NLB

Major Shareholding Notification • Aug 28, 2020

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at tachedii:			Nova Ljubljanska Banka d.d.
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer					X
2.	Reason for the notification (please mark		the appropriate box or boxes	with an "X")
An acquisition or disposal of voting rights
	An acquisition or disposal of financial instruments					X
	An event changing the breakdown of voting rights
Other (please specify)iii:	Type 2			& Type 3 Disclosure as per the Transparency Directive II Regulation		X
3. Details of person subject to the		notification obligationiv
Name			Schroders plc
	City and country of registered office (if applicable)		London, UK
4. Full name of shareholder(s)		(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			25.08.2020
6. Date on which issuer notified (DD/MM/YYYY):			26.08.2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights at tached to shares (to tal of 8. A)		% of voting rights through financial instru ments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights of issuer	vii
Resulting situation on the date on which threshold was crossed or reached	N/A		Below 5% Below 5% 20,000,000
Position of previous notification (if applicable)	N/A		5.108%	5.108%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares Class/type of shares ISIN code (if possible) Number of voting rights ix % of voting rights Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) SUBTOTAL 8. A

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial in strument	Expiration date x	Exercise/ Conversion Periodxi	Number of voting rights that may be acquired if the instrument is exercised/converted.	% of voting rights
GDR US66980N2036	N/A	N/A	Below 5%	Below 5%
GDR US66980N1046	N/A	N/A	Below 5%	Below 5%
		SUBTOTAL 8. B 1	Below 5%	Below 5%

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x	Exercise/ Conversion Pe riod xi	Physical or cash settlement xii	Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)			X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in struments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Schroders plc
Schroder Administration Limited
Schroder International Holdings Limited
Schroder Investment Management Limited
Schroder Investment Management North America Limited

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

Place of completion	London
Date of completion	26.08.2020

Annex: Notification of major holdings (to be filed with the FCA only)

A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)	Schroders plc
Contact address (registered office for legal entities)	1 London Wall Place London EC2Y 5AU
E-Mail
Phone number / Fax number	+44 20 7658 6000
Other useful information (at least legal representative for legal persons)

B: Identity of the notifier, if applicable
Full name	Ibraheem Mir
Contact address	1 London Wall Place London EC2Y 5AU
E-Mail	groupdisclosure@schroders.com
Phone number / Fax number	+44 20 7658 7892
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obli gation)	Compliance Analyst

C: Additional information