Shaftesbury Capital Plc (formerly: Capital & Counties Properties Plc)

Major Shareholding Notification • Oct 28, 2019

National Storage Mechanism | Additional information

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RNS Number : 3335R

UBS AG (EPT)

28 October 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Capital & Counties Properties plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Capital & Counties Properties plc
(d) Date dealing undertaken:	25 October 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
25p ordinary	Buy	698075	2.636992        GBP	2.56945        GBP
25p ordinary	Sell	231271	2.623333        GBP	2.56945       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	Long	275	2.596854        GBP
25p ordinary	CFD	Long	11726	2.601847        GBP
25p ordinary	CFD	Long	543	2.612        GBP
25p ordinary	CFD	Long	1933	2.59926202793585        GBP
25p ordinary	CFD	Long	47309	2.59930494197721        GBP
25p ordinary	CFD	Long	290	2.5931        GBP
25p ordinary	CFD	Short	867	2.593802        GBP
25p ordinary	CFD	Short	10489	2.601647        GBP
25p ordinary	CFD	Short	3445	2.5984394        GBP
25p ordinary	CFD	Short	6302	2.5967549984132        GBP
25p ordinary	CFD	Short	1180	2.6428813559322        GBP
25p ordinary	CFD	Short	4850	2.61051340206186        GBP
25p ordinary	CFD	Short	1668	2.60161870503597        GBP
25p ordinary	CFD	Short	11726	2.601847        GBP
25p ordinary	CFD	Short	34652	2.59831063142099        GBP
25p ordinary	CFD	Short	2756	2.64060595065312        GBP
25p ordinary	CFD	Short	21885	2.60380123372173        GBP
25p ordinary	CFD	Short	8707	2.60478810152751        GBP
25p ordinary	CFD	Short	337152	2.592895        GBP
25p ordinary	CFD	Short	95029	2.595377        GBP
25p ordinary	CFD	Short	430	2.612        GBP
25p ordinary	CFD	Short	5213	2.591751        GBP
25p ordinary	CFD	Short	5775	2.614507        GBP
25p ordinary	CFD	Short	165	2.596176        GBP
25p ordinary	CFD	Short	72	2.601428        GBP
25p ordinary	CFD	Short	949	2.60108786925184        GBP
25p ordinary	CFD	Short	740	2.605068        GBP
25p ordinary	CFD	Short	204	2.615892        GBP
25p ordinary	CFD	Short	115	2.640629        GBP
25p ordinary	CFD	Short	88	2.616841        GBP
25p ordinary	CFD	Short	72	2.609229        GBP
25p ordinary	CFD	Short	82	2.613261        GBP
25p ordinary	CFD	Short	4	2.638073        GBP
25p ordinary	CFD	Short	1893	2.606527        GBP
25p ordinary	CFD	Short	271	2.596246        GBP
25p ordinary	CFD	Short	517	2.588191        GBP
25p ordinary	CFD	Short	85	2.597621        GBP
25p ordinary	CFD	Short	1080	2.594286        GBP
25p ordinary	CFD	Short	148	2.633628        GBP
25p ordinary	CFD	Short	262	2.605067        GBP
25p ordinary	CFD	Short	383	2.600869        GBP
25p ordinary	CFD	Short	368	2.6010978626087        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	28 October 2019
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

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