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5E Advanced Materials, Inc. — Director's Dealing 2026
Mar 31, 2026
34305_rns_2026-03-31_1ef74166-63ba-4e34-acc9-5055c665843b.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name | of | entity 5E Advanced Materials, Inc. |
|---|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Graham van’t HOFF |
|---|---|
| Date of last notice | 2 January 2026 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Direct or indirect interest Direct
Nature of indirect interest (including
registered holder)
-
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 31 March 2026
No. of securities held prior to change Direct Interests
13,259 Shares of common stock ( Common
Stock )
15,304 Restricted Share Units ( RSUs)
Indirect Interests
Nil
Class RSUs
Number acquired 13,138 RSUs
Number disposed Nil
----- End of picture text -----
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
|---|---|
| No. of securities held after change | Direct Interests 13,259 Common Stock 28,442 RSUs Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
13,138 RSUs were granted on 31 March 2026 pursuant to the 5EA Amended and Restated 2022 Equity Compensation Plan as payment in consideration for services rendered as a non-executive director. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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----- Start of picture text -----
Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if Not Applicable
issued securities)
Date of change Not Applicable
No. and class of securities to Not Applicable
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration Not Applicable
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change Not Applicable
----- End of picture text -----
Part 3 –[+] Closed period
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 2
Appendix 3Y Change of Director’s Interest Notice
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name | of | entity 5E Advanced Materials, Inc. |
|---|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Barry DICK |
|---|---|
| Date of last notice | 2 January 2026 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
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----- Start of picture text -----
Direct or indirect interest Direct
Nature of indirect interest (including -
registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 31 March 2026
No. of securities held prior to change Direct Interests
7,693 shares of common stock ( Common
Stock )
12,855 Restricted Share Units ( RSUs)
Indirect Interests
Nil
Class RSUs
Number acquired 11,036 RSUs
Number disposed Nil
----- End of picture text -----
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
|---|---|
| No. of securities held after change | Direct Interests 7,693 Common Stock 23,891 RSUs Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
11,036 RSUs were granted on 31 March 2026 pursuant to the 5EA Amended and Restated 2022 Equity Compensation Plan as payment in consideration for services rendered as a non-executive director. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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----- Start of picture text -----
Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if Not Applicable
issued securities)
Date of change Not Applicable
No. and class of securities to Not Applicable
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration Not Applicable
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change Not Applicable
----- End of picture text -----
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name | of | entity 5E Advanced Materials, Inc. |
|---|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Bryn Jones |
|---|---|
| Date of last notice | 2 January 2026 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [408 x 315] intentionally omitted <==
----- Start of picture text -----
Direct or indirect interest Direct
Nature of indirect interest (including
registered holder)
-
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 31 March 2026
No. of securities held prior to change Direct Interests
6,902 Shares of common stock ( Common
Stock)
11,019 Restricted Share Units ( RSUs)
Indirect Interests
Nil
Class RSUs
Number acquired 9,459 RSUs
Number disposed Nil
----- End of picture text -----
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
|---|---|
| No. of securities held after change | Direct Interests 6,902 Common Stock 20,478 RSUs Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
9,459 RSUs were granted on 31 March 2026 pursuant to the 5EA Amended and Restated 2022 Equity Compensation Plan as payment in consideration for services rendered as a non-executive director. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [409 x 290] intentionally omitted <==
----- Start of picture text -----
Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if Not Applicable
issued securities)
Date of change Not Applicable
No. and class of securities to Not Applicable
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration Not Applicable
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change Not Applicable
----- End of picture text -----
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name | of | entity 5E Advanced Materials, Inc. |
|---|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Curtis Hébert Jr. |
|---|---|
| Date of last notice | 2 January 2026 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [433 x 267] intentionally omitted <==
----- Start of picture text -----
Direct or indirect interest Direct
Nature of indirect interest (including
registered holder)
-
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 31 March 2026
No. of securities held prior to change Direct Interests
3,671 Shares of common stock ( Common
Stock )
11,019 Restricted Share Units ( RSUs)
Indirect Interests
Nil
Class RSUs
----- End of picture text -----
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 9,459 RSUs |
|---|---|
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
| No. of securities held after change | Direct Interests 3,671 Common Stock 20,478 RSUs Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
9,459 RSUs were granted on 31 March 2026 pursuant to the 5EA Amended and Restated 2022 Equity Compensation Plan as payment in consideration for services rendered as a non-executive director. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [434 x 233] intentionally omitted <==
----- Start of picture text -----
Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if Not Applicable
issued securities)
Date of change Not Applicable
No. and class of securities to Not Applicable
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired Not Applicable
Interest disposed Not Applicable
----- End of picture text -----
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Not Applicable |
|---|---|
| Interest after change | Not Applicable |
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3