Director's Dealing • Jun 28, 2018
Director's Dealing
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National Storage Mechanism | Additional information
RNS Number : 9782S
Quilter PLC
28 June 2018
LEI: 54930092XIVK28RZGM95
28 June 2018
For immediate release
Quilter plc
Notification of transactions by Directors, Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with them
Quilter plc (the "Company") announces the following transactions by Directors, PDMRs and persons closely associated with them, which took place on 25 June 2018 and 26 June 2018 in connection with the admission of the Company's ordinary shares to trading on the London and Johannesburg Stock Exchanges.
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Cathy Turner
2
Reason for the notification
a)
Position/status
Non-Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 68,965 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
George Reid
2
Reason for the notification
a)
Position/status
Non-Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 20,689 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
1) Glyn Jones (Chairman, PDMR)
2) Catherine Jones (PCA for Glyn Jones)
2
Reason for the notification
a)
Position/status
1) Chairman, Person Discharging Managerial Responsibilities
2) Person Closely Associated with Glyn Jones (Chairman)
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 448,275 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Glyn Jones
2
Reason for the notification
a)
Position/status
Chairman, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares (conversion of Old Mutual plc shares into Quilter plc Shares, immediately following demerger of Quilter plc from Old Mutual plc).
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Not applicable | 89,597 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jon Little
2
Reason for the notification
a)
Position/status
Non-Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 20,689 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Moira Kilcoyne
2
Reason for the notification
a)
Position/status
Non-Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 34,482 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Rosie Harris
2
Reason for the notification
a)
Position/status
Non-Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the NED Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 17,241 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ruth Markland
2
Reason for the notification
a)
Position/status
Senior Independent Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of Shares pursuant to the SID Share Purchase Agreement described in the Quilter plc Prospectus.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| £1.45 (per Share) | 20,689 |
d)
Aggregated information
- Aggregated volume
- Price
Acquisition price: £1.45
e)
Date of the transaction
2018-06-25; 07:00:00 UTC time
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Andrew Thompson
2
Reason for the notification
a)
Position/status
Chief Executive Officer - Quilter Financial Planning, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) Nil 6) £1.56 7) Nil |
371,634 3,434 246,376 213,793 29,027 12,704 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 650,471
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 213,793
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 12,704
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Iain Wright
2
Reason for the notification
a)
Position/status
Chief Risk Officer, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Restricted Stock Units over Shares
4) Shares
5) Shares
6) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Award of Restricted Stock Units over ordinary Quilter plc Shares under the Quilter Performance Share Plan
4) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
5) Sale of Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
6) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) £1.56 6) Nil |
224,427 14,167 86,896 19,351 8,470 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 344,841
Consideration price: Nil
Weighted average market value: £1.45
Total Shares sold on 25 June 2018: 8,470
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) London Stock Exchange, Main Market (XLON)
6) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Mark Satchel
2
Reason for the notification
a)
Position/status
Corporate Finance Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
6) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) Nil 6) Nil |
608,101 12,897 371 300,000 237,172 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 858,541
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 300,000
Consideration price: Nil
Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-26
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Martin Baines
2
Reason for the notification
a)
Position/status
Chief Executive Officer - Quilter Cheviot, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) Nil 6) £1.56 7) Nil |
515,902 11,032 424,887 293,103 357,619 156,499 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 1,309,440
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 293,103
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 156,499
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Matthew Burton
2
Reason for the notification
a)
Position/status
Chief Internal Auditor, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Restricted Stock Units over Shares
3) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Award of Restricted Stock Units over ordinary Quilter plc Shares under the Quilter Performance Share Plan
3) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil |
238,380 94,655 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 333,035
Consideration price: Nil
Weighted average market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-26
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Feeney
2
Reason for the notification
a)
Position/status
Chief Executive Officer, Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) Nil 6) £1.56 7) Nil |
752,774 119,963 3,617 931,034 635,976 86,892 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 1,512,330
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 931,034
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 86,892
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Hucknall
2
Reason for the notification
a)
Position/status
HR Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Nil-cost Options over Shares
3) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
3) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil |
614,874 275,862 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 614,874
Consideration price: Nil
Market value: £1.45
Total nil-cost options granted on 25 June 2018: 275,862
Consideration price: Nil
Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-26
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Simpson
2
Reason for the notification
a)
Position/status
Chief Executive Officer - Quilter Investments, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Nil-cost Options over Shares
3) Shares
4) Shares
5) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
3) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
4) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
5) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) £1.56 5) Nil |
543,062 213,793 158,529 69,376 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 701,591
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 213,793
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 69,376
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) London Stock Exchange, Main Market (XLON)
5) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Steven Braudo
2
Reason for the notification
a)
Position/status
Chief Operating Officer, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) Nil 6) £1.56 7) Nil |
607,368 76,124 8,333 355,172 77,406 33,875 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 769,231
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 355,172
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 33,875
Average Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Steven Levin
2
Reason for the notification
a)
Position/status
Chief Executive Officer - Quilter Wealth Solutions, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior to admission of the Shares of the Shares to trading on the London Stock Exchange in exchange for interest in jointly owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil 3) Nil 4) Nil 5) Nil 6) £1.56 7) Nil |
522,171 11,370 21,333 241,379 108,910 18,591 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 663,784
Consideration price: Nil
Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 241,379
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 18,591
Average Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f)
Place of the transaction
1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Timothy Tookey
2
Reason for the notification
a)
Position/status
Chief Financial Officer, Executive Director, Person Discharging Managerial Responsibilities
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
1) Conditional Award of Ordinary shares with a nominal value of £0.07 each ("Shares")
2) Forfeitable Shares
GB00BDCXV269
b)
Nature of the transaction
1) Conversion of conditional notional ordinary Old Mutual plc shares to conditional ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange
2) Award of forfeitable ordinary Quilter plc Shares under the Quilter Share Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1) Nil 2) Nil |
2,314,530 1,315 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 2,314,530
Consideration price: Nil
Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e)
Date of the transaction
1) 2018-06-25
2) 2018-06-26
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tracy Dunley-Owen
2
Reason for the notification
a)
Position/status
Person Closely Associated with Steven Levin (Chief Executive Officer - Quilter Wealth Solutions, PDMR)
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Quilter plc
b)
LEI
54930092XIVK28RZGM95
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument Identification code
Ordinary shares with a nominal value of £0.07 each ("Shares")
GB00BDCXV269
b)
Nature of the transaction
Acquisition of ordinary Quilter plc Shares immediately following admission of the Shares to trading on the London Stock Exchange.
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 1,635 |
d)
Aggregated information
- Aggregated volume
- Price
Total Shares acquired on 25 June 2018: 1,635
Consideration price: Nil
Market value: £1.45
e)
Date of the transaction
2018-06-25
f)
Place of the transaction
Outside a trading venue
Enquiries:
Patrick Gonsalves
Company Secretary
+ 44 (0)20 7778 9670
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
END
DSHMMGZVNRDGRZM
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