the systematic internaliser or the organised | ||||
| if the transaction was not executed on any of the above mentioned venues, please mention 'outside a |
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