Aston Martin Lagonda Global Holdings PLC

Major Shareholding Notification • Jul 31, 2019

National Storage Mechanism | Additional information

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RNS Number : 3650H

JPMorgan Securities Plc

31 July 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Aston Martin Lagonda Global Holdings plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Corporate Broker to Aston Martin Lagonda Global Holdings plc
(d) Date dealing undertaken:	30 July 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary Share	Purchase Sale	261,221 176,448	5.9291 GBP 5.9040 GBP	5.5386 GBP 5.5420 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Share	Equity Swap	Long Short	1,946 1,472 1,375 1,099 701 2,380 37,471 4,745 4,415 482 2,895 200 500 16,235 9,031 651 779 24,794 1,680 566 44 1,623 5 2,651 3,860 10,161 500 23,175 3,071 2,010 4,446 75,000 956 2,885 1,092 69,912	5.6166 GBP 5.6354 GBP 5.6440 GBP 5.6530 GBP 5.6536 GBP 5.6562 GBP 5.6800 GBP 5.6809 GBP 5.6868 GBP 5.6880 GBP 5.6936 GBP 5.7112 GBP 5.7418 GBP 5.7543 GBP 5.7606 GBP 5.7635 GBP 5.7839 GBP 5.8075 GBP 5.8478 GBP 5.8564 GBP 5.8662 GBP 5.8789 GBP 5.9038 GBP 5.5525 GBP 5.5650 GBP 5.6522 GBP 5.6659 GBP 5.6800 GBP 5.6803 GBP 5.6839 GBP 5.6977 GBP 5.7296 GBP 5.7601 GBP 5.8214 GBP 5.8301 GBP 5.8935 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary Share

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	31 July 2019
###### Contact name:	Alwyn Basch
###### Telephone number:	020 7742 7407

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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