Shaftesbury Capital Plc (formerly: Capital & Counties Properties Plc)

Major Shareholding Notification • Nov 1, 2019

National Storage Mechanism | Additional information

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RNS Number : 9807R

UBS AG (EPT)

01 November 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	31 October 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	222574	2.590499        GBP	2.55000        GBP
25p ordinary	Sell	189708	2.590499        GBP	2.55000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	25202	2.56298906832791        GBP
25p ordinary	CFD	Long	1091	2.56293079743355        GBP
25p ordinary	CFD	Long	11767	2.554621        GBP
25p ordinary	CFD	Long	12286	2.584733      GBP
25p ordinary	CFD	Long	205	2.5688        GBP
25p ordinary	CFD	Long	1747	2.55        GBP
25p ordinary	CFD	Long	598	2.578954        GBP
25p ordinary	CFD	Long	146	2.653966        GBP
25p ordinary	CFD	Long	6125	2.680129        GBP
25p ordinary	CFD	Long	73	2.57849315068493        GBP
25p ordinary	CFD	Short	4	2.551492        GBP
25p ordinary	CFD	Short	457	2.568123        GBP
25p ordinary	CFD	Short	74	2.582646        GBP
25p ordinary	CFD	Short	62	2.573129        GBP
25p ordinary	CFD	Short	27	2.570122        GBP
25p ordinary	CFD	Short	146	2.653966        GBP
25p ordinary	CFD	Short	22444	2.550382        GBP
25p ordinary	CFD	Short	1512	2.572        GBP
25p ordinary	CFD	Short	2667	2.55        GBP
25p ordinary	CFD	Short	600	2.555        GBP
25p ordinary	CFD	Short	144	2.5539        GBP
25p ordinary	CFD	Short	4726	2.563849        GBP
25p ordinary	CFD	Short	259	2.558496        GBP
25p ordinary	CFD	Short	29	2.556476        GBP
25p ordinary	CFD	Short	7	2.556256        GBP
25p ordinary	CFD	Short	1062	2.5506        GBP
25p ordinary	CFD	Short	245	2.564749        GBP
25p ordinary	CFD	Short	58	2.552259        GBP
25p ordinary	CFD	Short	406	2.578954        GBP
25p ordinary	CFD	Short	126	2.562311        GBP
25p ordinary	CFD	Short	4	2.553053        GBP
25p ordinary	CFD	Short	4833	2.57703496792882        GBP
25p ordinary	CFD	Short	19691	2.58132751002996        GBP
25p ordinary	CFD	Short	15476	2.58359653657276        GBP
25p ordinary	CFD	Short	6125	2.680129        GBP
25p ordinary	CFD	Short	8137	2.5605        GBP
25p ordinary	CFD	Short	397	2.559254        GBP
25p ordinary	CFD	Short	73	2.57849315068493        GBP
25p ordinary	CFD	Short	1596	2.551043        GBP
25p ordinary	CFD	Short	747	2.566954        GBP
25p ordinary	CFD	Short	86	2.552637        GBP
25p ordinary	CFD	Short	50	2.56899268        GBP
25p ordinary	CFD	Short	25	2.566897        GBP
25p ordinary	CFD	Short	192	2.675162      GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	01 November 2019
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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