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TRUFIN PLC

Major Shareholding Notification Dec 22, 2020

7991_mrq_2020-12-22_58c1b0d8-3c1a-4948-9314-38b1e90c6073.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

RNS Number : 4398J

TruFin PLC

22 December 2020

TR-1: Standard form for notification of major holdings

TruFin plc (LSE: TRU) (the "Company") has been notified by the trustee of the TruFin plc Employee Benefit Trust (the "EBT") that, on 21 December 2020, the EBT disposed of 1,807,217 ordinary shares of 91 pence each ("Ordinary Shares") in the Company in connection with the exercise by a former employee of a nil cost option granted by the Company under the Company's Performance Share Plan.

Following this transfer, the EBT holds 1,566,255 Ordinary Shares, representing approximately 1.94 per cent of the Company's issued ordinary share capital.

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : TruFin Plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer x
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights x
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name Intertrust Employee Benefit Trustee Limited in its capacity as trustee of the TruFin plc Employee Benefit Trust
City and country of registered office (if applicable) St Helier, Jersey
4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi : 21/12/2020
6. Date on which issuer notified (DD/MM/YYYY): 21/12/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached 1.94% 1.94% 1,566,255
Position of previous notification (if applicable) 4.17% 4.17% 3,373,472
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of

shares

ISIN code (if possible)
Number of voting rights ix % of voting rights
Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
JE00BYVWJZ03 1,566,255 1.94%
(i) SUBTOTAL 8. A 1,566,255 1.94%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration

date x
Exercise/

Conversion Period xi
Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration

date x
Exercise/

Conversion Period xi
Physical or cash

settlement xii
Number of voting rights % of voting rights
SUBTOTAL  8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii x
Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
Name xv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion 44 Esplanade, St Helier, Jersey, JE4 9WG
Date of completion 21/12/2020

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