Aston Martin Lagonda Global Holdings PLC

Major Shareholding Notification • Aug 9, 2019

National Storage Mechanism | Additional information

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RNS Number : 5688I

JPMorgan Securities Plc

09 August 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Aston Martin Lagonda Global Holdings plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Corporate Broker to Aston Martin Lagonda Global Holdings plc
(d) Date dealing undertaken:	8 August 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received (GBP)	Lowest price per unit paid/received (GBP)
Ordinary Share	Purchase Sale	477,962 275,848	5.0102 5.0500	4.8010 4.8060

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Share	Equity Swap	Long Short	188 121 14,654 4 353 800 9,746 4,792 3,972 7,320 150 99 23,778 15,613 3,018 378 6,162 282 1,483 3,694 22 10,483 1,769 9,102 48 93,808 11 72 11,742 8,000 302 14,654 1,529 11,286 1,101 4,700 14,200 2,243 2,944 350,000 41,668 5,440 384	4.7679 GBP 4.8269 GBP 4.8534 GBP 4.8779 GBP 4.9036 GBP 4.9090 GBP 4.9112 GBP 4.9188 GBP 4.9198 GBP 4.9204 GBP 4.9253 GBP 4.9269 GBP 4.9297 GBP 4.9310 GBP 4.9367 GBP 4.9370 GBP 4.9387 GBP 4.9424 GBP 4.9487 GBP 4.9521 GBP 4.9522 GBP 4.9582 GBP 4.9597 GBP 4.9660 GBP 4.9688 GBP 4.9894 GBP 4.9919 GBP 4.9936 GBP 5.0100 GBP 5.0439 GBP 5.0498 GBP 4.8134 GBP 4.8623 GBP 4.8684 GBP 4.8762 GBP 4.8835 GBP 4.8989 GBP 4.9078 GBP 4.9149 GBP 4.9290 GBP 4.9658 GBP 5.0102 GBP 5.0500 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary Share

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	9 August 2019
###### Contact name:	Alwyn Basch
###### Telephone number:	020 7742 7407

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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