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BURFORD CAPITAL LIMITED

Major Shareholding Notification Jul 25, 2022

7536_mrq_2022-07-25_0d41f67f-a4fd-4fac-a380-83fec8c0166f.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

RNS Number : 6415T

Burford Capital Limited

25 July 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GG00BMGYLN96

Issuer Name

BURFORD CAPITAL LIMITED

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Ameriprise Financial, Inc.

City of registered office (if applicable)

Minneapolis

Country of registered office (if applicable)

United States

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

20-Jul-2022

6. Date on which Issuer notified

22-Jul-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 4.986000 0.000000 4.986000 10921918
Position of previous notification (if applicable) 5.031000 0.000000 5.031000 11020999

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GG00BMGYLN96 0 10921918 0.000000 4.986000
Sub Total 8.A 10921918 4.986000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Ameriprise Financial, Inc. (Chain 1) 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Management Investment Advisers, LLC 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. (Chain 2) 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle Investments UK International Limited 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle (Europe) Limited 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle AM (Holdings) Plc 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle Group (Holdings) Limited 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle Group (Management) Limited 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle Holdings Limited 0.000000 0.000000 0.000000%
Ameriprise Financial, Inc. Columbia Threadneedle Management Limited 0.000000 0.000000 0.000000%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Columbia Management Investment Advisers, LLC is wholly owned by Ameriprise Financial, Inc.

Columbia Threadneedle Management Limited is wholly owned by Columbia Threadneedle Holdings Limited, which is wholly owned by Columbia Threadneedle Group (Management) Limited, which is wholly owned by Columbia Threadneedle Group (Holdings) Limited, which is wholly owned by Columbia Threadneedle AM (Holdings) Plc, which is wholly owned by Columbia Threadneedle (Europe) Limited, which is wholly owned by Columbia Threadneedle Investments UK International Limited, which is wholly owned by Ameriprise Financial, Inc.

Effective from 4th July 2022, some entities within Ameriprise Financial, Inc. have had their Legal names updated.

These name changes represent the further branding integration of (formerly) BMO Asset Management into Ameriprise Financial, Inc.

Whilst BMO Asset Management legal entity names are changing, the legal status, office address and contact details will remain unchanged. The Company's business remains fundamentally unaffected by this change and all contracts with existing customers will remain unaltered, with corresponding obligations and rights assumed under the new name.

The change is reflected in the chain of control.

·    BMO Global Asset Management (Europe) Ltd changed name to Columbia Threadneedle (Europe) Limited

·    BMO Asset Management (Holdings) plc changed name to Columbia Threadneedle AM (Holdings) Plc

·    BMO AM Group (Holdings) Limited changed name to Columbia Threadneedle Group (Holdings) Limited

·    BMO AM Group (Management) Limited changed name to Columbia Threadneedle Group (Management) Limited

·    BMO AM Holdings Limited changed name to Columbia Threadneedle Holdings Limited

·    BMO Asset Management Limited changed name to Columbia Threadneedle Management Limited

12. Date of Completion

22/07/2022

13. Place Of Completion

Swindon, UK

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

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