Director's Dealing • Oct 2, 2023
Director's Dealing
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| 1. | Details of the person discharging managerial responsibilities/person closely associated | |||
|---|---|---|---|---|
| a) | Name | Ognian Donev | ||
| [For natural persons: the first name and the last name(s).] | ||||
| [For legal persons: full name including legal form as provided for in the register where it is incorporated, if | ||||
| applicable.] | ||||
| 2. | Reason for the notification | |||
| a) | Position/status | Based on the provisions of art.3, para 1, item 25 of Regulation 596/2014 as a person discharging managerial | ||
| responsibilities. | ||||
| Ognian Donev is an Executive director and chairman of the Board of directors of Sopharma AD. | ||||
| [For persons discharging managerial responsibilities: the position occupied within the issuer, emission allowances | ||||
| market participant/auction platform/auctioneer/auction monitor should be indicated, e.g. CEO, CFO.] | ||||
| [For persons closely associated, | ||||
| -An indication that the notification concerns a person closely associated with a person discharging managerial | ||||
| responsibilities; | ||||
| - Name and position of the relevant person discharging managerial responsibilities.] | ||||
| b) | Initial notification/ | Initial notification | ||
| Amendment | [Indication that this is an initial notification or an amendment to prior notifications. In case of amendment, | |||
| explain the error that this notification is amending.] | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Sopharma AD | ||
| [Full name of the entity.] | ||||
| b) | LEI | 097900BGGW0000048796 | ||
| [Legal Entity Identifier code in accordance with ISO 17442 LEI code.] | ||||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each | |||
| place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of |
Warrants, ISIN № BG9200001212 | ||
| instrument Identification | Indication as to the nature of the instrument — a share, a debt instrument, a derivative or a financial instrument linked to a share or a |
|||
| code | debt instrument; | |||
| — an emission allowance, an auction product based on an emission allowance or a | ||||
| derivative relating to an emission allowance. | ||||
| Instrument identification code as defined under Commission Delegated Regulation supplementing Regulation | ||||
| (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards | ||||
| for the reporting of transactions to competent authorities adopted under Article 26 of Regulation (EU) No | ||||
| 600/2014. | ||||
| b) | Nature of the transaction | Buy | ||
| [Description of the transaction type using, where applicable, the type of transaction identified in Article 10 of the | ||||
| Commission Delegated Regulation (EU) 2016/522 (1) adopted under Article 19(14) of Regulation (EU) No | ||||
| 596/2014 or a specific example set out in Article 19(7) of Regulation (EU) No 596/2014. | ||||
| Pursuant to Article 19(6)(e) of Regulation (EU) No 596/2014, it shall be indicated whether the transaction is linked | ||||
| c) | Price(s) and volume(s) | Price(s) volume(s) |
||
| 1,84 5 000 |
||||
| 1,83 5 000 |
||||
| 1,84 1 500 |
||||
| 1,84 5 000 1,84 8 000 |
||||
| 1,84 2 000 |
||||
| 1,84 1 000 |
||||
| 1,85 1 800 |
||||
| 1,90 9 000 |
||||
| 1,90 1 000 |
||||
| 1,90 4 000 |
||||
| 1,90 4 600 |
||||
| 1,90 401 |
||||
| 1,90 1 599 |
||||
| 1,85 5 000 |
||||
| 1,90 1 000 |
||||
| 1,85 2 000 1,89 2 000 |
||||
| [Where more than one transaction of the same nature (purchases, sales, lendings, borrows, …) on the same |
| Using the data standards for price and quantity, including where applicable the price currency and the quantity | |||||
|---|---|---|---|---|---|
| d) | Aggregated information | Price | volume | ||
| 1,86 | |||||
| [The volumes of multiple transactions are aggregated when these transactions: | |||||
| — Aggregated volume — | — relate to the same financial instrument or emission allowance; | ||||
| Price | — are of the same nature; | ||||
| — are executed on the same day; and | |||||
| — are executed on the same place of transaction. | |||||
| Using the data standard for quantity, including where applicable the quantity currency, as defined under | |||||
| [Price information: | |||||
| — In case of a single transaction, the price of the single transaction; | |||||
| — In case the volumes of multiple transactions are aggregated: the weighted average price of the aggregated | |||||
| Using the data standard for price, including where applicable the price currency, as defined under Commission | |||||
| e) | Date of the transaction | 29.9.2023 | |||
| [Date of the particular day of execution of the notified transaction. | |||||
| Using the ISO 8601 date format: YYYY-MM-DD; UTC time.] | |||||
| f) | Place of the transaction | BSE AD | |||
| [Name and code to identify the MiFID trading venue, the systematic internaliser or the organised trading | |||||
| if the transaction was not executed on any of the above mentioned venues, please mention 'outside a trading |
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