Major Shareholding Notification • Nov 18, 2024
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Download Source FileTR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i |
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| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | RICARDO PLC | RICARDO PLC | RICARDO PLC | RICARDO PLC |
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) |
| Non-UK issuer | Non-UK issuer | Non-UK issuer | Non-UK issuer | Non-UK issuer | Non-UK issuer | |
| 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) |
| An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | X |
| An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | |
| An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | |
| Other (please specify) iii: | Other (please specify) iii: | Other (please specify) iii: | Other (please specify) iii: | Other (please specify) iii: | Other (please specify) iii: | |
| 3. Details of person subject to the notification obligation iv | 3. Details of person subject to the notification obligation iv | 3. Details of person subject to the notification obligation iv | 3. Details of person subject to the notification obligation iv | 3. Details of person subject to the notification obligation iv | 3. Details of person subject to the notification obligation iv | 3. Details of person subject to the notification obligation iv |
| Name | Name | Name | Gresham House Asset Management Limited | Gresham House Asset Management Limited | Gresham House Asset Management Limited | Gresham House Asset Management Limited |
| City and country of registered office (if applicable) | City and country of registered office (if applicable) | City and country of registered office (if applicable) | London, UK | London, UK | London, UK | London, UK |
| 4. Full name of shareholder(s) (if different from 3.) v | 4. Full name of shareholder(s) (if different from 3.) v | 4. Full name of shareholder(s) (if different from 3.) v | 4. Full name of shareholder(s) (if different from 3.) v | 4. Full name of shareholder(s) (if different from 3.) v | 4. Full name of shareholder(s) (if different from 3.) v | 4. Full name of shareholder(s) (if different from 3.) v |
| Name | Name | Name | ||||
| City and country of registered office (if applicable) | City and country of registered office (if applicable) | City and country of registered office (if applicable) | London, UK | London, UK | London, UK | London, UK |
| 5. Date on which the threshold was crossed or reached vi: | 5. Date on which the threshold was crossed or reached vi: | 5. Date on which the threshold was crossed or reached vi: | 13/11/2024 | 13/11/2024 | 13/11/2024 | 13/11/2024 |
| 6. Date on which issuer notified (DD/MM/YYYY): | 6. Date on which issuer notified (DD/MM/YYYY): | 6. Date on which issuer notified (DD/MM/YYYY): | 15/11/2024 | 15/11/2024 | 15/11/2024 | 15/11/2024 |
| 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation |
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | |||||
| (total of 8.B 1 + 8.B 2) | % of voting rights through financial instruments | |||||
| (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B) vii | Total number of voting rights held in issuer (8.A + 8.B) vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 21.14% | 21.14% | 13,151,696 | 13,151,696 | ||
| Position of previous notification (if | ||||||
| applicable) | 20.15% | 20.15% |
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
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| A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares |
| Class/type of | |||||||||
| shares | |||||||||
| ISIN code (if possible) | Class/type of | ||||||||
| shares | |||||||||
| ISIN code (if possible) | Number of voting rights ix | Number of voting rights ix | Number of voting rights ix | Number of voting rights ix | Number of voting rights ix | % of voting rights | % of voting rights | % of voting rights | |
| Class/type of | |||||||||
| shares | |||||||||
| ISIN code (if possible) | Class/type of | ||||||||
| shares | |||||||||
| ISIN code (if possible) | Direct | ||||||||
| (DTR5.1) | Direct | ||||||||
| (DTR5.1) | Indirect | ||||||||
| (DTR5.2.1) | Indirect | ||||||||
| (DTR5.2.1) | Indirect | ||||||||
| (DTR5.2.1) | Direct | ||||||||
| (DTR5.1) | Direct | ||||||||
| (DTR5.1) | Indirect | ||||||||
| (DTR5.2.1) | |||||||||
| GB0007370074 | GB0007370074 | 13,151,696 | 13,151,696 | 13,151,696 | 21.14% | ||||
| SUBTOTAL 8. A | SUBTOTAL 8. A | 13,151,696 | 13,151,696 | 13,151,696 | 13,151,696 | 13,151,696 | 21.14% | 21.14% | 21.14% |
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) | B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
| Type of financial instrument | Type of financial instrument | Expiration | |||||||
| date x | Exercise/ | ||||||||
| Conversion Period xi | Exercise/ | ||||||||
| Conversion Period xi | Exercise/ | ||||||||
| Conversion Period xi | Number of voting rights that may be acquired if the instrument is | ||||||||
| exercised/converted. | Number of voting rights that may be acquired if the instrument is | ||||||||
| exercised/converted. | Number of voting rights that may be acquired if the instrument is | ||||||||
| exercised/converted. | % of voting rights | ||||||||
| SUBTOTAL 8. B 1 | SUBTOTAL 8. B 1 | SUBTOTAL 8. B 1 | |||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
| Type of financial instrument | Expiration | ||||||||
| date x | Expiration | ||||||||
| date x | Exercise/ | ||||||||
| Conversion Period xi | Exercise/ | ||||||||
| Conversion Period xi | Physical or cash | ||||||||
| Settlement xii | Physical or cash | ||||||||
| Settlement xii | Physical or cash | ||||||||
| Settlement xii | Number of voting rights | % of voting rights | |||||||
| SUBTOTAL 8.B.2 | SUBTOTAL 8.B.2 | SUBTOTAL 8.B.2 | |||||||
| 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) |
| --- | --- | --- | --- | --- |
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | |
| Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | X |
| Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Gresham House Asset Management Limited | 21.14% | | 21.14% | 21.14% |
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| 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: |
| Name of the proxy holder | Name of the proxy holder | Gresham House Asset Management Limited | Gresham House Asset Management Limited | Gresham House Asset Management Limited |
| The number and % of voting rights held | The number and % of voting rights held | N/A | N/A | N/A |
| The date until which the voting rights will be held | The date until which the voting rights will be held | N/A | N/A | N/A |
| | | | | |
| 11. Additional information xvi | 11. Additional information xvi | 11. Additional information xvi | 11. Additional information xvi | 11. Additional information xvi |
| | | | | |
| Place of completion | Gresham House Asset Management Limited, London |
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| Date of completion | 15/11/2024 |
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