Shaftesbury Capital Plc (formerly: Capital & Counties Properties Plc)

Director's Dealing • Nov 11, 2019

National Storage Mechanism | Additional information

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RNS Number : 9937S

UBS AG (EPT)

11 November 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	08 November 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	151992	2.481194 GBP	2.45500        GBP
25p ordinary	Sell	237056	2.481194 GBP	2.45550        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	6427	2.467800 GBP
25p ordinary	CFD	Long	36914	2.475      GBP
25p ordinary	CFD	Long	855	2.4745    GBP
25p ordinary	CFD	Long	622	2.46782958199357        GBP
25p ordinary	CFD	Long	201	2.466     GBP
25p ordinary	CFD	Long	1400	2.47309535714286                               GBP
25p ordinary	CFD	Long	33496	2.47281023107237        GBP
25p ordinary	CFD	Long	36886	2.48220463048311        GBP
25p ordinary	CFD	Long	4114	2.4751652892562        GBP
25p ordinary	CFD	Long	11906	2.4701             GBP
25p ordinary	CFD	Long	3724	2.4708             GBP
25p ordinary	CFD	Long	16721	2.481194         GBP
25p ordinary	CFD	Long	451	2.470921          GBP
25p ordinary	CFD	Long	262	2.463855         GBP
25p ordinary	CFD	Short	2	2.470247         GBP
25p ordinary	CFD	Short	451	2.470923          GBP
25p ordinary	CFD	Short	855	2.47677014           GBP
25p ordinary	CFD	Short	16721	2.481194         GBP
25p ordinary	CFD	Short	6755	2.466               GBP
25p ordinary	CFD	Short	228	2.469               GBP
25p ordinary	CFD	Short	10	2.475248          GBP
25p ordinary	CFD	Short	3	2.479721          GBP
25p ordinary	CFD	Short	2	2.483971          GBP
25p ordinary	CFD	Short	4027	2.466187          GBP
25p ordinary	CFD	Short	1157	2.4755             GBP
25p ordinary	CFD	Short	16788	2.47451716        GBP
25p ordinary	CFD	Short	284	2.468402         GBP
25p ordinary	CFD	Short	133	2.468573          GBP
25p ordinary	CFD	Short	111	2.470489          GBP
25p ordinary	CFD	Short	89	2.474815          GBP
25p ordinary	CFD	Short	57	2.471082          GBP
25p ordinary	CFD	Short	30	2.476579          GBP
25p ordinary	CFD	Short	4	2.473               GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	11 November 2019
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

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