Melrose Industries PLC

Major Shareholding Notification • Mar 12, 2018

National Storage Mechanism | Additional information

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RNS Number : 4103H

UBS AG (EPT)

12 March 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	09 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	3290091	2.165147 GBP	2.14464        GBP
48/7p ordinary	Sell	2383234	2.25750      GBP	2.14850        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	64445	2.23594227635969        GBP
48/7p ordinary	CFD	Long	15325	2.24098923327896        GBP
48/7p ordinary	CFD	Long	17230	2.24558154381892        GBP
48/7p ordinary	CFD	Long	7571	2.17029718663321        GBP
48/7p ordinary	CFD	Long	2429	2.16744750926307        GBP
48/7p ordinary	CFD	Long	6000	2.1570075        GBP
48/7p ordinary	CFD	Long	8828	2.247284        GBP
48/7p ordinary	CFD	Long	28176	2.243102        GBP
48/7p ordinary	CFD	Long	118190	2.234645        GBP
48/7p ordinary	CFD	Long	221777	2.194652        GBP
48/7p ordinary	CFD	Long	3499	2.239688        GBP
48/7p ordinary	CFD	Long	28778	2.218989        GBP
48/7p ordinary	CFD	Long	10268	2.200087        GBP
48/7p ordinary	CFD	Long	1000	2.244        GBP
48/7p ordinary	CFD	Long	5966	2.19806067717063        GBP
48/7p ordinary	CFD	Long	6606	2.2097        GBP
48/7p ordinary	CFD	Long	19811	2.247        GBP
48/7p ordinary	CFD	Short	601335	2.165147        GBP
48/7p ordinary	CFD	Short	22300	2.199503        GBP
48/7p ordinary	CFD	Short	243347	2.229417        GBP
48/7p ordinary	CFD	Short	12905	2.177        GBP
48/7p ordinary	CFD	Short	22623	2.21528621314591        GBP
48/7p ordinary	CFD	Short	3028	2.19903896961691        GBP
48/7p ordinary	CFD	Short	63282	2.17264731        GBP
48/7p ordinary	CFD	Short	7596	2.18004344391785        GBP
48/7p ordinary	CFD	Short	728	2.172        GBP
48/7p ordinary	CFD	Short	4781	2.16788328801506        GBP
48/7p ordinary	CFD	Short	6000	2.161244        GBP
48/7p ordinary	CFD	Short	25500	2.184759        GBP
48/7p ordinary	CFD	Short	400000	2.1446425        GBP
48/7p ordinary	CFD	Short	377	2.1886        GBP
48/7p ordinary	CFD	Short	917	2.1896        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	12 March 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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