Shaftesbury Capital Plc (formerly: Capital & Counties Properties Plc)

Major Shareholding Notification • Oct 31, 2019

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

RNS Number : 7818R

UBS AG (EPT)

31 October 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	30 October 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	693275	2.619      GBP	2.56000        GBP
25p ordinary	Sell	266927	2.619      GBP	2.56000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	10102	2.591106        GBP
25p ordinary	CFD	Long	2210	2.521113        GBP
25p ordinary	CFD	Long	1454	2.644641        GBP
25p ordinary	CFD	Long	24607	2.58059344901857        GBP
25p ordinary	CFD	Long	1140	2.58685964912281        GBP
25p ordinary	CFD	Long	24018	2.577695        GBP
25p ordinary	CFD	Long	1051	2.577        GBP
25p ordinary	CFD	Long	3625	2.581374        GBP
25p ordinary	CFD	Long	2975	2.636625        GBP
25p ordinary	CFD	Short	241	2.576255        GBP
25p ordinary	CFD	Short	431527	2.587993        GBP
25p ordinary	CFD	Short	1634	2.577858        GBP
25p ordinary	CFD	Short	379	2.576058        GBP
25p ordinary	CFD	Short	368	2.582431        GBP
25p ordinary	CFD	Short	24	2.583782        GBP
25p ordinary	CFD	Short	121	2.574759        GBP
25p ordinary	CFD	Short	111	2.58058335981982        GBP
25p ordinary	CFD	Short	68	2.586583        GBP
25p ordinary	CFD	Short	48	2.584129        GBP
25p ordinary	CFD	Short	1690	2.622826      GBP
25p ordinary	CFD	Short	623	2.581251        GBP
25p ordinary	CFD	Short	39781	2.5748        GBP
25p ordinary	CFD	Short	63	2.583893        GBP
25p ordinary	CFD	Short	127	2.585895        GBP
25p ordinary	CFD	Short	27	2.5801        GBP
25p ordinary	CFD	Short	2975	2.636625       GBP
25p ordinary	CFD	Short	520	2.622791        GBP
25p ordinary	CFD	Short	3504	2.5734703196347        GBP
25p ordinary	CFD	Short	2899	2.5679855122456        GBP
25p ordinary	CFD	Short	2812	2.58280227596017        GBP
25p ordinary	CFD	Short	785	2.56021656050955        GBP
25p ordinary	CFD	Short	1725	2.57876638        GBP
25p ordinary	CFD	Short	15482	2.577        GBP
25p ordinary	CFD	Short	876	2.574909        GBP
25p ordinary	CFD	Short	1800	2.59        GBP
25p ordinary	CFD	Short	1454	2.644641       GBP
25p ordinary	CFD	Short	3277	2.577972        GBP
25p ordinary	CFD	Short	20000	2.560912        GBP
25p ordinary	CFD	Short	221	2.58058254452489        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	31 October 2019
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

FERMBBLTMBIJMFL