Major Shareholding Notification • Feb 5, 2016
Major Shareholding Notification
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| 1. Name of the issuer of voting shares or depositary certificate |
AS "Latvijas Gāze" | ||
|---|---|---|---|
| 2. Reason for the notification (please tick the appropriate box) | |||
| - directly acquired voting shares | |||
| - directly disposed voting shares | X | ||
| - indirectly acquired voting rights attached to shares | |||
| - acquisition/disposal of indirectly acquired voting rights attached to shares |
|||
| - directly or indirectly acquired or disposed financial instruments that may result in the acquisition of shares already issued by the issuer whose shares are admitted to the trading on the regulated market |
|||
| - other event changing the breakdown of voting rights | |||
| 3. Full name of a person subject to the | Uniper Ruhrgas International GmbH | ||
| notification obligation | (formerly E.ON Ruhrgas International | ||
| GmbH) | |||
| 4. Full name of a shareholder (if different from referred to in paragraph 3)2 |
|||
| 5. Date on which the voting shares threshold was reached, exceeded or fell below as set down in Article 61 (1) and (2) of the Law on the Financial Instruments Market |
28 January 2016 | ||
| 6. Percentage of voting shares that have | 5% - | 30% - | |
| reached, exceeded or fell below the threshold | 50% - | ||
| as set down in Article 61 (1) and (2) of the | 10% - | ||
| Law on the Financial Instruments Market. | 15% - | 75% - | |
| (please tick the appropriate) | 20% - X | 90%3 - | |
| 25% - | 950/4 - |
1 Full name of following persons: (a) shareholder; (b) person that acquires or acts with the voting rights referred r un name of tonehing porcents of the Law on the Financial Instruments Market; (c) all persons that have to in paragraphs (2) to (0) of in the expaph 1 of Article 8 of the Law on the Financial Instruments Market, (d) person that holds the financial instrument giving right to acquire the voting shares already issued by the issuer.
2 This requirement applies to the cases referred to in paragraphs (2) to (8) of 8 of the Law on the Financial Instruments Market. Full name of shareholder that is a counterparty of the person referred to in Article 8 of the Law on Financial Market Instruments.
3 Related to cases when the Republic of Latvia is the home member state of the issuer.
4 Related to cases when the Republic of Latvia is the home member state of the issuer.
| A. Voting shares | ||||||||
|---|---|---|---|---|---|---|---|---|
| Category/type of shares (use ISIN Code if it is |
Situation prior to the triggering transaction |
Resulting situation after the triggering transaction | ||||||
| assigned) | Number of shares |
Number of voting shares3 |
Number of shares |
Number of voting shares |
% of voting capital | |||
| Direct | Direct | Indirect | Direct | Indirect | ||||
| holding | holding | holding | holding | holding | ||||
| Public emission | 11,560,645 | 11,560,645 | 7,285,740 | 7,285,740 | 18.260% | |||
| Bearer Shares | Bearer | Bearer | Registered | Registered | ||||
| (ISIN | Shares | Shares | Shares | Shares | ||||
| LV0000100899) | ||||||||
| and closed emission |
and | and | ||||||
| Registered | 7,285,740 | 7,285,740 | ||||||
| Shares (ISIN | Registered | Registered | ||||||
| LV0000600021) | Shares | Shares | ||||||
| Subtotal A (based on total voting rights) |
18,846,385 | 18,846,385 | 7,285,740 | 7,285,740 | 18.260% |
| B. Financial instruments | |||||
|---|---|---|---|---|---|
| Resulting situation after the triggering transaction | |||||
| Type of financial instrument |
Expiration date of the right attached to financial instruments to acquire voting shares |
Exercise/Conversion period/Date |
Number of voting rights that may be acquired if the instrument is exercised/conver ted |
% of voting capital | |
| Subtotal B (financial instruments that have come up to the date set in column 2 hereof) |
| Number of voting rights | % of voting rights | ||
|---|---|---|---|
| Total (A+B) | 7,285,740 closed emission Registered Shares |
18.260% |
| Name | Number of voting shares held by each undertaking |
% of voting capital |
|---|---|---|
5 Should disclose the voting shares held directly and/or indirectly.
2
| Full name of proxy holder | Number of voting shares | Date on which the proxy holder will cease to hold voting rights |
|---|---|---|
| 10. Additional information® | Extract from Essen Regional Court Commercial Register in regard to name change of notifying entity. Also attached is copy of Power of Attorney. |
Riga, 2 February 2016, 11:00
Jose & Shi
Ivars Roberts Slokenbergs By a Power of Attorney
3
6 Any other appropriate information the applicant of notification may disclose.
Stiched together and numbered
3 (three)_pages.
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