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ADLER Real Estate AG

Quarterly Report Nov 29, 2022

16_10-q_2022-11-29_771ebbdd-7abb-4b17-9f52-d4fcd2198e03.pdf

Quarterly Report

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QUARTERLY STATEMENT Q3

AS AT 30 SEPTEMBER 2022

/// KEY FIGURES

In EUR millions
Consolidated Statement of Income 9M 2022 9M 2021
Net rental income 101.8 168.7
Earnings from property lettings 84.0 150.9
Earnings from the sale of properties -12.4 0.7
EBIT -268.7 250.8
Consolidated net profit from continuing operations -338.3 74.2
Consolidated net profit -338.3 74.2
FFO I 33.5 57.6
FFO I per share in EUR (fully diluted)1) 0.31 0.53
Consolidated Balance Sheet 30.09.20222) 31.12.20212)
Investment Properties (including inventories) 3,162.5 3,413.1
EPRA NRV (adjusted and fully diluted) 1,977.2 2,295.1
EPRA NRV per share in EUR (adjusted and fully diluted)1) 18.07 20.98
LTV in % 40.4 28.5
WACD 2.1 2.0
Cashflow 9M 2022 9M 2021
Net cash flow from operating activities 6.5 80.6
Net cash flow from investing activities 715.6 50.4
Net cash flow from financing activities -795.7 -178.5
Employees 30.09.2022 31.12.2021
Number of employees 297 775
FTEs (Full-time equivalents) 281 723
Portfolio3) 9M 2022 9M 2021
Portfolio (units) 11,495 51,961
– of which residential 11,219 51,173
– of which commercial 276 788
Average rent (EUR /month/sqm) 7.06 6.16
Vacancy rate (%) 2.1 4.2
Fair value investment properties incl. inventories (EUR m) 1,934 5,648
Net rental income (EUR m) 61.2 219.8

1) Based on the number of shares outstanding as at balance sheet date

2) Pro forma calculaton on assumption that subgroup Brack Capital Properties (BCP) was not treated as held for sale

3) Not including those rental units which have been regrouped to the balance sheet position "Non-current assets held for sale"

/// CONTENT

PORTFOLIO 4
THE ADLER SHARE 4
INTERIM GROUP MANAGEMENT REPORT 5
Fundamentals of ADLER Real Estate AG Group 6
Business model 6
Management system 6
Employees 7
Research and development 7
Economic report 7
Macroeconomic and sector-specific settings 7
Economic development of the Group 8
Report on risks and opportunities 9
Report on expected developments 9
Report on events after the balance sheet date 9
Results from operations, net assets and financial position 10
Results from operations 10
Net assets 14
Financial position 17
GROUP INTERIM FINANCIAL STATEMENT AS AT 30 SEPTEMBER 2022 19
Consolidated balance sheet (IFRS) as at 30 September 2022 20
Consolidated statement of comprehensive income (IFRS)
for the period from 1 January at 30 September 2022 22
Consolidated statement of cash flows (IFRS)
for the period from 1 January at 30 September 2022 24
Consolidated statement of changes in equity(IFRS)
for the period from 1 January at 30 September 2022
26
AFFIRMATION BY THE LEGAL REPRESENTATIVES 28
LEGAL REMARKS 28
AT A GLANCE 29

/// PORTFOLIO

THE PROPERTY PORTFOLIO

At the end of the third quarter of 2022, ADLER Real Estate AG held a total of 11,495 rental units that are intended to be held permanently and are therefore recognised in the balance sheet as investment properties. They are mainly located in North Rhine-Westphalia and Berlin and comprise a total area of 746,300 square metres. Compared to the last reporting date at the half-year stage the number of rental units has increased as a portfoio of 1,400 units has been taken over from the mother company Adler Group. The 12,000 units of the BCP subsidiary continue to be contained in the balance sheet item "Non-current assets held for sale" due to the onging efforts to sell the portfolio.

The operational performance data for the portfolio consisting of the investment properties was as follows in the first nine months of 2022: The contracted rent/square metre/month averaged EUR 7.06 at the end of the reporting period, and the vacancy rate (excluding units under renovation) reached 2.1 percent.

The fair value of this portfolio, calculated according to IFRS, amounted to EUR 1,911.3 million at the end of September 2022.

/// THE ADLER SHARE

Shares no longer playing a major role on the stock exchange

ADLER shares are no longer playing a major role on stock exchange price lists as Adler Group holds 96.7 percent of ADLER's shares. Brokerage houses no longer issue reports on ADLER. Nontheless, the shares gained around 10 percent in value during the first nine months of 2022 after major fluctuations and thus outperformed the Solactive DIMAX sector index, which comprises the major listed real estate companies in Germany and lost more than half in value over the same period of time.

Because the financing required for all Adler Group companies is handled by the Group's headquarters, ADLER has not been actively involved in the capital markets ever since its acquisition by Adler Group. Investor relations activities have been reduced correspondingly. However, ADLER continues to meet its obligations as a listed company, which include quarterly reporting.

/// INTERIM GROUP MANAGEMENT REPORT /// FUNDAMENTALS OF ADLER REAL ESTATE AG GROUP /// ECONOMIC REPORT /// REPORT ON RISKS AND OPPORTUNITIES /// REPORT ON EXPECTED DEVELOPMENTS /// REPORT ON EVENTS AFTER THE BALANCE SHEET DATE /// RESULTS FROM OPERATIONS, NET ASSETS AND FINANCIAL POSITION

/// GROUP FUNDAMENTALS OF ADLER REAL ESTATE AG

BUSINESS MODEL

ADLER is a German residential property companies with a focus on affordable housing. Its portfolio is primarily located in – or on the outskirts of – large and growing conurbations. All of the Group's properties and business operations are located in Germany.

ADLER's business model is the long-term letting of flats and the generation of sustainable cash flows. To secure long-term profitability, ADLER opportunistically adjusts its residential portfolio through acquisitions and disposals.

All main functions relating to property management are carried out through the staff of Adler Group, of which ADLER has been part of since the middle of 2020. The daily management of the portfolio lies in the hands of group companies like ADLER Wohnen Service GmbH, ADLER Gebaeude Service GmbH and ADLER Energie Service GmbH. The BCP portfolio is currently managed by the group company RT Facility Management GmbH.

Residential real estate portfolio

ADLER's portfolio is largely composed of small to medium-sized residential units. The flats have an average size of slightly over 60 square metres and are particularly well suited to the needs of the company's target group, namely tenants with low to medium incomes. In order to maintain and improve the quality of its residential units, ADLER invests a double digit million amount of euros year after year.

Acquisition strategy

Following its integration into Adler Group, ADLER no longer pursues its former independent acquisition strategy but instead follows the overall strategy of the new Group. ADLER regularly streamlines its portfolio as part of its portfolio optimisation process selling properties which do not fit the company strategy any longer.

Financing strategy

Following its integration into the new Adler Group, ADLER has ceased to pursue an independent financing strategy, but rather is subject to decisions taken by the new Group.

MANAGEMENT SYSTEM

Financial performance indicators

The main financial performance indicators used by ADLER are: EPRA net reinstatement value (EPRA NRV, adjusted for goodwill and fully diluted), funds from operations I (FFO I) to indicate cash-flow-based operating earnings and loan-to-value (LTV) to indicate financial stability calculated as net debt/gross asset value.

Non-financial performance indicators

Numerous non-financial performance indicators are regularly monitored within the Group's property management activities. These indicators include the occupancy rate, the number of contract termination notices received from tenants, the number of new rental agreements, compliance with time schedules for maintenance measures, the availability of property managers and so forth.

Other non-financial performance indicators recorded at ADLER are included in the non-financial reporting. These are not used for active management of the company. From 2020, ADLER is part of Adler Group's nonfinancial reporting, which is made available on the Adler Group's website.

EMPLOYEES

As the group holding company, ADLER Real Estate AG has Management Board members but no employees. Operational tasks relating to central administration and portfolio management are performed within the Group by employees of Adler Group who are employed by other group companies and with whom corresponding service contracts exist.

RESEARCH AND DEVELOPMENT

As a real estate group, ADLER does not perform any research and development functions in the traditional sense. However, insights from regular market analyses form an important basis for all of the company's and Group's operating activities.

/// ECONOMIC REPORT

MACROECONOMIC AND SECTOR-SPECIFIC SETTINGS

In the third quarter of 2022, the German economy grew only moderately due to the Ukraine conflict and the ongoing pandemia. Compared to the corresponding quarter of the previous year, the gross domestic product increased by 1.2 percent, adjusted for price and calendar effects (after 3.9 percent in the first quarter and 1.5 percent in the second). The unemployment rate was 5.4 percent at the end of September 2022, about 0.3 percentage point lower than a year earlier. At the same time, prices rose sharply, with the inflation rate reaching 10.0 percent in September – mainly due to higher prices for energy and food. The real estate sector proved to be a stabilising factor, as rents only increased by 1.8 percent in the first nine months of 2022 according to the cost of living index.

Legal framework

On April 4, 2022, the new federal government decided that from 2023 landlords would also have to contribute to the CO2 levy on heating costs. The staged model, which sets the share of landlords in inverse relation to the energy efficiency of the building has been determined in mid-November in a corresponding bill.

In October 2022, the federal government decided on a comprehensive package of measures to mitigate the consequences of the sharp increase in energy prices for private individuals and companies. These include, among other things, a cap on the gas price, the temporary assumption of heating costs or a postponement of the increase in the CO2 levy. The measures benefit landlords in so far as they help to support and maintain the solvency of low-income tenants in particular.

ECONOMIC DEVELOPMENT OF THE GROUP

On January 13, 2022, the contract to sell more than 14,400 residential and commercial units to a subsidiary of KKR & Co. Inc. was signed. With the exemption of a minor number of units, the sale has meanwhile been completed.

On February 11, 2022, the international rating agency Standard and Poor's (S&P) lowered the long-term issuer credit rating on Adler to 'B-" from "B+" and lowered the issue ratings on its senior unsecured debt to "B" from "BB-". The ratings were placed on CreditWatch negative.

On March 14, 2022 Dr. Peter Maser was appointed member of the Supervisory Board of ADLER Real Estate AG following Claus Joergensen who left for personal reasons.

On March 30, 2022 ADLER signed a loan agreement on the granting of a loan in an amount of EUR 265 million to its majority shareholder, ADLER Group S.A. The Company's excess liquidity obtained in the course of transactions is thus used efficiently.

On April 19, 2022 the outstanding bond 2019/2022 has been repaid at maturity in the full amount of EUR 400 million.

On April 21, 2022, Adler Group announced that KPMG Forensic had provided the Company with the final report of its comprehensive review of the allegations of Viceroy Research LLC. This report was published on the website of the Company on 22 April 2022. KPMG Forensic did not find evidence that there were systematic fraudulent and looting transactions with allegedly related parties. However, KPMG Forensic identified deficiencies in the documentation and the process handling of those transactions. Prof. Dr. Kirsten, Chairman of the Board of Directors of Adler Group, announced a program to address the identified weaknesses in structure and process on 22 April 2022.

On April 29, 2022, the Adler Group received notification from its auditor, KPMG, that it will issue a disclaimer on its audit opinion for the 2021 consolidated financial statements and annual accouunts. This also affects ADLER Real Estate AG.

On May 5, 2022, the rating agency Standard & Poor's changed ADLER Real Estate's corporate rating from B- to CCC and its bond rating from B to CCC.

On June 22, 2022 Adler Group welcomed the examination order (Prüfungsanordnung) of the German Federal Financial Supervisory Authority for the consolidated financial statements as of 31 December 2021 and the combined management report for the financial year 2021 of ADLER Real Estate AG which had been delivered to the company. The expected results will make a further contribution to clarifying the allegations by a short seller, according to which related parties had exerted influence on transactions and business events.

On 24 June 2022, ADLER Real Estate acquired a portfolio of 1,400 rental units from the parent company Adler Group. The transaction serves in particular to effectively manage the cash and assets. The transaction is structured as a share deal and includes 14 property companies with existing properties in Berlin. The transfer of rights and obligations took place at the beginning of the third quarter.

On August 1, 2022 Adler Group appealed against a decision by the German Federal Financial Supervisory Authority which, within the scope of an error determination, had notified the company that the audited consolidated financial statements as of 31 December 2019 and the related summarized management report for the 2019 financial year of ADLER Real Estate AG contain an accounting error pursuant to section 109 (1) of the German Securities Trading Act.

On August 3, 2022 LEG Immobilien SE announced that it will not make a public purchase offer for the shares in BCP and thus not pursue the acquisition of these shares from ADLER any further.

On 14 August, the maturity date of the loan agreement of up to EUR 200 million with the subsidiary BCP was newly agreed. Instead on 23 May 2023 it will be due now on 29 December 2023.

/// REPORT ON RISKS AND OPPORTUNITIES

For the actual risk and opportunity situation, the company refers to the detailed risks and opportunities report in the annual report 2021, to the supplement in the 2022 H1 report and the events after the balance sheet date. Otherwise, no material changes have occurred in the risk and opportunity situation since the last report.

/// REPORT ON EXPECTED DEVELOPMENTS

Since the last reporting at half year stage, expectations for the 2022 financial year have stayed unchanged. ADLER expects net rental income in the range of EUR 128 million to EUR 133 million and FFO I between EUR 34 million and EUR 35 million.

/// REPORT ON EVENTS AFTER THE BALANCE SHEET DATE

On 3 October 2022, Adler Group announced that, as expected, the option period for the irrevocable tender commitment for 63 percent of the shares in Brack Capital Properties N.V. granted to LEG Immobilien SE has expired on 30 September 2022, without a public tender offer.

On 17 November 2022, Adler Group announced to appeal against a further partial decision by BaFin. Adler does not share BaFin's view related to the further finding of partial error in ADLER Real Estate AG's consolidated financial statements as of 31 December 2019, continues to maintain the full accuracy and correctness of these audited consolidated financial statements and will pursue legal remedies to move the resolution of this issue forward.

On 18 November 2022, Adler Real Estate reported to be in advanced negotiations with its bondholders. In this framework it has been considered to provide a secured debt financing to the Adler group of companies, including ADLER Real Estate AG. At present, no final decision has been made as to whether ADLER Real Estate will become a party to such a potential agreement.

On 25 November 2022, ADLER Real Estate AG, together with its parent company Adler Group S.A. entered into an agreement with certain Adler Group bondholders to provide the Adler group of companies with secured debt financing amounting to EUR 937.5 million. It will be used in part to refinance financial liabilities of ADLER Real Estate and its subsidiaries in the amount of EUR 535 million that will become due in the next few years. The provision of the debt financing is still subject to certain conditions.

No further events with the potential to significantly influence the result of operations, net assets or financial position of ADLER occurred between the end of the reporting period and the time this report was published. The company's business performance up to the reporting date confirms the statements made in its report on expected developments.

/// RESULTS FROM OPERATIONS, NET ASSETS AND FINANCIAL POSITION

RESULTS FROM OPERATIONS

ADLER generates its income almost exclusively from the management of its existing properties. This is the main focus of its business model.

In EUR millions 9M 2022 9M 2021
Gross rental income 167.8 252.4
– of which net rental income 101.9 168.7
Expenses from property lettings -83.7 -101.5
Earnings from property lettings 84.0 150.9
Income from the sale of properties 1,046.6 128.2
Expenses from the sale of properties -1,059.0 -127.5
Earnings from the sale of properties -12.4 0.7
Personnel expenses -18.7 -29.3
Other operating income 6.2 4.7
Other operating expenses -49.7 -32.8
Income from fair value adjustments of investment properties -164.0 160.1
Depreciation and amortisation -114.2 -3.5
Earnings before interest and taxes (EBIT) -268.7 250.8
Financial result -96.6 -115.9
Net income from at-equity valued investment associates 0.3 -0.3
Earnings before taxes (EBT) -365.0 134.6
Income taxes 26.7 -60.4
Net consolidated result from continuing operation -338.3 74.2
Earnings after tax from discontinued operation 0.0 0.0
Net consolidated result -338.3 74.2

Earnings from property lettings

In the first nine moths of 2022, both gross rental income (EUR 167.8 million) and net rental income (EUR 101.8 million) declined significantly compared to the same period of the previous year, because around 15,500 rental units had been sold at the end of the last financial year and around 14,000 further units in the course of the reporting period. A positive effect resulted from the acquisition of a small portfolio of 1,400 units at the half-year stage and from the operational performance which could be further improved: The contracted rent/square metre/month averaged EUR 7.06 at the end of the reporting period, and the vacancy rate reached 2.1 percent at the end of the first half of 2022.

Along with the income, earnings from property lettings were also lower than in the comparable period of the previous year, reaching EUR 84.0 million.

Earnings from the sale of properties

During the first nine month of 2022, the majority of the properties from the portfolio transaction with KKR/ Velero were sold. Earnings from the sale of properties stood at minus EUR 12.4 million after deduction of transaction costs as for BCP inventories, the net transaction value determined by an independent external appraiser was lower than the carrying amount..

Income from fair value adjustments of investment properties

Fair value valuations of investment properties were dampened by the considerable changes in the general economic environment, in particular by actual and further expected changes in interest rates and by the fact that growth expectations have been softened due to the effects of the ongoing Ukraine conflict. Income from fair value adjustments therefore came out at minus EUR 164.0 million in the first nine months of 2022.

Expenses

Personnel expenses were reported at EUR 18.7 million for the first nine month of 2022. This is significantly less than in the previous year, because the number of employees declined in line with the portfolio sales. Other operating expenses, on the other hand, exceeded the comparable level of the previous year because real estate transfer tax obligations of EUR 20.4 million arose retrospectively in connection with LEG's acquisition of shares in BCP. In addition, expenses amounting to EUR 104.3 million were incurred in connection with the write-down of goodwill, of which EUR 57.6 million related to assets contained in assets held for sale.

Earnings

After taking into account all non-financial expenses, earnings before interest and taxes (EBIT) for the first nine months of 2022 came to minus EUR 268.7 million. The financial result reached a minus of EUR 96.6 million and was thus better than in the comparable period of the previous year. Amongst others, this reflects the fact that receivables from the sale of the Accentro shares and in connection with a joint venture had to be revalued resulting in seizable expenses. On the other hand, the revaluation of LEG's acquisition options in BCP yielded substantial financial income.

Earnings before taxes (EBT) came to minus EUR 365.0 million and, after deduction of income tax expenses which mainly consist of deferred taxes, consolidated net profit totalled minus EUR 338.3 million.

Funds from operations (FFO) stable

The funds from operations (FFO) are calculated according to the scheme of the following table.

In EUR millions 9M 2022 9M 2021
Consolidated net profit -338.3 74.2
of which from continuing operations -338.3 74.2
+ Financial result 96.6 115.9
+ Income taxes -26.7 60.4
+ Depreciation and amortisation 114.1 3.5
Income from measurement of investment properties -164.0 160.1
Net income from at-equity-valued investment associates 0.3 -0.3
EBITDA IFRS (continuing and discontinued operations) 9.4 94.1
+/– Non-recurring and extraordinary items 50.7 15.7
Adjusted EBITA1) 60.1 109.8
Interest expense FFO 15.7 43.6
Current income taxes 5.0 2.6
Earnings before interest and taxes from the sale of properties,
discontinued operations and minority interests
5.8 6.4
FFO I 33.5 57.3
Number of shares (basic) 109,416,860 109,416,860
FFO I per share (basic) 0.31 0.53
Number of shares (diluted) 109,416,860 109,416,860
FFO I per share (diluted) 0.31 0.53

1) Substantial investments are shown in the non-recurring and extraordinary items; the previous year was adjusted.

Non-recurring and extraordinary items are structured as follows:

Non-recurring and extraordinary items
In EUR millions
9M 2022 9M 2021
Non-cash income/expenses and one-off payments 39.8 15.2
Costs of acquisition/integration/sale 2.3 0.1
Preservation capex 8.1 0.2
Optimisation of business model, structuring 0.6 0.4
Total of non-recurring and extraordinary items 50.8 15.9

The FFO interest charge is derived as follows:

Interest expense FFO I
In EUR millions 9M 2022 9M 2021
Interest income 68.9 12.5
Interest expenses -100.3 -128.4
Impairments on trade and other receivables -65.2 0.0
Total interest income (continued and discontinued operations) -96.6 -115.9
Adjustments
Prepayment compensation and provision costs 12.9 6.7
Effects of measurement of primary financial instruments 11.6 7.9
Other adjustments 56.2 57.9
Interest expenses FFO I -15.9 -43.4

Calculated this way, FFO for the first nine month of 2022 amounted to EUR 33.5 million or EUR 0.31 per share on a diluted as well as on an undiluted basis as no convertibles are outstanding any more.

NET ASSETS

In EUR millions 30.09.2022 as percent
age of
total assets
30.09.2022
adjusted1)
as percent
age of
total assets
angepasst1)
31.12.2021 as percent
age of
total assets
31.12.2021
adjusted1)
as percent
age of
total assets
angepasst1)
Non-current assets 2,049.6 46.1 3,266.8 73.4 1,822.7 32.6 3,541.3 63.4
– of which investments
properties
1,911.3 42.9 3,112.1 69.9 1,662.8 29.8 3,349.2 60.0
Current assets 477.4 10.7 724.8 16.3 793.4 14.2 905.9 16.2
– of which inventories 22.3 0.5 50.4 1.1 13.2 0.2 63.9 1.1
– of which cash and
cash equivalents
investments
75.4 1.7 247.9 5.6 296.8 5.3 321.7 5.8
Non-current assets
held for sale
1,923.2 43.2 458.5 10.3 2,968.6 53.2 1,137.5 20.4
Assets 4,450.1 100.0 4,450.1 100.0 5,584.7 100.0 5,584.7 100.0
Equity 1,781.5 40.0 1,781.5 40.0 2,144.0 38.4 2,144.0 38.4
– of which capital stock 109.4 2.5 109.4 2.5 109.4 2.0 109.4 2.0
– of which capital
reserve
767.2 17.2 767.2 17.2 772.6 13.8 772.6 13.8
– of which net retained
profit
574.4 12.9 574.4 12.9 830.3 14.9 830.3 14.9
– of which
non-controlling
interests
330.5 7.4 330.5 7.4 431.7 7.7 431.7 7.7
Non-current liabilities 1,060.0 23.8 1,529.3 34.4 2,023.9 36.2 2,600.0 46.6
– of which liabilities
from bonds
594.0 13.3 769.4 17.3 1,088.8 19.5 1,151.7 20.6
– of which financial
liabilities to banks
337.7 7.6 522.6 11.7 703.8 12.6 1,059.1 19.0
Current liabilities 727.7 16.4 976.4 21.9 551.5 9.9 840.6 15.1
– of which liabilities
from bonds
510.4 11.5 577.4 13.0 421.9 7.6 433.5 7.8
– of which financial
liabilities to banks
69.8 1.6 217.1 4.9 35.5 0.6 282.5 5.1
Liabilities held for sale 881.0 19.8 162.9 3.7 865.3 15.5 0.0 0.0
Equity and liabilities 4,450.1 100.0 4,450.1 100.0 5,584.7 100.0 5,584.7 100.0

1) Pro forma consolidated balance sheet in which the BCP subgroup is not considered a disposal group according to IFRS 5

The balance sheet position of non-current assets held for sale comprises all assets which are intended to be sold in foreseeable time. Assets of group company BCP are still contained herein. At the same time, a proforma balance sheet shows how the individual balance sheet items will appear if BCP is not considered a disposal group according to IFRS.

As at the reporting date of 30 September 2022, ADLER had net assets totalling EUR 4,450.1 million, 20.3 percent less than at the end of the previous year (EUR 5,584.7 million).

Assets

The value of investment properties was reported to be EUR 1,911.3 million at end of September of 2022. The slight increase over the value at the start of the year (EUR 1,662.8 million) was due to capex and the acquisition of a portfolio of 1,400 units from the mother company.

Current assets amounted to EUR 477.4 million as at the balance sheet date. The decrease compared with the start of the year is due to the fact that, after considerable repayment of debt cash and cash equivalents declined.

Non-current assets held for sale amounted to EUR 1,923.2 million as of 30 September 2022 and mainly include the remaining properties from the portfolio sale to KKR/Velero, Eurohaus in Frankfurt and the properties of BCP.

Shareholders' equity/liabilities

Shareholders' equity amounted to EUR 1,781.5 million at the end of September 2022 representing a decline compared to the end of the previous year due to the losses incurred. The equity ratio reached 40.0 40.0 percent.

Non-current liabilities decreased considerably in the course of 30 September 2022 to EUR 1,060.0 million as bonds amounting to EUR 400 million were paid back and liabilities against banks decreased with the portfolio sales.

Current liabilities increased slightly to EUR 727.7 million mainly due to rising current tax liabilities.

Liabilities held for sale amounted to EUR 881.0 million as at 30 September 2022.

Loan to value (LTV)

ADLER calculates LTV following the scheme set out in the following table as the ratio of adjusted net financial liabilities to total property assets, as is customary in the industry. LTV was 40.4 percent at the end of September 2022 after 28.5 percent at the end of 2021.

In EUR millions 30.09.2022 30.09.2022
adjusted2)
31.12.2021 31.12.2021
adjusted2)
Bonds 1,104.4 1,346.8 1,510.7 1,585.2
+ Financial liabilities to banks 407.5 865.9 739.3 1,341.6
Cash and cash equivalents 75.4 252.5 296.8 321.7
= Net financial liabilities 1,436.5 1,960.2 1,953.2 2,605.1
Non-current assets held for sale and purchase
price receivables, financial instruments minus
liabilities associated with assets held for sale1)
508.1 525.9 1,604.2 1,624.2
= Adjusted net financial liabilities 928.4 1,434.3 349.0 980.9
Investment properties 1,911.3 3,482.1 1,662.8 3,349.2
+ Inventories 13.2 50.4 13.2 63.9
+ Property, plant and equipment for property
management
7.5 7.5 12.9 12.9
+ Shares in real estate companies 7.5 8.3 10.5 17.3
+ Net financial liabilities of BCP3) 962.8 1,023.5 0.0
= Gross asset value 2,902.3 3,548.3 2,722.9 3,443.3
LTV in % 31.9 40.4 12.8 28.5

1) Purchase price receivables including interest from the sale of ACCENTRO amounted to EUR 21.7 million (previous year: EUR 58.6 million); non-current assets held for sale excluding BCP amounted to EUR 80.1 million (previous year: EUR 1,079.9 million); equity instruments measured at fair value amounted to EUR 18.9 million (previous year: EUR 18.9 million) and debt instruments amounted to EUR 43.0 million (previous year: EUR 60.6 million); receivables/loans/loans to real estate companies amounted to EUR 344,4 million (previous year: EUR 386.2 million) and liabilities held for sale excluding BCP amounted to EUR 0.0 million (previous year: EUR 0.0 million)

2) Based on a pro forma consolidated balance sheet in which the BCP subgroup is not considered a disposal group in accordance with IFRS 5

3) Assets held for sale EUR 1,464.6 million (prior year: EUR 1,831.1 million) less liabilities held for sale EUR 718.0 million (prior year: EUR 865.3 million) of BCP subgroup

The average cost of debt for all the ADLER Group's liabilities (WACD = weighted average cost of debt) stood at 2.1 percent as at 30 June 2022 (31 December 2021: 2.0 percent).

Net reinstatement value (EPRA NRV)

The net reinstatement value (EPRA NRV), adjusted for goodwill and fully diluted, which is calculated in accordance with the guidelines issued by the European Public Real Estate Association (EPRA), reached EUR 1,977.2 million as at 30 September 2022 (adjusted calculation). It thus decreased by 13.9 percent compared with the figure at the end of 2021 (EUR 2,295.1 million).

Based on the total number of existing shares in circulation at the balance sheet date, diluted and adjusted EPRA NRV per share amounted to EUR 18.07 as at 30 September 2022 (31 December 2021: EUR 20.98).

In EUR millions 30.09.2022 30.06.2022
adjusted1)
31.12.2021 31.12.2021
adjusted1)
Equity 1,781.5 1,781.5 2,144.0 2,144.0
Non-controlling interests -330.4 -330.4 -431.7 -431.7
Equity attributable to ADLER shareholders 1,451.1 1,451.1 1,712.3 1,712.3
Deferred tax liabilities on investment properties 179.8 325.6 281.7 442.3
Diff. between fair values and carrying amounts
of inventory properties
0.0 1.9 0.0 -5.5
RETT on investment properties 109.5 199.1 94.9 191.8
Fair value of derivative financial instruments -0.7 -0.7 1.3 1.3
Deferred taxes for derivative financial
instruments
0.2 0.2 -0.4 -0.4
EPRA NRV (diluted) 1,739.9 1,977.2 2,089.8 2,341.8
Goodwill - synergies 0.0 0.0 -46.7 -46.7
Adjusted EPRA NRV (diluted) 1,739.9 1,977.2 2,043.1 2,295.1
Number of shares, diluted 109,416,860 109,416,860 109,416,860 109,416,860
EPRA NRV per share (diluted) in EUR 15.90 18.07 19.10 21.40
Adjusted EPRA NRV per share (diluted)
in EUR
15.90 18.07 18.67 20.98

1) Based on a pro forma consolidated balance sheet in which the BCP subgroup is not considered a disposal group in accordance with IFRS 5

FINANCIAL POSITION

In EUR millions 9M 2022 9M 2021
Cash flow from operating activities 6.5 80.6
Cash flow from investing activities 715.6 50.4
Cash flow from financing activities -795.7 -178.5
Non-cash effective change in cash and cash equivalents from impairment losses -0.2 -0.3
Changes in cash and cash equivalents in connection with non-current assets and disposal
groups held for sale -147.7 0.0
Cash and cash equivalents at beginning of period 296.8 149.9
Cash and cash equivalents at end of period 75.4 102.1

In the first nine months of 2022, operating activities resulted in a cash inflow amounting to EUR 6.5 million.

Investing activities resulted in a cash inflow of EUR 715.6 million until September of 2022, which is mainly attributable to purchase price payments for the disposals of portfolio properties in the course of the portfolio transaction with KKR/Velero. This was offset in particular by investments in the property portfolio.

The cash outflow from financing activities amounted to EUR 795.7 million until September of 2022. The Group used the funds generated from the sale of investment properties to repay financial loans in the amount of EUR 507.2 million and the corporate bond 2019/2022 in the amount of EUR 400 million. BCP issued bonds in the amount of EUR 162.5 million in the reporting period.

As at 30 September 2022, the ADLER Group had cash and cash equivalents of EUR 75.4 million (31 December 2021: EUR 102.1 million).

The Group was at all times able to meet its payment obligations.

OVERALL SUMMARY OF BUSINESS PERFORMANCE AND POSITION OF GROUP

Given the acquisition-related growth. the further development of existing property portfolios, the successful implementation of the Group's realignment, the ongoing improvement in its financing structure and the financing facilities secured on a long-term basis, the business performance and position of the Group are assessed as positive. The foundations have been laid for strong performance in the future.

/// GROUP INTERIM FINANCIAL STATEMENT AS AT 30 SEPTEMBER 2022

/// CONSOLIDATED BALANCE SHEET

(IFRS) as at 30 September 2022

In EUR ´000 30.09.2022 31.12.2021
Assets 4,450,144 5,584,662
Non-current assets 2,049,551 1,822,655
Goodwill 0 46,699
Intangible assets 124 282
Property, plant and equipment 12,978 18,438
Investment properties 1,911,309 1,662,824
Investments in associated companies 4,061 10,489
Other financial investments 61,186 79,375
Other non-current assets 53,993 1,987
Deferred tax assets 5,899 2,561
Current assets 477,433 793,382
Inventories 22,265 13,213
Trade receivables 33,755 17,587
Receivables from affiliated companies 278,132 270,105
Income tax receivables 6,711 7,062
Other current assets 61,134 188,608
Cash and cash equivalents 75,436 296,807
Non-current assets held for sale 1,923,160 2,968,624
In EUR ´000 30.09.2022 31.12.2021
Equity and liabilities 4,450,144 5,584,662
Shareholders' equity 1,781,501 2,144,018
Capital stock 109,417 109,417
Treasury shares 0 0
109,417 109,417
Capital reserve 783,332 783,332
Retained earnings -875 -875
Other reserves -15,268 -9,860
Net retained profit 574,423 830,263
Equity attributable to owners of the parent company 1,451,028 1,712,277
Non-controlling interests 330,472 431,741
Non-current liabilities 1,059,992 2,023,897
Pension provisions 1,067 1,067
Deferred tax liabilities 120,347 222,304
Other provisions 5 5
Liabilities from bonds 594,027 1,088,780
Financial liabilities to banks 337,693 703,830
Other non-current liabilities 6,852 7,911
Current liabilities 727,679 551,488
Other provisions 22 248
Income tax liabilities 117,047 14,760
Liabilities from bonds 510,443 421,893
Financial liabilities to banks 69,794 35,483
Trade payables 17,924 27,432
Other current liabilities 12,449 51,673
Liabilities held for sale 880,973 865,259

/// CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME

(IFRS) for the period from 1 January to 30 September 2022

In EUR '000 9M 2022 9M 2021 Q3 2022 Q3 2021
Gross rental income 167,784 252,400 50,499 84,475
Expenses from property lettings -83,734 -101,517 -23,756 -32,961
Earnings from property lettings 84,050 150,882 26,743 51,514
Income from the sale of properties 1,046,647 128,183 1 6,414
Expenses from the sale of properties -1,059,016 -127,517 -129 -6,480
Earnings from the sale of properties -12,370 666 -128 -66
Personnel expenses -18,740 -29,337 -5,353 -8,224
Other operating income 6,208 4,727 991 2,097
Other operating expenses -49,658 -32,807 -7,447 -11,464
Income from fair value adjustments of investment properties -163,969 160,147 -129,614 -44,139
Depreciation and amortisation -114,190 -3,500 -60,792 -1,145
Earnings before interest and tax (EBIT) -268,668 250,778 -175,599 -11,428
Financial income 68,977 12,495 6,045 2,257
Financial costs -100,311 -110,085 -18,732 -47,525
Impairments on trade and other receivables -65,229 -18,317 188 -15,230
Net income from at-equity-valued investment associates 265 -262 -106 0
Earnings before tax (EBT) -364,966 134,610 -188,204 -71,926
Income taxes 26,705 -60,413 18,398 -3,471
Consolidated net profit from continuing operations -338,261 74,197 -169,806 -75,397
Earnings after taxes of discontinued operations 0 0 0 0
Consolidated net profit -338,261 74,197 -169,806 -75,397
Actuarial gains/losses before taxes 0 0 0 0
Deferred taxes on actuarial gains/losses 0 0 0 0
OCI gains/losses not reclassifiable into profit or loss 0 0 0 0
Gains/losses from currency translation 1,724 10,441 9,600 7,057
Change in value of financial assets measured at fair value -3,743 -2,716 364 -2,349
OCI gains/losses reclassifiable into profit or loss -2,019 7,725 9,964 4,708
OCI gains/losses from continuing operations -2,019 7,725 9,964 4,708
OCI gains/losses of descontinued operations 0 0 0 0
Total comprehensive income from continuing operations -340,280 81,922 -159,842 -70,689
In EUR '000 9M 2022 9M 2021 Q3 2022 Q3 2021
Total comprehensive income of discontinued operations 0 0 0 0
Total comprehensive income -340,280 81,922 -159,842 -70,689
Carry-over total comprehensive income -340,280 81,922 -159,842 -70,689
Net profit from continuing operations:
Owners of the parent company -255,841 68,153 -120,814 -52,479
Non-controlling interests -82,421 6,044 -48,992 -22,918
Consolidated net profit attributable to:
Owners of the parent company -255,841 68,153 -120,814 -52,479
Non-controlling interests -82,421 6,044 -48,992 -22,918
Total comprehensive income from continuing operations:
Owners of the parent company -257,860 75,878 -110,850 -47,772
Non-controlling interests -82,421 6,044 -48,992 -22,918
Total comprehensive income attributable to:
Owners of the parent company -257,860 75,878 -110,850 -47,772
Non-controlling interests -82,421 6,044 -48,992 -22,918
Earnings per share, basic in EUR (consolidated net profit from continuing
operations)
-2.34 0.66 -1.13 -0.51
Earnings per share, diluted in EUR (consolidated net profit from continuing
operations)
-2.34 0.69 -1.13 -0.51
Earnings per share, basic in EUR (consolidated net profit) -2.34 0.66 -1.13 -0.51
Earnings per share, diluted in EUR (consolidated net profit) -2.34 0.69 -1.13 -0.51

/// CONSOLIDATED STATEMENT OF CASH FLOWS

(IFRS) for the period from 1 January to 30 September 2022

In EUR '000 9M 2022 9M 2021
Earnings before interest and taxes (EBIT) – continuing and discontinued operations -268,668 250,778
+ Depreciation and amortisation 114,190 3,500
–/+ Net income from at-equity valued investment associates 263 0
–/+ Net income from fair value adjustments of investment properties 163,969 -160,147
–/+ Non-cash income/expenses 55,721 -5,215
–/+ Changes in provisions and accrued liabilities -226 89
–/+ Increase/decrease in inventories, trade receivables and other
assets not attributable to investment or financing activities
132,665 -44,802
–/+ Decrease/increase in trade payables and other liabilities
not attributable to investment or financing activities
-169,645 41,183
+ Interest received 2,795 1,324
+/– Tax payments -16,183 -12,059
= Operating cash flow before dis-/reinvestment into the trading portfolio 14,881 74,651
–/+ Increase/decrease in inventories (commercial properties) -8,391 5,930
= Net cash flow from operating activities 6,490 80,581
of which continuing operations 6,490 80,581
of which discontinued operations 0 0
Acquisition of subsidiaries, net of cash acquired 0 1,114
Purchase of investment properties -335,129 -139,128
+ Disposal of investment properties 1,055,772 174,301
Purchase of property, plant and equipment and intangible assets -656 -1,136
+ Disposal of property, plant and equipment and intangible assets 175 319
Payments into short-term deposits -8,619 0
+ Proceeds from short-term deposits 4,103 37,485
Investments in financial assets 0 -6,559
Tax payments 0 -15,994
= Net cash flows from investing activities 715,646 50,402
of which continuing operations 715,646 50,402
of which discontinued operations 0 0
Non-cash changes in equity 17,835 0
+/– Transactions with non-controlling interests -39,387 -18,000
+ Proceeds from issue of bonds 162,518 0
In EUR '000 9M 2022 9M 2021
Repayment of bonds -400,991 -330,435
Repayment of convertible bonds 0 -90,264
Interest payments -47,139 -61,004
+ Proceeds from bank loans 45,642 483,928
Repayment of bank loans -532,893 -293,567
Repayment of leasing liabilities -1,157 -1,835
Payment of interest portion of leasing liabilities -122 -594
+ Proceeds from borrowings of loans and advances from affiliated companies 0 385,816
Repayment of borrowing of loans and advances to affiliated companies 0 -252,537
= Net cash flows from financing activities -795,694 -178,492
of which from continuing operations -795,694 -178,492
of which from discontinued operations 0 0
Reconciliation to Consolidated Balance Sheet
Cash and cash equivalents at beginning of periods 296,808 149,857
Non-cash changes in cash and cash equivalents from impairment losses -179 -252
Changes in cash and cash equivalents in connection with non-current assets and disposal groups
held for sale
-147,634 0
Net cash flow from operating activities 6,490 80,581
Net cash flow from investing activities 715,646 50,402
Net cash flow from financing activities -795,694 -178,492
= Cash and cash equivalents at end of periods 75,437 102,096
of which from continuing operations 75,437 102,096
of which discontinued operations 0 0

/// CONSOLIDATED STATEMENT OF CHANGES IN EQUITY

(IFRS) for the period from 1 January to 30 September 2022

Capital Capital
In EUR '000 stock reserves
As at 1 January 2021 73,659 331,696
Consolidated net profit 0 0
Other comprehensive income (OCI) – reclassifiable 0 0
Other comprehensive income (OCI) – non-reclassifiable 0 0
Sum of Other comprehensive income (OCI) 0 0
Increase/decrease in shareholding with no change in status 0 -1,115
Change in scope of consolidation 0 0
Conversion of convertible bonds 651 7,457
Capital increase in kind 35,107 443,056
As at 30 September 2021 109,417 781,094
As at 1 January 2022 109,417 783,332
Consolidated net profit 0 0
Other comprehensive income (OCI) – reclassifiable 0 0
Other comprehensive income (OCI) – non-reclassifiable 0 0
Sum of Other comprehensive income (OCI) 0 0
Increase/decrease in shareholding with no change in status 0 0
Change in scope of consolidation 0 0
Capital increase in kind 0 0
Total equity Non
controlling
inerests
Equity
attributable
to the owners
of the parent
company
Net
retained
profit
Other Reserves Retained
earnings
1,580,770 465,763 1,115,007 761,112 -50,583 -877
74,197 6,044 68,153 68,153 0 0
7,725 0 7,725 0 7,725 0
0 0 0 0 0
3,017 0 0 0 0 0
-6,814 -5,699 -1,115 0 0 0
-914 -920 6 0 6 0
8,108 0 8,108 0 0 0
478,163 0 478,163 0 0 0
2,141,235 465,187 1,676,047 829,265 -42,851 -877
2,144,018 431,741 1,712,277 830,263 -9,860 -875
-338,261 -82,421 -255,841 -255,841 0 0
-2,019 0 -2,019 0 -2,019 0
0 0 0 0 0
-2,019 0 -2,019 0 -2,019 0
-40,072 -36,683 -3,389 0 -3,389 0
17,834 17,834 0 0 0 0
0 0 0 0 0
1,781,500 330,471 1,451,028 574,422 -15,268 -875

/// AFFIRMATION BY THE LEGAL REPRESENTATIVES

"We hereby affirm to the best of our knowledge, pursuant to the applicable accounting principles for interim financial reporting, that these interim consolidated financial statements convey a true and fair view of the Group's financial, earnings and liquidity position, that the course of business, including the results of operations and the position of the Group, is represented in the interim consolidated management report in such a manner as to convey a true and fair view and that all essential opportunities and risks foreseeable for the Group in the remainder of the financial year are described."

Berlin, 28 November 2022

Thierry Beaudemoulin Sven-Christian Frank COO CLO

/// LEGAL REMARKS

This report contains future-oriented statements that reflect the current management's views of ADLER Real Estate AG regarding future events. Every statement in this report that reflects intentions, assumptions, expectations or predictions, as well as the assumptions on which they are based, constitutes such a future-oriented statement. These statements are based on plans, estimates and forecasts currently available to the management of ADLER Real Estate AG. Therefore, they only apply to the day on which they are made. By their nature, future-oriented statements are subject to risks and uncertainty factors, and the actual developments can deviate considerably from the future-oriented statements or the events implicitly expressed in them. ADLER Real Estate AG is not obligated, nor does it intend, to update such statements in view of new information or future events.

/// AT A GLANCE

Supervisory Board
Martin Billhardt Chairman of the Supervisory Board
Thilo Schmid Vice Chairman of the Supervisory Board
Thomas Zinnöcker Member of the Supervisory Board
Management Board
Thierry Beaudemoulin Member of the Management Board (CEO and COO)
Sven-Christian Frank Member of the Management Board (CLO)
Company Facts
Legal domicile Berlin Charlottenburg, Berlin HRB 180360 B
Address ADLER Real Estate Aktiengesellschaft
Am Karlsbad 11
10789 Berlin
Phone: +49 30 39 80 18 – 10
Email: [email protected]
Website www.adler-ag.com
Investor Relations Gundolf Moritz
Email: [email protected]
Public Relations Dr Rolf-Dieter Grass
Email: [email protected]
Capital stock EUR 109,416,8601)
Classification 109,416,8601) no-par value shares
Arithmetical value EUR 1 per share
Voting right 1 vote per share
Identification WKN
500 800
ISIN
DE0005008007
Ticker symbol
ADL
Reuters
ADLG.DE
Designated sponsors Baader Bank AG
Stock exchanges Xetra, Frankfurt am Main
Indices CDAX, GPR General Index, DIMAX
Financial year Calendar year

1) As at 30 September 2022

ADLER REAL ESTATE AKTIENGESELLSCHAFT Berlin-Charlottenburg

Registered Office Location: Am Karlsbad 11 10789 Berlin Phone: +49 (30) 398 018 10 Email: [email protected]

www.adler-ag.com

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