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TAR - zal02_20240221_Notification_of_the_conclusion_of_an_agreement_by_the_Company_s_Shareholders.pdf

Company: Carlson Investments Se Date: 2024-02-22 Language: English Register to download
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**Notice pursuant to Article 69(1) or (2) in conjunction with Article 87(1)(5) of the Act on Offering** 

# **(fills out shareholder agreement)**

# Original notice / amendment

Original Notice Change

| Issuer Data            |  |
|------------------------|--|
| LEI code               |  |
| 259400GI7JDV70AD7074   |  |
| Name of issuer         |  |
| CARLSON INVESTMENTS SE |  |

## Data of the entity sending the notice

Attorney to submit notice Participant of the agreement Description of the agreement

Members of the Arrangement, based on Article 87 (3) and (1) (5) and (6) in conjunction with Article 69 Paragraph 1(1) of the Act of July 29, 2005 on public offering and the conditions for introducing financial instruments into the organized trading system and on public companies (hereinafter referred to as the "Act"), I hereby notify of the conclusion on February 21, 2024 of an agreement on to acquire shares in the company under the name Carlson Investments SE with its registered office in Warsaw (hereinafter referred to as the "Company"), to vote in unison at the Company's General Meetings and to pursue a common policy towards the

Company (hereinafter referred to as the "Agreement").

Members of the Arrangement explain that they do not rule out further increases or decreases in their share of the total number of votes of the Company within 12 months from the date of submission of this notice in order to strengthen the their common position in the Company's shareholding structure. At the same time, the members of the Arrangement also do not rule out reorganizing the assets they hold, in particular by transferring ownership of some or all of the Company's shares to their subsidiaries within the meaning of the Act or other closely related entities within the meaning of the Act on Trading in Financial Instruments of July 29, 2005. In addition, I would like to inform you that there are no subsidiaries of the Members of the Arrangement who hold shares in the Company, or persons referred to in Article 87 (1) (3) (c) of the Act. " Legal basis:

Article 70(1) of the Act of July 29, 2005 on Public Offering, Conditions Governing the Introduction of Financial Instruments to Organized Trading, and Public Companies.

Type of entity natural person legal person Name Name Arthur Jedrzejewski

no PESEL number

# Data of participants in the agreement

Entity type natural person legal person

| First name | Last Name    |  |
|------------|--------------|--|
| Arthur     | Jedrzejewski |  |

no PESEL number

A participant in the agreement has subsidiaries

# Direct and indirect ownership of the entity - before the change

Number of bearer and/or registered non-voting shares

| 1 247 803                                     |
|-----------------------------------------------|
| Number of registered voting preference shares |
| 0                                             |
| Total number of shares                        |
| 1 247 803                                     |
| % shareholding                                |
| 14,58                                         |
| Number of votes                               |
| 1 247 803                                     |
| % share in number of votes                    |
| 14,58                                         |

| Type of entity       |          |      |             |
|----------------------|----------|------|-------------|
| natural person       |          |      |             |
| legal person         |          |      |             |
| Address              | Zip code | City | Country     |
| Neuhofstrasse 5A     | 6340     | Baar | Switzerland |
| Name of the entity   |          |      |             |
| BOUCHARD ET CIE SA   |          |      |             |
| LEI                  |          |      |             |
| 5493005M6FSFEMIWUQ81 |          |      |             |
| no LEI code          |          |      |             |

A participant in the agreement has subsidiaries

## Direct and indirect ownership of the entity - before the change

Number of bearer and/or registered non-voting shares

| 2 182 850                                     |
|-----------------------------------------------|
| Number of registered voting preference shares |
| 0                                             |
| Total number of shares                        |
| 2 182 850                                     |
| % shareholding                                |
| 25,51                                         |
| Number of votes                               |
| 2 182 850                                     |

| shareholders)                                         |          |                    |                        |
|-------------------------------------------------------|----------|--------------------|------------------------|
| % share in number of votes                            |          |                    |                        |
| 25,51                                                 |          |                    |                        |
| Type of entity                                        |          |                    |                        |
| natural person                                        |          |                    |                        |
| legal person                                          |          |                    |                        |
| Address                                               | Zip code | City               | Country                |
| Vistra Corporate Services<br>Centre, Wickhams Cay II, | VG1110   | Road Town, Tortola | British Virgin Islands |
| Name of the entity                                    |          |                    |                        |
| Carlson Ventures International Limited                |          |                    |                        |
| LEI                                                   |          |                    |                        |
| 549300P8J4N8IGCLJ827                                  |          |                    |                        |
| no LEI code                                           |          |                    |                        |

A participant in the agreement has subsidiaries

## Direct and indirect ownership of the entity - before the change

Number of bearer and/or registered non-voting shares

| 4 024 852                                     |                            |  |
|-----------------------------------------------|----------------------------|--|
| Number of registered voting preference shares |                            |  |
| 0                                             |                            |  |
|                                               | Total number of shares     |  |
| 4 024 852                                     |                            |  |
|                                               | % shareholding             |  |
| 47,04                                         |                            |  |
|                                               | Number of votes            |  |
| 4 024 852                                     |                            |  |
|                                               | % share in number of votes |  |
| 47,04                                         |                            |  |
|                                               |                            |  |

## Total agreement holdings - status before change

Number of bearer and/or registered non-voting shares

| 7 455 505                                     |  |  |  |
|-----------------------------------------------|--|--|--|
| Number of registered voting preference shares |  |  |  |
| 0                                             |  |  |  |
| Total number of shares                        |  |  |  |
| 7 455 505                                     |  |  |  |
| % shareholding                                |  |  |  |
| 87,13                                         |  |  |  |
| Number of votes                               |  |  |  |
| 7 455 505                                     |  |  |  |
|                                               |  |  |  |

% share in number of votes

87,13

# Reason for filing a notice

# Details of the event

| Entity affected by the event          |                                                |
|---------------------------------------|------------------------------------------------|
| Jedrzejewski Artur                    |                                                |
| Date of notification                  | Date of event                                  |
| 2024-2-21                             | 2024-2-21                                      |
| Date of settlement of the transaction | Date of receipt of information about the event |
|                                       | 2024-2-21                                      |
| Type of event                         |                                                |
| Other                                 |                                                |
| Description of the incident           |                                                |
| Conclusion of agreement               |                                                |
|                                       |                                                |

# Direct ownership of the entity

| state before amendment                                  | state after the change                               |
|---------------------------------------------------------|------------------------------------------------------|
| Number of bearer and/or registered non<br>voting shares | Number of bearer and/or registered non-voting shares |
| 1 247 803                                               | 1 247 803                                            |
| Number of registered voting preference shares           | Number of registered voting preference shares        |
| 0                                                       | 0                                                    |
| Total number of shares                                  | Total number of shares                               |
| 1 247 803                                               | 1 247 803                                            |
| % share in share capital                                | % share in share capital                             |
| 14,58                                                   | 14,58                                                |
| Number of votes                                         | Number of votes                                      |
| 1 247 803                                               | 1 247 803                                            |
| % share in number of votes                              | % share in number of votes                           |
| 14,58                                                   | 14,58                                                |

# Details of the event

| Entity affected by the event |               |  |  |  |  |
|------------------------------|---------------|--|--|--|--|
| BOUCHARD ET CIE SA           |               |  |  |  |  |
| Date of notification         | Date of event |  |  |  |  |
| 2024-2-21                    | 2024-2-21     |  |  |  |  |

| Date of settlement of the transaction | Date of receipt of information about the event |  |  |  |
|---------------------------------------|------------------------------------------------|--|--|--|
|                                       | 2024-2-21                                      |  |  |  |
| Type of event                         |                                                |  |  |  |
| Other                                 |                                                |  |  |  |
| Description of the incident           |                                                |  |  |  |
| Conclusion of agreement               |                                                |  |  |  |

# Direct ownership of the entity

#### **state before amendment state after the change**

| Number of bearer and/or registered non<br>voting shares | Number of bearer and/or registered non-voting shares |
|---------------------------------------------------------|------------------------------------------------------|
| 2 182 850                                               | 2 182 850                                            |
| Number of registered voting preference shares           | Number of registered voting preference shares        |
| 0                                                       | 0                                                    |
| Total number of shares                                  | Total number of shares                               |
| 2 182 850                                               | 2 182 850                                            |
| % share in share capital                                | % share in share capital                             |
| 25,51                                                   | 25,51                                                |
| Number of votes                                         | Number of votes                                      |
| 2 182 850                                               | 2 182 850                                            |
| % share in number of votes                              | % share in number of votes                           |
| 25,51                                                   | 25,51                                                |

## Details of the event

| Entity affected by the event           |                                                |  |
|----------------------------------------|------------------------------------------------|--|
| Carlson Ventures International Limited |                                                |  |
| Date of notification                   | Date of event                                  |  |
| 2024-2-21                              | 2024-2-21                                      |  |
| Date of settlement of the transaction  | Date of receipt of information about the event |  |
|                                        | 2024-2-21                                      |  |
| Type of event                          |                                                |  |
| Other                                  |                                                |  |
| Description of the incident            |                                                |  |
| Conclusion of agreement                |                                                |  |

## Direct ownership of the entity

**state before amendment state after the change**

| Number of bearer and/or registered non<br>voting shares | Number of bearer and/or registered non-voting shares |
|---------------------------------------------------------|------------------------------------------------------|
| 4 024 852                                               | 4 024 852                                            |
| Number of registered voting preference shares           | Number of registered voting preference shares        |
| 0                                                       | 0                                                    |
| Total number of shares                                  | Total number of shares                               |
| 4 024 852                                               | 4 024 852                                            |
| % share in share capital                                | % share in share capital                             |
| 47,04                                                   | 47,04                                                |
| Number of votes                                         | Number of votes                                      |
| 4 024 852                                               | 4 024 852                                            |
| % share in number of votes                              | % share in number of votes                           |
| 47,04                                                   | 47,04                                                |

# Ownership status under Article 69b of the Law on Offering

Not applicable Applicable

# Total (direct and indirect) and current holdings

Total and current holdings are not equal

#### **Total holdings**

Number of bearer and/or registered non-voting shares

7 455 505 0 7 455 505 87,13 7 455 505 87,13 Number of registered voting preference shares Total number of shares % shareholding Number of votes % share in number of votes