Melrose Industries PLC

Major Shareholding Notification • Feb 23, 2018

National Storage Mechanism | Additional information

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RNS Number : 7918F

UBS AG (EPT)

23 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	22 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	1975040	2.27500 GBP	2.23901        GBP
48/7p ordinary	Sell	2175892	2.27500 GBP	2.23900 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	48000	2.25956791666667        GBP
48/7p ordinary	CFD	Long	20428	2.2485289798316        GBP
48/7p ordinary	CFD	Long	1507	2.24771068347711        GBP
48/7p ordinary	CFD	Long	48349	2.254884        GBP
48/7p ordinary	CFD	Long	4510	2.25554988913525        GBP
48/7p ordinary	CFD	Long	6000	2.245        GBP
48/7p ordinary	CFD	Long	901954	2.263        GBP
48/7p ordinary	CFD	Long	2400	2.263333        GBP
48/7p ordinary	CFD	Long	800	2.257        GBP
48/7p ordinary	CFD	Long	4410	2.265088        GBP
48/7p ordinary	CFD	Long	179999	2.243953        GBP
48/7p ordinary	CFD	Long	18148	2.24573121005069        GBP
48/7p ordinary	CFD	Long	47615	2.24818145542371        GBP
48/7p ordinary	CFD	Long	66000	2.25808833333333        GBP
48/7p ordinary	CFD	Long	51212	2.24887877841131        GBP
48/7p ordinary	CFD	Long	1025	2.25093658536585        GBP
48/7p ordinary	CFD	Long	8995	2.25144080044469        GBP
48/7p ordinary	CFD	Long	13220	2.24956127080182        GBP
48/7p ordinary	CFD	Long	7296	2.25246847587719        GBP
48/7p ordinary	CFD	Long	1489	2.25034922766958        GBP
48/7p ordinary	CFD	Long	33335	2.24841127943603        GBP
48/7p ordinary	CFD	Long	34730	2.24720155485171        GBP
48/7p ordinary	CFD	Short	7700	2.256402        GBP
48/7p ordinary	CFD	Short	224920	2.26976752        GBP
48/7p ordinary	CFD	Short	901954	2.263        GBP
48/7p ordinary	CFD	Short	38300	2.253441        GBP
48/7p ordinary	CFD	Short	335131	2.258083        GBP
48/7p ordinary	CFD	Short	6939	2.259164        GBP
48/7p ordinary	CFD	Short	34623	2.248462        GBP
48/7p ordinary	CFD	Short	34043	2.250435        GBP
48/7p ordinary	CFD	Short	3500	2.2508        GBP
48/7p ordinary	CFD	Short	9806	2.250696        GBP
48/7p ordinary	CFD	Short	203	2.2524        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	23 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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