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HIGHWAY CAPITAL PLC

Annual Report Feb 28, 2019

4739_10-k_2019-02-28_cc866d62-61a1-463a-b947-70d4ae81e23e.pdf

Annual Report

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ANNUAL REPORT For the year ending 28 February 2019

Contents

Page
Chairman's statement 3
Strategic report 4
Directors' report 5
Directors' responsibility statement 8
Directors' remuneration report 9
Corporate governance 11
Independent auditors' report 14
Statement of comprehensive income 19
Statement of financial position 20
Statement of changes in equity 21
Statement of cash flows 22
Notes to the accounts 23
Company information 29
Financial review 30

Chairman's statement Year ended 28 February 2019

Dear Shareholders,

The year ending 28 February 2019 was a fairly active period. The Company has been taking all necessary steps that aim at enhancing the Company's situation, addressing the issues that have been presented so far to the shareholders in previous announcements. Coinciding with the above, we have started the process that is expected to result in the restoration of the trading of the Company's shares on the London Stock Exchange. This continues to be the core objective to which the accomplishment should trigger other positive events and perspectives for the Company's business.

I would also like to welcome Nicolay Mayster who has recently joined the Board of Directors and at the same time extend my words of acknowledgment to Dariusz Zych, who has stepped down from his role as a non-executive Director, for his contribution and work carried out within the Board.

Ludwik Sobolewski Chairman

Ludwik Sobolewski Chairman

30 August 2019

Strategic report Year ended 28 February 2019

Review of Business

As set out in the announcement on 22 September 2016, the trading of company shares remained suspended. Although neither loan constituted an acquisition for the purposes of the Listing Rules under which the Company operates, the UK Listing Authority informed the directors in September 2016 that they considered that issuing of loans a fundamental change to the strategic direction of the business away from its stated aim to find an acquisition that would enhance shareholder value. As a result, the Ordinary Shares were suspended from trading on 22 September 2016.

The Company has taken all necessary steps in relation to request lifting the suspension. As a result, the Loans made to Mylux were fully repaid.

Financial review

Key Highlights

2019 2018
Management fees
Other income
Administrative expenses (207, 689) (178, 759)
Operating loss (207, 689) (178, 759)
Interest receivable 8,326 33,209
Basic profit/(loss) per share 7 (2.48)p 0.57p
Bank and cash 244,527 1,262

Key Risks and Uncertainties

Foreign currencies: The company deals in a variety of foreign currencies: Continual review of foreign currency movements to ensure company undertakes transactions in the most financially beneficial currency and ensuring the company is not overly exposed in one currency.

Brexit: Changing legislative environment between post Brexit UK and EU may place additional regularity burdens on the company which make it more difficult to operate with EU based companies to investments with Europe: Reviewing strategies to monitor and address the Brexit negotiations and outcomes.

4

Approved on behalf of the board of directors:

Ludwik Sobolewski Chairman 30 August 201

Directors' report Year ended 28 February 2019

Your directors have pleasure in submitting their report and the audited accounts for the year ended 28 February 2019, and consider it to be fair, balanced and understandable.

Principal activity

The Company's business strategy is to identify, evaluate and complete suitable acquisition opportunities.

Business review and management report

The loss on ordinary activities for the year before taxation was £237,535 (2018: profit £54,378). After taxation and dividends, the loss of $£237,535$ (2018; profit £54,378) has been transferred to reserves.

The company continues to keep expenditure to a minimum in order to preserve its cash resources. The company had cash at bank and in hand of £244,527 (2018: £1,262) at 28 February 2019.

Events that have occurred since the end of the financial year are detailed in note 15 to the accounts. Details of future developments can be found in the Chairman's statement.

Principle risks and uncertainties

The principal risks and uncertainties that the company faces are in identifying and acquiring suitable investments. The income of the company fluctuates with movements in interest rates.

Dividends

The directors do not recommend the payment of a final dividend for the year.

Directors

The following directors served during the year to 28 February 2019:

L. Sobolewski (Chairman)

M. Szytko

D. Zych – resigned 30 April 2019

N. Mayster - appointed 30 April 2019

Details of directors' remuneration, service contracts and interests in the ordinary shares of the company are included in the directors' remuneration report on pages 9 and 10.

Mr Sobolewski retires by rotation, and offers himself for re-election at the AGM. He does not have a service contract with the company. Following formal performance evaluation, the board believes that the non-executive director has performed effectively and that he should be re-elected.

Biographies of directors

Ludwik Sobolewski, 52, was appointed a non-executive director and Chairman on 22 January 2016. Mr Sobolewski currently serves as CEO of the Bucharest Stock Exchange, where he has been charged with a mission to implement a deep reform of the infrastructure of the Romanian capital market, in cooperation with the Government, the National Bank of Romania, the Romanian Financial Services Authority and market participants. Prior to joining the Bucharest Stock Exchange, Mr Sobolewski served as the CEO and President of the Management Board of the Warsaw Stock Exchange. Mr Sobolewski's background also includes serving as President of the Association of Polish Lawyers and Executive Vice-President of the National Depository for Securities. Mr Sobolewski is currently on the supervisory boards of ZE PAK, a company listed on the Warsaw Stock Exchange, the Financial Revision Commission of the Sztuka Media Film Foundation and he is a member of the Council of the Teraz Polska (Poland Now) Foundation, promoting small and medium entrepreneurship.

Directors' report continued Year ended 28 February 2019

Maciej Szytko, 35, was appointed as a non-executive director on 19 September 2011. He is a Commercial Studies graduate from the University of Westminster. Over the past 10 years, he has held a number of managerial positions in the hospitality industry. He is currently a self-employed adviser and active investor in public and private companies with a focus on the Commonwealth of Independent States (CIS) and the Warsaw Stock Exchange (WSE), where his first financial successes occurred.

Dariusz Zych, 47, was appointed as a non-executive director on 11 December 2015 and resigned on 30 April 2019, he has over 20 years experience in Capital Markets, most recently with SCG S.A. working as Investment Director and Vice Chairman. Mr Zych has extensive experience in the financial markets gained through participation across a broad range of projects and capital transactions, including running Private Equity/Venture Capital projects as well as Equity and Debt Raising for both IPO and SPO transactions. Throughout his career he served on a number of Boards. Currently, he is a board member of Pragma Inkaso S.A. Apanet S.A. CHP Energia Sp z o.o. Cezar 10 Sp z o.o.

Nickolay Mayster, 54, was appointed as non-executive director on 29 April 2019. He graduated in Tunisia in 1997 with a Bachelor degree in Managerial Sciences, major - Banking Management. Nicolay started his carrier in Tunisia as equity analyst in Smart Finance - a local research firm. In Bulgaria, he has worked as an analyst and a stock broker for a large brokerage firm before starting Intercapital in 2001. Nicolay is a Chartered Financial Analyst.

Substantial shareholdings

At 28 February 2019 the company had been notified, in accordance with the Disclosure and Transparency Rules of the Financial Services Authority, of the following notifiable interests in the ordinary share capital of the company:

$\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ Number of
Ordinary Shares
Percentage
Holding
2,375,745 24.77%
R. B. Rowan 2,622,060 27.34%
M. Szytko 435,644 4.54%
D. Wheatley 650,000 6.78%
P. Fellerman 850,000 8.86%
Wildman Asset Management SA

There have been no subsequent notified changes since the year end.

Payment of suppliers

It is the company's policy to pay suppliers in accordance with the terms agreed for each transaction.

Disclosure of information to auditor

The directors confirm that:

  • so far as each director is aware, there is no relevant audit information of which the Company's auditor $\bullet$ is unaware, and
  • the directors have taken all the steps they ought to have taken as directors in order to make themselves aware of any relevant audit information and to establish that the Company's auditor is aware of that information.

Directors' report continued Year ended 28 February 2019

The directors are responsible for the maintenance and integrity of the corporate and financial information included on the Company's website. Legislation in the United Kingdom governing the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.

Auditors

A resolution proposing that Shipleys LLP they be re-appointed as auditors of the company will be put to the annual general meeting in accordance with Section 485 of the Companies Act 2006.

Going concern

The company was until recently a "cash shell", and, apart from a small amount of interest receivable, currently has no income stream. Until the business investments start to generate income, the company is dependent on its cash reserves to fund ongoing costs. During the year ending 28 February 2019, the Company received new loan funding of 105,000 to enable it to pursue its investment strategy and for working capital purposes.

After reviewing the company's budget for 2019/2020 and its medium term plans, the directors have a reasonable expectation that, following the loans made to the company since the balance sheet date, and the opportunities for additional funding as needed, the company will have adequate resources to continue in operational existence for the foreseeable future. The directors continue to adopt the going concern basis in preparing the annual report and accounts. The financial statements do not include any adjustments that would result from the going concern basis being inappropriate.

If the company were unable to trade, adjustments would have to be made to reduce the value of the assets to their recoverable amounts, to provide for further liabilities that might arise and to reclassify fixed assets as current assets where applicable.

The directors are satisfied that the company will be able to meet its obligations as they fall due for at least 12 months from the date of approval of the company's 28 February 2019 balance sheet. As a result, the directors consider it appropriate to prepare the financial statements on a going concern basis.

Carbon emissions

The company currently has no head office and no employees other than its directors, and therefore has minimal carbon emissions.

Financial risk management

The company's financial risk management objective is to minimise, as far as possible, the company's exposure to such risk as detailed in note 20 to the accounts.

By order of the board Maciej Szytko Director

30 August 2019

Directors' responsibility statement Year ended 28 February 2019

The directors are responsible for preparing the strategic report and the directors' report and the accounts in accordance with applicable law and regulations.

Company law requires the directors to prepare accounts for each financial year which give a true and fair view of the state of affairs of the company and of the profit or loss for that period. In preparing those accounts, the directors are required to:

  • select suitable accounting policies and then apply them consistently;
  • make judgements and estimates that are reasonable and prudent;
  • state whether applicable UK accounting standards, including FRS 102 have been followed, subject to any material departures disclosed and explained in the accounts;
  • notify its shareholders in writing about the use of disclosure exemptions, if any, of FRS 102 used in the preparation of accounts: and
  • prepare the accounts on the going concern basis unless it is inappropriate to presume that the company will continue in business.

The directors are responsible for keeping adequate accounting records that are sufficient to show and explain the company's transactions and disclose with reasonable accuracy at any time the financial position of the company and enable them to ensure that the accounts comply with the Companies Act 2006. They are also responsible for the system of internal control, and for taking such steps as are reasonably open to them to safeguard the assets of the company and to prevent and detect fraud and other irregularities. The directors are also responsible for ensuring that all information relevant to the audit has been made available to the auditors.

The directors are responsible for the maintenance and integrity of the corporate and financial information included on the Company's website. Legislation in the United Kingdom governing the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.

The directors confirm that:

  • so far as each director is aware, there is no relevant audit information of which the company's auditor is unaware; and
  • the directors have taken all the steps that they ought to have taken as directors in order to make themselves aware of any relevant audit information and to establish that the company's auditor is aware of that information.

Under applicable law and regulations, the directors are also responsible for preparing a strategic report, a directors' report, directors' remuneration report and corporate governance statement that comply with that law and those regulations.

The directors confirm that, to the best of their knowledge and belief:

  • the accounts in this document, prepared in accordance with applicable UK law and accounting standards, give a true and fair view of the assets, liabilities, financial position and loss of the company; and
  • the business review and management report in the directors' report includes a true and fair review of the development and performance of the business and the position of the company, together with a description of the principal risks and uncertainties that it faces.

By order of the board Maciej Szytko Director

30 August 2019

Directors' remuneration report Year ended 28 February 2018

Introduction

The information included in this report is not subject to audit other than where specifically indicated.

Remuneration committee

The remuneration committee consists of the non-executive directors, Ludwik Sobolewski and Maciej Szytko. This committee's primary function is to review the performance of executive directors and senior employees and set their remuneration and other terms of employment. Since the disposal of its trading subsidiary on 24 January 2001, the company has only had one executive director and no senior employees. The committee is also responsible for administering any share option scheme or bonus schemes.

The remuneration committee determines the company's policy for the remuneration of directors, having regard to the UK Corporate Governance Code and its provisions on directors' remuneration.

The remuneration policy

It is the aim of the committee to remunerate directors competitively and to reward performance. Details of the remuneration packages of individual directors are set out below. There are currently no long term incentive plans, performance bonuses or pension schemes in place. The only share options in issue are to a former director, Dominic Wheatley. The views of the shareholders have been considered in the formulation of the remuneration policy, including through meeting at the AGM. At the last AGM held a resolution was passed to approve the directors' remuneration report. It is the intention to implement a similar directors' remuneration policy in 2019/2020 to that in 2018/2019.

Directors' remuneration report continued Year ended 28 February 2019

Service agreements and terms of appointment

None of the directors has a service contract with the company.

Directors' interests

The directors' interests in the share capital of the company are shown below. All interests are beneficial.

Number of ordinary shares
28.2.2018 28.2.2017
M. Szytko 2.622.060 2,622,060
D. Zych 10 10.

There have been no notified changes in the interests of the directors since the year end.

Directors' emoluments (audited)

Directors' emoluments including amounts payable to third parties in respect of directors' services are comprised as follows:

Basic Compensation Taxable 2019 2018
Non-executive directors: Fees Salary payment Benefits Total Total
L. Sobolewski 36,000 36,000 36,000
M. Szytko 60,000 $\overline{\phantom{a}}$ 60,000 60,000
D. Zych 24,000 24,000 24,000
£120,000 $f$ — £— £120,000 £120,000

No pension contributions were made by the company on behalf of its directors.

No director currently has share options, and no share options were granted to or exercised by the directors during the period under review. In connection with his resignation on 20 April 2016, Mr Wheatley has been granted 150,000 options to subscribe for new ordinary shares in Highway Capital plc at a price of 20 pence per share at any time until 20 April 2021.

Approval by shareholders

At the next annual general meeting of the company a resolution approving this report is to be proposed as an ordinary resolution.

This report was approved by the board on 30 August 2019 and signed on its behalf by:

Ludwik Sobolewski Chairman and Head of Remuneration Committee

Corporate governance Year ended 28 February 2019

The policy of the board is to manage the affairs of the company with reference to the UK Corporate Governance Code, which is publicly available from the Financial Reporting Council. In July 2013 the company changed from a Premium to a Standard listing.

Application of principles of good governance

Board of directors

The board currently comprises the non-executive Chairman, Ludwik Sobolewski, and the two non-executive directors, Maciej Szytko and Dariusz Zych. The articles of association require a third, but not greater than a third, of the directors to retire by rotation each year. Since the disposal of the company's trading subsidiary on 24 January 2001 the company has not had a Chief Executive. The board intends to appoint a Chief Executive when a new business is acquired.

There are regular board meetings each year and other meetings are held as required to direct the overall company strategy and operations. Board meetings follow a formal agenda covering matters specifically reserved for decision by the board. These cover key areas of the company's affairs including overall strategy, acquisition policy, approval of budgets, major capital expenditure and significant transactions and financing issues.

The board has delegated certain responsibilities, within defined terms of reference, to the audit committee and the remuneration committee as described below. The appointment of new directors is made by the board as a whole.

During the year ended 28 February 2019, there were 12 board meetings, 1 audit committee meeting and 1 remuneration committee meeting. All meetings were fully attended.

The board undertakes a formal annual evaluation of its own performance and that of its committees and individual directors, through discussions and one-to-one reviews with the Chairman and the senior independent director. The terms and conditions of appointment of the non-excutive directors are available for inspection at Eden House, Reynolds Road, Beaconsfield HP9 2FL.

Audit committee

The audit committee is currently headed by Ludwik Sobolewski, the Chairman, and also comprises Maciej Szytko. The committee's terms of reference are in accordance with the UK Corporate Governance Code.

The committee reviews the company's financial and accounting policies, interim and final results and annual report prior to their submission to the board, together with management reports on accounting matters and internal control and risk management systems. It reviews the auditors' management letter and considers any financial or other matters raised by both the auditors and employees.

The committee considers the independence of the external auditors and ensures that their objectivity and independence are not impaired. During the year no non-audit services were provided by the external auditors.

The committee has primary responsibility for making recommendations to the board in respect of the appointment, reappointment and removal of the external auditors.

Corporate governance continued Year ended 28 February 2019

Remuneration committee

The remuneration committee is currently headed by Ludwik Sobolewski, the Chairman, and also comprises Maciej Szytko.

The committee's primary function is to review the performance of directors and senior employees and to set their remuneration and other terms of employment. It is also responsible for administering any share option and bonus schemes.

Relations with shareholders

The company encourages two-way communication with both its institutional and private investors and responds promptly to all queries received. An understanding of the views of the major shareholders of the company has been developed, including through meeting at the AGM.

Internal controls

The directors are responsible for internal control in the company and for reviewing its effectiveness. Procedures have been designed for safeguarding assets against unauthorised use or disposition; for maintaining proper accounting records; and for the reliability of financial information used within the business or for publication. Such procedures are designed to manage rather than eliminate the risk of failure to achieve business objectives and can only provide reasonable and not absolute assurance against material error, losses or fraud. In addition, there is an ongoing process in place for identifying, evaluating and managing the significant risks faced by the company.

The key procedures that the directors have established are designed to provide effective internal control within the company and are regularly reviewed by the board. This is in accordance with The Turnbull Guidance provided by the Institute of Chartered Accountants in England and Wales. Such procedures have been in place throughout the period under review and up to the date of approval of the annual report and accounts.

Due to the size of the company, all key decisions are made by the board and the assessment and management of risk is an integral part of the board's decision-making process.

The company's organisational structure has clear lines of responsibility and the board continues to review systems to monitor and investigate the major business risks facing the company.

The board has established control procedures for all key financial areas of the business, which enable the board to maintain full and effective control. These controls include defined procedures for seeking and obtaining approval for major transactions and controls relating to the security of assets. The company operates a comprehensive budgeting and financial reporting system.

The directors have reviewed the effectiveness of the company's systems of internal control as they operated during the period under review and consider that there have been no material losses, contingencies or uncertainties caused by weaknesses in internal controls. The directors do not consider that an internal audit function is presently necessary as the company is a "cash shell".

Going concern

The company is essentially a "cash shell", and, apart from some interest receivable, currently has no income stream. The company is therefore dependent on its cash reserves and the injection of new funding, to fund ongoing costs. During the year ending 28 February 2019, the Company received new loan funding of £105,000 to enable it to pursue its investment strategy and for working capital purposes.

After reviewing the company's budget for 2019/2020 and its medium term plans, the directors have a reasonable expectation that, following the loans made to the company since the balance sheet date, and

Corporate governance continued Year ended 28 February 2019

the opportunities for additional funding as needed, the company will have adequate resources to continue in operational existence for the foreseeable future. The directors continue to adopt the going concern basis in preparing the annual report and accounts. The financial statements do not include any adjustments that would result from the going concern basis being inappropriate.

If the company were unable to trade, adjustments would have to be made to reduce the value of the assets to their recoverable amounts, to provide for further liabilities that might arise and to reclassify fixed assets as current assets where applicable.

The directors are satisfied that the company will be able to meet its obligations as they fall due for at least 12 months from the date of approval of the company's 28 February 2019 balance sheet. As a result, the directors consider it appropriate to prepare the financial statements on a going concern basis.

Statement of compliance

In the opinion of the directors, the company has complied throughout the year ended 28 February 2019 with all provisions relevant to a company of its size set out in the UK Corporate Governance Code, except for the items outlined below.

Code provision A.2.1 - Since the disposal of the company's trading subsidiary on 24 January 2001 the company has not had a Chief Executive. The board intends to appoint a Chief Executive when a new business is acquired.

Code provision $B.2.1 - A$ nomination committee has not been set up, as the directors consider that it is not appropriate while the company is a "cash shell" without any employees. The board intends to set up a nomination committee when a new business is acquired.

Code provision C.3.1 - Since the appointment of Ludwik Sobolewski as non-executive Chairman on 22 January 2016, the company has had one rather than at least two independent non-executive directors on the audit committee.

Independent Auditors' Report to the members of Highway Capital plc Year ended 28 February 2019

Opinion

We have audited the financial statements of Highway Capital PLC (the 'company') for the year ended 28 February 2019 which comprise the statement of comprehensive income, statement of financial position, statement of changes in equity, Statement of cash flows and the related notes, including a summary of significant accounting policies. The financial reporting framework that has been applied in their preparation is applicable law and United Kingdom Accounting Standards, including FRS 102 The Financial Reporting Standard applicable in the UK and Republic of Ireland (United Kingdom Generally Accepted Accounting Practice).

In our opinion the financial statements:

  • give a true and fair view of the state of the company's affairs as at 28 February 2019 and of its loss for the period then ended;
  • have been properly prepared in accordance with United Kingdom Generally Accepted Accounting Practice:
  • have been prepared in accordance with the requirements of the Companies Act 2006.

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (UK) (ISAs (UK)) and applicable law. Our responsibilities under those standards are further described in the auditor's responsibilities for the audit of the financial statements section of our report. We are independent of the company in accordance with the ethical requirements that are relevant to our audit of the financial statements in the UK, including the FRC's Ethical Standard, and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion.

Material uncertainty relating to going concern

In forming our opinion on the financial statements, which is not modified, we have considered the adequacy of the disclosure made in note 3 to the financial statements concerning the Company's ability to continue as a going concern. The conditions described in note 3 indicate the existence of material uncertainties which may cast significant doubt about the Company's ability to continue as a going concern. The financial statements do not include the adjustments that would result if the Company was unable to continue as a going concern.

Our assessment of risks of material misstatement

The assessed risks of material misstatement described below are those that had the greatest effect on our audit strategy, the allocation of resources in the audit and directing the efforts of the engagement team.

Independent Auditors' Report to the members of Highway Capital plc Year ended 28 February 2019

Risk How the scope of our audit responded to the risk
Management override of controls
Journals can be posted that significantly alter
the Financial Statements of the entity.
We examined journals posted around the year end,
specifically focusing on areas which are more easily
manipulated such as accruals, prepayments and the bank
reconciliation.
Going Concern
There is a risk that the entity may not be a
going concern due to net liabilities and lack of
revenue.
We made enquiries with the Directors regarding how the
Company will continue to fund expenditure over the
coming year. Attention was focused on the additional
loans provided by shareholders and third parties post year
end.
Bank letter
The bank letter was not received at the date of
the audit, giving rise to the potential for
undisclosed liabilities.
We examined bank statements and other supporting
records to ensure that balances agreed, and to look for
evidence of any undisclosed financial liabilities.
Company status and listing rules
Risk of non-compliance with listed company
status.
We held discussions with management together with
review of correspondence with the bank and LSE
documentation indicated no signs of non-compliance.
Convertible loans
Risk that convertible loans had not been
calculated correctly.
The assumptions used around company cost of capital for
the purposes of the calculation were reviewed with
comparisons to similar loans with third parties. The
calculations were reviewed.
Accounting Estimates
Potential risk of inappropriate accounting
estimates around accruals giving rise to
misstatement in the accounts.
Accruals were agreed to expected costs and supporting
documentation, and other areas were examined to identify
any potential accounting estimates.
Creditors
Risk that creditors have been understated as no
audit accrual or audit fee can be seen at the
planning stage
Substantive testing undertaken within unreconciled
liabilities and accruals in which a review of post year end
payments, statements and invoices were obtained and
examined to ensure creditors at the reporting date had not
been understated.

Our audit procedures relating to these matters were designed in the context of our audit of the Financial Statements as a whole, and not to express an opinion on individual accounts or disclosures. Our opinion on the Financial Statements is not modified with respect to any of the risks described above, and we do not express an opinion on these individual matters.

Our application of materiality

We define materiality as the magnitude of misstatement in the Financial Statements that makes it probable that the economic decisions of a reasonably knowledgeable person would be changed or influenced. We use materiality both in planning and in the scope of our audit work and in evaluating the results of our work.

We determined materiality for the Company to be £11,127, which is less than 4% of results before tax and less than 2% of net liabilities. We agreed with the Audit Committee that we would report to them all audit differences in excess of 10% of materiality, as well as differences below that which would, in our view, warrant reporting on a qualitative basis. We also report to the Audit Committee on disclosure matters that we identified when assessing the overall presentation of the Financial Statements.

Independent Auditors' Report continued Year ended 28 February 2019

Opinions on other matters prescribed by the Companies Act 2006

In our opinion, based on the work undertaken in the course of the audit:

  • the information given in the strategic report and the directors' report for the financial period for which the financial statements are prepared is consistent with the financial statements; and
  • the strategic report and the directors' report have been prepared in accordance with applicable legal requirements.

Matters on which we are required to report by exception

In the light of the knowledge and understanding of the company and its environment obtained in the course of the audit, we have not identified material misstatements in the strategic report or the directors' report.

We have nothing to report in respect of the following matters in relation to which the Companies Act 2006 requires us to report to you if, in our opinion:

  • adequate accounting records have not been kept, or returns adequate for our audit have not been received from branches not visited by us; or
  • the financial statements are not in agreement with the accounting records and returns; or $\bullet$
  • certain disclosures of directors' remuneration specified by law are not made; or $\bullet$
  • we have not received all the information and explanations we require for our audit.

Directors' Remuneration

Under the Companies Act 2006 we are also required to report in our opinion certain disclosures of Directors' remuneration have not been made or the part of the Directors' Remuneration report to be audited is not in agreement with the accounting records and returns. We have nothing to report arising from these matters.

Our duty to read other information in the Annual Report

Under International Standards on Auditing (UK and Ireland), we are required to report to you if, in our opinion, information in the Annual Report is materially inconsistent with the information in the audited Financial Statements; or apparently materially incorrect based on, or materially inconsistent with, our knowledge of the Company acquired in the course of performing our audit.

In particular we are required to consider whether we have identified any inconsistencies between our knowledge acquired during the audit and the Director's statement that they consider the Annual Report is fair, balanced and understandable and whether the Annual Report appropriately discloses those matters that were communicated to the Audit Committee which we consider should have been disclosed. We confirm that we have not identified any such inconsistencies or misleading statements.

Other matters

Corporate Governance Statement

We reviewed the part of the Corporate Governance Statement relating to the Company's compliance with the UK Corporate Governance Code. We have nothing to report arising from our review.

Independent Auditors' Report continued Year ended 28 February 2019

Respective Responsibilities of Directors and the auditor

As explained more fully in the Directors' Responsibilities Statement, the Directors are responsible for the preparation of the Financial Statements and for being satisfied that they give a true and fair view. Our responsibility is to audit and express an opinion on the Financial Statements in accordance with applicable law and International Standards on Auditing (UK and Ireland). Those standards require us to comply with the Auditing Practices Board's Ethical Standards for Auditors.

We also comply with International Standard on Quality Control 1 (UK and Ireland). Our audit methodology and tools aim to ensure that our quality control procedures are effective, understood and applied. Our quality controls and systems include our independent partner review processes.

Auditor's responsibilities for the audit of the financial statements

Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with ISAs (UK) will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of these financial statements.

As part of an audit in accordance with ISAs (UK), we exercise professional judgment and maintain professional scepticism throughout the audit. We also:

  • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control.
  • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that $\bullet$ are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the internal control.
  • Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors.
  • Conclude on the appropriateness of the directors' use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the company's ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor's report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor's report. However, future events or conditions may cause the company to cease to continue as a going concern.
  • Evaluate the overall presentation, structure and content of the financial statements, including the disclosures, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation.

We communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit.

Independent Auditors' Report continued Year ended 28 February 2019

Use of our report

$\mathbf{I}$

This report is made solely to the company's members, as a body, in accordance with chapter 3 of part 16 of the Companies Act 2006. Our audit work has been undertaken so that we might state to the company's members those matters we are required to state to them in an auditor's report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the company and the company's members as a body, for our audit work, for this report, or for the opinions we have formed.

Shane Moloney (Senior Statutory Auditor)

For and on behalf of Shipleys LLP Chartered Accountants and Statutory Auditor 30 August 2019

10 Orange Street, Haymarket London WC2H 7DQ

Statement of comprehensive income Year ended 28 February 2019

Notes 2019 2018
Management fees
Other income
Administrative expenses (207, 689) (178, 759)
Operating loss (207, 689) (178, 759)
Interest receivable 8,326 33,209
Amounts written back/(off) loans receivable (38, 172) 210,650
Amounts written back/(off) equity investments (10, 725)
Profit/(loss) for the financial period and total comprehensive
income
(237, 535) 54,378
Basic (loss)/profit per share 7 (2.48)p 0.57p
Diluted (loss)/profit per share 7 (2.13)p 0.55p
Basic (loss)/profit per share from continuing operations 7 (2.48)p 0.57p
Diluted (loss)/profit per share from continuing operations 7 (2.13)p 0.55p

Continuing operations

There are no acquired or discontinued operations in the above two financial periods.

Statement of comprehensive income

The company has no items of other comprehensive income other than the profit or loss for the above two financial periods.

The notes on pages 23 to 30 form part of the Financial Statements.

Statement of financial position

As at 28 February 2019

Notes 2019 2018
Current assets
Debtors 9 6,509 317,456
Cash at bank and in hand 244,527 1,262
251,036 318,7188
Creditors: amounts falling due within one year 10 (556, 240) (338, 430)
Net current liabilities (305, 204) (69, 712)
Total assets less current liabilities (305, 204) (69, 712)
Creditors: amounts due after more than one year 11 (476, 043) (474,000)
Net liabilities £ $(781, 247)$ f(543,712)
Capital and reserves
Share capital 13 191,804 191,804
Share premium account 16 430,471 430,471
Profit and loss account 16 (1,403,522) (1,165,987)
Total equity shareholders' deficit £ $(781, 247)$ £(543,712)

Approved by the board on 30 August 2019

Ludwik Sobolews Chairman

Company registration no. 02991159

The notes on pages 23 to 30 form part of these Financial Statements.

Statement of changes in equity
Year ended 28 February 2019

Share
capital
Share
Premium
account
Profit
and loss
account
Total
Balance at 1 March 2017 191,804 430,471 (1,220,365) (598,090)
Period ended 28 February 2018:
Profit/(loss) and total comprehensive income for
the year
54,378 54,378
Balance at 28 February 2018 191,804 430,471 (1, 165, 987) (543, 712)
Period ended 28 February 2018:
Profit/(loss) and total comprehensive income for (237, 535) (237, 535)
the year
Balance at 28 February 2019
£191,804 £430,471 £ $(1, 403, 522)$ (781, 247)

The notes on pages 23 to 30 form part of these Financial Statements.

Statement of cash flows
Year ended 28 February 2019

2019 2018
Cash flows from operating activities
(Loss) /profit for the financial period (237, 535) 54,378
Adjustments for:
Interest receivable (8,326) (33,209)
Amounts written off/(back) investments and loan 38,172 (199, 925)
Changes in:
Trade and other debtors (4, 142) 3,095
Trade and other creditors 59,923 123,024
Cash generated from operations (151,908) (52, 637)
Interest received 827 84
Net cash from operating activities (151,081) (52, 553)
Cash flows from financing activities
Proceeds from loans to company 437,693 125,000
Loans made by company (328, 200) (78,640)
Loans redeemed by company 284,416 7,325
Net cash from financing activities 393,909 53,685
Net increase in cash and cash equivalents 242,828 1,132
Cash and cash equivalents at beginning of period 217 (915)
Cash and cash equivalents at end of period 243,045 217

Cash and cash equivalents

The amounts disclosed on in respect to the Statement of Financial Position 2019 2018
Cash and cash equivalents 244,527 1,262
Overdrafts and loans (1,482) 1,045
Cash and cash equivalents at end of period 243,045 217

The notes on pages 23 to 30 form part of the Financial Statements

$\ddot{\phantom{a}}$

Notes to the accounts

Year ended 28 February 2019

The company is a public limited company (limited by shares) incorporated in the United Kingdom. The registered office and principle place of business address is Eden House, Reynolds Road, Beaconsfield, Buckinghamshire, HP9 2FL. The principle activity of the company is to identify, evaluate and complete suitable acquisition opportunities.

Accounting policies $\mathbf{1}$

Statement of compliance

These financial statements have been prepared in compliance with FRS 102, "The Financial Reporting Standard applicable in the UK and the Republic of Ireland".

Basis of accounting

The accounts have been prepared under the historical cost convention and in accordance with applicable accounting standards.

Highway Capital plc does not prepare consolidated accounts and the directors have therefore continued to prepare its accounts in accordance with FRS 102 rather than international accounting standards.

The financial statements are prepared in sterling, which is the functional currency of the entity.

Going concern

The company is essentially a "cash shell", and, apart from some interest receivable, currently has no income stream. The company is therefore dependent on its cash reserves and the injection of new funding, to fund ongoing costs. Since the balance sheet date, the company has redeemed the loans made by the company of £ 284,416, and also received new loan funding of £105,000 to enable it to repay some of its existing loans and for working capital purposes.

After reviewing the company's budget for 2019/2020 and its medium term plans, the directors have a reasonable expectation that, following the loans made to the company since the balance sheet date, and the opportunities for additional funding as needed, the company will have adequate resources to continue in operational existence for the foreseeable future. The directors continue to adopt the going concern basis in preparing the annual report and accounts. The financial statements do not include any adjustments that would result from the going concern basis being inappropriate.

If the company were unable to trade, adjustments would have to be made to reduce the value of the assets to their recoverable amounts, to provide for further liabilities that might arise and to reclassify fixed assets as current assets where applicable.

The directors are satisfied that the company will be able to meet its obligations as they fall due for at least 12 months from the date of approval of the company's 28 February 2019 balance sheet. As a result, the directors consider it appropriate to prepare the financial statements on a going concern basis.

The accounts do not include any adjustments that would result if the company were unable to continue as a going concern.

Consolidation

At 28 February 2019, Highway Capital plc was a stand-alone company and is therefore not required to prepare consolidated accounts.

Investments

Fixed asset investments are measured at cost or valuation less any provision for impairment.

Year ended 28 February 2019

Deferred taxation

Deferred tax is provided in full at appropriate rates in respect of taxation deferred by timing differences between the treatment of certain items for taxation and accounting purposes, if those timing differences are not permanent and have originated but not reversed by the balance sheet date. The deferred tax balance has not been discounted.

Foreign currencies

Profit and loss account transactions denominated in foreign currencies are translated into sterling and recorded at the rate of exchange ruling at the date of the transaction.

Monetary assets and liabilities denominated in foreign currencies are retranslated at the rate of exchange ruling at the balance sheet date. All differences are taken to the profit and loss account.

Turnover

It is anticipated that going forward turnover will be represented by management fees receivable. Currently, other than interest receivable, there is no income stream.

Interest receivable

Revenue from interest receivable is recognised as income in the period on the effective income basis.

Judgements and key sources of estimation uncertainty

In the application of the company's accounting policies, the directors are required to make judgements, estimates and assumptions about the carrying amount of assets and liabilities that are not readily apparent from other sources. The estimates and associated assumptions are based on historical experience and other factors that are considered to be relevant. Actual results may differ from these estimates.

The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised where the revision affects only that period, or in the period of the revision and future periods where the revision affects both current and future periods.

The directors have considered the above and do not believe that there are any estimates or assumptions which have a significant effect on the amounts recognised in the financial statements that require disclosure.

Financial instruments

The Company's financial instruments comprise cash, trade debtors and trade creditors that arise directly from its operations. The Company's policy has been, and continues to be, that no speculative trading in financial derivatives shall be undertaken.

Operating loss $2.$

This is stated after charging:

11110 10 0000000 000000 - - - - - - - - 2019 2018
Directors' remuneration – Salaries and fees
Auditors' remuneration – Audit services
$\ddot{\phantom{0}}$ £120,000
£12,500
£120.000
£10,000

Year ended 28 February 2019

$3.$ Employees

The average number of employees, including directors and key management personnel, during the year was made up as follows:

2019 2018
Directors $\overline{\mathbf{3}}$
$\overline{\phantom{a}}$

Employee costs, including directors and key management personnel, during the year amounted to:

2019 2018
Salaries and fees 120,000 120,000
£120,000 £120,000

Directors' remuneration $\overline{4}$ .

Information relating to directors' emoluments is included in the directors' remuneration report on page 10.

There were no key management personnel in the year, other than directors.

Taxation $5.$

Based on the profit/(loss) for the year:

2019 2010
U.K. corporation tax at 19% (2018: 19%)
£- £-
Factors affecting the tax (credit)/charge for the year
Profit/(loss) on ordinary activities before taxation
£(237,535) £54,378
Loss on ordinary activities before taxation multiplied by the small company
rate of UK corporation tax of 19% (2018: 19%)
£(45, 131) £10,332
Effects of:
Current period tax losses not utilized
Brought forward tax losses utilized
Equity investments written off
34,253 (12,510)
2,038
Disallowed expenditure 10,878 140
£45,131 £(10,332)
Current tax charge/(credit) £- £-

The company has estimated losses of £1,890,000 (2018: £1,770,000) that may be available for carry forward against future profits, and estimated capital losses of £1,471,000 (2018: £1,471,000) that may be available for carry forward against future chargeable gains. No deferred tax asset has been recognised in the accounts in respect of these unrelieved losses.

Year ended 27 February 2019

$6.$ Dividends

2019 2018
Interim dividend paid per share $\sim$ $\sim$
£- t-

$7.$ Profit/(loss) per share

The profit/(loss) per ordinary share calculation has been based on the profit/(loss) attributable to ordinary shareholders of £(237,535) (2018: profit: £54,378), divided by 9,590,201 (2018: 9,590,201), being the weighted average number of ordinary shares in issue during the year. The 2019 diluted profit per ordinary share has been based on the same loss and with and adjusted weighted average number of ordinary shares of 10,840,201 (2018: 11,859,367). There are no discontinued operations in either period and, therefore, the basic and the diluted profit/(loss) per ordinary share from continuing operations are the same as the basic and the diluted profit/(loss) per ordinary share.

Capital commitments $8.$

At 28 February 2019 the company had no capital commitments or contracts for capital expenditure (2018: nil)

9. Debtors

2019 2018
Loans receivable $\blacksquare$ 281,965
Other debtors 6,217 1,783
Prepayments 292 33,708
£6,509 £317,456

Creditors: amounts falling due within one year $10.$

2019 2018
1,482 1,045
71,230 93,335
376,078 294,050
81,800
25,650
£556,240 £388,430

Creditors: amounts due after more than one year $11.$

The creditors due after more than one year of £476,043 (2018: £474,000), are made up of the following loans:

(a) £27,000 (2018: £27,000) from D Zych, a director and shareholder, and £449,043 (2018:165,000) from an institutional investor: these loans are unsecured, repayable after two years, and bearing interest at a rate of 5% per annum (if it so wishes, the company can repay the loan or part thereof at any time within the two year period).

Year ended 28 February 2019

(b) £100,000 (2018:125,000) from outside investors represent unsecured loans, repayable after five years, convertible at the holder's request into new ordinary shares in the company at a price of 10 pence per share; in the event that the loan is not repaid or converted prior to its maturity date then it will attract accrued interest at a rate of 5% per annum.

12. Deferred taxation

The estimated deferred tax asset not recognised in the accounts, based on a 17% rate of tax, amounts to £574,000 (2018: based on a 17% rate of tax £540,600). Of this amount, £250,086 may be recoverable by the company against future chargeable gains, and £321,360 may be recoverable against future profits.

13. Share capital

Number
of Shares
2019
Nominal
Value
2019
Number
of Shares
2018
Nominal
Value
2018
Allotted, called-up and fully paid:
Ordinary shares of 2p each 9,590,201 £191,804 9.590,201 £191,804

Each 2p ordinary share is entitled to one vote in any circumstances; All dividends shall be apportioned and paid proportionately to the amount paid up on the ordinary shares during any proportion or proportions of the period in respect of which the dividend is paid; No shares of the company are currently redeemable or liable to be redeemed at the choice of the company or the shareholder.

The company also has convertible loan notes in issue which if fully converted would increase the number of ordinary shares allotted by 1,250,000 shares. These shares would benefit from all the rights and benefits as detailed above

14. Related party transactions

As at the balance sheet date, there are loans of £10,000 (2018: £157,000) due from the company to M Szytko, a director and shareholder, and £97,000 (2018: 27,000) due to D Zych, a director and shareholder. The terms of these loans are set out in note 12 above.

As at the year reporting date there was a loan of £250,000 (2018: £nil) due from the company on normal commercial terms to Interkapital of who is under common directoriship with a director and shareholder of Highway Capital PLC. The terms are interest at 5% and this is considered reasonable.

No other related party transactions were undertaken as such that are required to be disclosed under FRS 102..

15. Post balance sheet events

There are no post balance sheet events to report.

16. Reserves

Share premium account - This reserve records the amount above the nominal value received for shares sold, less transaction costs.

Profit and loss account - This reserve records retained earnings and accumulated losses.

Year ended 28 February 2019

17. Other financial commitments

At 28 February 2018 the company had no commitments under non-cancellable operating leases finance leases (2018; nil), or contracts for capital expenditure in place (2018; nil).

18. Financial instruments

The Company's financial instruments comprise cash, trade debtors and trade creditors that arise directly from its operations. The Company's policy has been, and continues to be, that no speculative trading in financial derivatives shall be undertaken.

The cash is held in bank current and premium accounts and on treasury deposit, which receive varying rates of interest that is recognised on a receivable basis. All financial assets and liabilities are denominated in Sterling.

Fair value of financial assets and liabilities

The fair value of financial assets and liabilities, calculated by discounting expected future cash flows at prevailing interest rates, is not materially different from their book value, and is as follows:

2019 2018
6,509 317,456
1,262
£251,036 £318,718
1,482 1,045
447,308 387,385
107,450
476,043 477,000
£1,032,283 £865,430
244,527

The fair value of the financial assets and financial liabilities is equal to their carrying values. All financial assets are categorised as loans and receivables and all financial liabilities are categorised as financial liabilities at amortised cost.

Hedging

The Company makes no use of forward currency contracts, other financial derivatives or hedging.

Interest rate risk

The Company does not have an interest rate policy in isolation but regularly reviews the interest rates being received on deposits.

Liquidity risk

The principal policy of the Company in managing liquidity risk is to align the anticipated timing of expenditure with the availability of its cash balances.

Company information

Directors Ludwik Sobolewski (non-executive Chairman)
Maciej Szytko (non-executive director)

Nickolay Mayster (non-executive director)
Secretary, registered office, and principal
place of business
Maciej Szytko
Eden House, Reynolds Road
Beaconsfield HP9 2FL
Place of incorporation England and Wales
Registrars and share transfer office Neville Registrars Limited
Neville House
18 Laurel Lane
Halesowen
West Midlands B63 3DA
Share price information Information about the day-to-day movement of the
Company's share price can be obtained from the
London Stock Exchange: Code HWC
Auditors Shipleys LLP
Chartered Accountants
10 Orange Street
London WC2H 7DQ
Bankers Barclays Bank Plc
The Lea Valley Group
78 Turners Hill
Cheshunt
Herts EN8 9BW
Solicitors Gowling WLG
4 More London Riverside
London SE1 2AU
Stockbrokers Peterhouse Corporate Finance
New Liverpool House
15 Eldon Street
London EC2M 7LD

29

Financial review

Year to
28.2.2019
Year to
28.2.2018
Year to
28.2.2017
Year to
29.2.2016
Year to
28.2.2015
Management fees
Other income
Administrative expenses (207, 689) (178, 756) (196, 627) (131, 802) (124, 304)
Operating profit/(loss) (207, 689) (178, 756) (196, 627) (131, 802) (124, 304)
Profit on disposal of subsidiaries
Income from fixed asset investments
Interest receivable 8,326 33,209 17 9 14
Amount written back/(off) investments (38, 172) 199,925 (210, 650)
Profit/(loss) on ordinary
activities before taxation
Taxation
(237, 535) 54,378 (407, 260) (131,793) (124, 290)
Profit/(loss) on ordinary
activities after taxation
£(237,525) £54,378 £ $(407, 260)$ £ $(131, 793)$ £(124,290)
(2.48)p 0.57p (4.25)p (1.51)p (1.42)p
Earnings/(loss) per share (1.51)p (1.42)p
Diluted earnings/(loss) per share (2.19p) 0.55p (4.25)p nil
Dividend per share nil nil nil nil

The basic and the diluted earnings/(loss) per share figures are the same.

$\overline{\phantom{a}}$

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