Anglo American PLC

Major Shareholding Notification • Apr 19, 2018

National Storage Mechanism | Additional information

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RNS Number : 4583L

Anglo American PLC

19 April 2018

Anglo American plc (the "Company")

Registered office: 20 Carlton House Terrace, London SW1Y 5AN

Registered number: 3564138 (incorporated in England and Wales)

Legal Entity Identifier: 549300S9XF92D1X8ME43

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			ANGLO AMERICAN PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii: Change in delta-adjusted holdings for cash-settled financial instruments						X
3. Details of person subject to the notification obligationiv
Name			Deutsche Bank AG
City and country of registered office (if applicable)			Frankfurt, Germany
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			16/04/2018
6. Date on which issuer notified (DD/MM/YYYY):			18/04/2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	2.16%	4.86%		7.02%	1,404,766,876
Position of previous notification (if applicable)	2.04%	4.86%		6.90%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rightsix					% of voting rights
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B1XZS820		29,658,598		655,987			2.11%		0.05%
SUBTOTAL 8. A		30,314,585					2.16%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Right to Recall						7,500			0.00%
Physically-settled Call Option		20-Jul-18				2,000,000			0.14%
Exchangeable Bond		10-Oct-20				8,611,866			0.61%
			SUBTOTAL 8. B 1			10,619,366			0.75%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi		Physical or cash settlementxii			Number of voting rights	% of voting rights
Equity Swaps	21-Feb-23				Cash			25,891,209	1.84%
Call Option	10-Dec-18				Cash			26,879,581	1.91%
Put Option	10-Dec-18				Cash			1,904,361	0.14%
Put Option	21-Dec-18				Physical			1,500,000	0.11%
Option Swaps	21-Sep-18				Cash			1,250,000	0.09%
Exchange Traded Fund					Cash			292,537	0.02%
					SUBTOTAL 8.B.2			57,717,688	4.11%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				x
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Deutsche Bank Aktiengesellschaft		4.86%	7.02%
Deutsche Holdings (Luxembourg) S.à r.l.
Deutsche Group Holdings (SA) Proprietary Limited
Deutsche Holdings (SA) (Proprietary) Limited
Deutsche Securities (Proprietary) Limited
Deutsche Bank Aktiengesellschaft		4.86%	7.02%
DB USA Corporation
DB U.S. Financial Markets Holding Corporation
Deutsche Bank Securities Inc.
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi

Place of completion	London
Date of completion	18/04/2018

Clare Davage

Deputy Company Secretary                                                                  

Anglo American plc

19 April 2018

This information is provided by RNS

The company news service from the London Stock Exchange

END

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