Melrose Industries PLC

Major Shareholding Notification • Mar 1, 2018

National Storage Mechanism | Additional information

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RNS Number : 4051G

UBS AG (EPT)

01 March 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	28 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	2772243	2.30201        GBP	2.25000       GBP
48/7p ordinary	Sell	638597	2.29850       GBP	2.24858       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	96869	2.283        GBP
48/7p ordinary	CFD	Long	41	2.287        GBP
48/7p ordinary	CFD	Long	10799	2.290558        GBP
48/7p ordinary	CFD	Long	8758	2.29241        GBP
48/7p ordinary	CFD	Long	34989	2.288599        GBP
48/7p ordinary	CFD	Long	26355	2.289577        GBP
48/7p ordinary	CFD	Long	668	2.293443        GBP
48/7p ordinary	CFD	Long	745	2.270174        GBP
48/7p ordinary	CFD	Long	36066	2.288192        GBP
48/7p ordinary	CFD	Long	36259	2.289574        GBP
48/7p ordinary	CFD	Long	343	2.25481049562682        GBP
48/7p ordinary	CFD	Long	329	2.25580547112462        GBP
48/7p ordinary	CFD	Long	1078	2.25683673469388        GBP
48/7p ordinary	CFD	Long	8250	2.2552303030303        GBP
48/7p ordinary	CFD	Long	1900	2.279086        GBP
48/7p ordinary	CFD	Long	258	2.2771        GBP
48/7p ordinary	CFD	Long	991	2.280367        GBP
48/7p ordinary	CFD	Short	23152	2.257782        GBP
48/7p ordinary	CFD	Short	3500	2.2544        GBP
48/7p ordinary	CFD	Short	66896	2.259709        GBP
48/7p ordinary	CFD	Short	111494	2.2646        GBP
48/7p ordinary	CFD	Short	390233	2.264068        GBP
48/7p ordinary	CFD	Short	529603	2.27452        GBP
48/7p ordinary	CFD	Short	383489	2.2835        GBP
48/7p ordinary	CFD	Short	59458	2.283685        GBP
48/7p ordinary	CFD	Short	17211	2.256345        GBP
48/7p ordinary	CFD	Short	9420	2.256097        GBP
48/7p ordinary	CFD	Short	708000	2.27353        GBP
48/7p ordinary	CFD	Short	166	2.29        GBP
48/7p ordinary	CFD	Short	5606	2.2776        GBP
48/7p ordinary	CFD	Short	831	2.28055354993983        GBP
48/7p ordinary	CFD	Short	7544	2.283499        GBP
48/7p ordinary	CFD	Short	52400	2.272399        GBP
48/7p ordinary	CFD	Short	1285	2.275781        GBP
48/7p ordinary	CFD	Short	24098	2.28345630342767        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	01 March 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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