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NLB

Major Shareholding Notification Mar 14, 2022

1985_rns_2022-03-14_306d0850-f689-49fb-8365-b745bfe3843c.pdf

Major Shareholding Notification

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Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Nova Ljubljanska Banka dd Trg republike 002, 1520 Ljubljana

2. Reason for the notification (please tick the appropriate box or boxes):

[X] An acquisition or disposal of voting rights

[X] An acquisition or disposal of financial instruments

[ ] An event changing the breakdown of voting rights

[ ] Other (please specify)iii:

3. Details of person subject to the notification obligationiv :

Name:

Schroders PLC

City and country of registered office (if applicable): 1 London Wall Place, London, EC2Y 5AU, London, United Kingdom

4. Full name of shareholder(s) (if different from 3.)v :

5. Date on which the threshold was crossed or reachedvi:

2022-03-07

6. Total positions of person(s) subject to the notification obligation:

% of voting rights at
tached to shares (to
tal of 7.A)
% of voting rights
through financial instru
ments
(total of 7.B.1 + 7.B.2)
Total of both in %
(7.A + 7.B)
Total number of
voting rights of is
suervii
Resulting situation
on the date on which
threshold was
crossed or reached
4.91% 0.03% 4.95% 20,000,000
Position of previous
notification (if appli
cable)
5.061% N/A 5.061%

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:

A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares Direct Indirect Direct Indirect
ISIN code (if possi
ble)
(Art 9 of Directive
2004/109/EC)
(Art 10 of Directive
2004/109/EC)
(Art 9 of Directive
2004/109/EC)
(Art 10 of Directive
2004/109/EC)
US66980N2036 4,919,646 4.91965%
SUBTOTAL A 4,919,646 4.91965%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial
instrument
Expira
tion
datex
Exercise/
Conversion Periodxi
Number of voting
rights that may be
acquired if the in
strument is exer
cised/ converted.
% of voting
rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (Note that holdings held via indices, baskets and ETFs would be displayed here as asset
class Equity or PreferredEquity so please update this to the correct name accordingly - and then
PLEASE DELETE this comment once resolved)
Type of finan Expiration Exercise/ Physical or Number of % of voting
cial instru datex Conversion cash settle voting rights
ment Period x
i
mentxii rights
CFD N/A N/A Cash Settle
ment
7,518 0.03%
SUBTOTAL
B.2
7,518 0.03%

8. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[X ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:

Namexv % of voting rights if it
equals or is higher
than the notifiable
threshold
% of voting rights
through financial in
struments if it equals
or is higher than the
notifiable threshold
Total of both if it
equals or is higher
than the notifiable
threshold
Schroders PLC
Schroder Administra
tion Limited
Schroder International
Holdings Limited
Schroder Investment
Management Limited
Schroder Investment
Management North
America Limited

9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]

10. Additional informationxvi:

Done at London on 2022-03-07.

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