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NLB

Major Shareholding Notification Jun 8, 2022

1985_rns_2022-06-08_7e35208d-5bcb-494a-be76-0dc53b1c12b9.pdf

Major Shareholding Notification

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Date:22 October 2015 ESMA/2015/1597

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Nova Ljubljanska Banka dd {undefined}

  1. Reason for the notification (please tick the appropriate box or boxes):

[X] An acquisition or disposal of voting rights

[] An acquisition or disposal of financial instruments

[ ] An event changing the breakdown of voting rights

[ ] Other (please specify)iii:

3. Details of person subject to the notification obligationiv :

Name:

City and country of registered office (if applicable):

Brandes Investment Partners, L.P. 4275 Executive Square, 5th Floor, La Jolla, 92037, United States

  1. Full name of shareholder(s) (if different from 3.)v:

5. Date on which the threshold was crossed or reachedvi:

2022-06-01

6. Total positions of person(s) subject to the notification obligation:

% of voting rights at
tached to shares (to
tal of 7.A)
% of voting rights
through financial instru
ments
(total of 7.B.1 + 7.B.2)
Total of both in %
(7.A + 7.B)
Total number of
voting rights of is
suervii
Resulting situation
on the date on which
threshold was
crossed or reached
4.78% 4.78% 20,000,000.00
Position of previous
notification (if appli
cable)

7. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii:
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares Direct Indirect Direct Indirect
ISIN code (if possi (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
ble) 2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
US66980N1046 479,862** 2.399
US66980N2036 477,058** 2.385
SUBTOTAL A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial
instrument
Expira
tion
datex
Exercise/
Conversion Periodxi
Number of voting
rights that may be
acquired if the in
strument is exer
cised/ converted.
% of voting
rights
SUBTOTAL B.1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC

Type of finan
cial instru
ment
Expiration
datex
Exercise/
Conversion
Period x
i
Physical or
cash settle
mentxii
Number of
voting
rights
% of voting
rights
SUBTOTAL
B.2

  1. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:

Namexv % of voting rights if it
equals or is higher
than the notifiable
threshold
% of voting rights
through financial in
struments if it equals
or is higher than the
notifiable threshold
Total of both if it
equals or is higher
than the notifiable
threshold
Brandes Investment 4.78 0.00 4.78
Partners, L.P.
  1. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]

10. Additional informationxvi:

** Takes into account the GDR ratio 5:1

Done at San Diego on 2022-06-03.

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