4DS MEMORY LIMITED — Share Issue/Capital Change 2022

Dec 18, 2022

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

4DS MEMORY LIMITED

Date of this announcement

Monday December 19, 2022

The +securities the subject of this notification are: Other

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Options ex $0.037, expiring 19 December 2027	21,500,000	19/12/2022
to be confirmed

Refer to next page for full details of the announcement

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

4DS MEMORY LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ACN

Registration number

145590110

1.3 ASX issuer code

4DS

1.4 The announcement is

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New announcement

1.5 Date of this announcement

19/12/2022

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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Other

Please specify

Incentive options to be issued to an employee and contractors

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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----- Start of picture text ----- New +securitiesASX +security code +Security descriptionNew class - code to be confirmed Options ex $0.037, expiring 19 December 2027+Security type ISIN codeOptionsDate the +securities the subject of this notification were issued19/12/2022Will all the +securities issued in this class rank equally in all respects from their issue date?YesHave you received confirmation from ASX that the terms of the +securities are appropriate and equitable underlisting rule 6.1?NoPlease provide a URL link for a document lodged with ASX setting out the material terms of the +securities beingissued.https://www.asx.com.au/asxpdf/20221219/pdf/45jyk1pt0621xk.pdfOptions Details+Security currency Exercise price Expiry dateAUD - Australian Dollar AUD 0.03700000 19/12/2027Details of the existing class of +security that will be issued upon exercise or conversion of this new class ofcompany optionOtherDescriptionFully paid ordinary sharesAny other information the entity wishes to provide about the +securities the subject of this notification----- End of picture text -----

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

Issue of incentive options to an employee and contractors

Issue details

Number of +securities 21,500,000 Were the +securities issued for a cash consideration? No

Please describe the consideration being provided for the +securities Issue of incentive options to an employee and contractors Purpose of the issue Other

Additional Details

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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
4DS : ORDINARY FULLY PAID	1,479,765,442

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
4DSAU : OPTION EXPIRING 03-DEC-2023 EX $0.08	5,000,000
4DSAR : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	27,080,000
4DSAT : OPTION EXPIRING 29-NOV-2025 EX $0.064	18,830,000
4DSAW : OPTION EXPIRING 31-MAY-2027 EX $0.10	10,500,000
New class - code to be confirmed : Options ex $0.037, expiring 19 December 2027	21,500,000

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No

5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Yes

5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?

21,500,000

5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No

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