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The Navigator Company

Quarterly Report Nov 26, 2021

1900_10-q_2021-11-26_a1c4327c-3459-4ab9-82f3-f6b34aacf482.pdf

Quarterly Report

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CONTENT

1. PERFORMANCE IN 3rd QUARTER 2021 AND 9 MONTHS OF 2021 2
2. LEADING INDICATORS 3
3. ANALYSIS OF RESULTS 4
4. QUARTELY OPERATING FIGURES 9
5. "FROM FOSSIL TO FOREST" 9
6. PORTUCEL MOÇAMBIQUE 10
7. OUTLOOK 10
8. CONSOLIDATED FINANCIAL STATEMENTS AND NOTES 12

1. PERFORMANCE IN 3rd QUARTER 2021 AND 9 MONTHS OF 2021

After a start of 2021 marked by fresh waves of Covid-19 infections and periods of lockdown, with employees required to work from home and students taking classes online, a gradual reopening of economies has now been taking place. As vaccine roll-out gathered speed, teaching activities set in to normal and workers returned to offices. At the same time, global transports chain saw an unbalance triggered by the pandemic, and the effects are being felt across the economy. In this context, paper demand is strong, especially in Europe, taking order books to historically high levels.

Analysis: 3rd Quarter 2021 vs. 2nd Quarter 2021 and vs. 3rd Quarter 2020

  • The third quarter of 2021 represents a clear improvement on the second quarter of the year, and also in relation to the third quarter of 2020;
  • Paper sales volumes were up by 4% on the 2nd quarter of 2021 and 13% higher than in the 3rd quarter of 2020. Pulp sales volumes moved downwards, given the reduced availability of market pulp (down 26% on the previous quarter and down 47% on the same period in 2020), due to higher paper integration; tissue sales volumes were up by nearly 4% in relation to the previous quarter, but fell short by 6% on the same period in the previous year. It should be recalled that in the 3rd quarter of 2020, COVID-19 led to a peak in demand in At Home (AH) products, making it one of the strongest quarters ever in the Tissue segment;
  • Strong growth in pulp prices (with the European benchmark index up 11% in USD vs. Q2 2021 and up 68% vs. Q3 2020); paper index in Europe had a positive evolution, in comparison both with the third quarter of 2020 (+2%), and in relation to the previous quarter (+3%), increasing about 7% since the start of the year;
  • Turnover stood at € 405 million, up 8% on the 2nd quarter of 2021 and 16% in 2020, thanks to the recovery in paper volumes and higher pulp prices;
  • EBITDA for the quarter totalled € 96 million (up 20% in relation to the 2nd quarter and 36% in relation to Q3 2020), which reflected an EBITDA margin of 23.6% (2.2 pp higher than in Q2 2021 and up by 3.4 pp on Q3 2020);
  • Net income in the third quarter of 2021 stood at € 50 million, as compared to € 41 million in Q2 2021 (+22%) and € 31 million in Q3 2020 (+60%);
  • Free Cash Flow was strong at € 61 million (vs € 65 million in the previous quarter and € 56 million in the 3rd quarter of 2020);
  • Net debt fell to € 597 million, down by approximately € 61 million compared with previous quarter (€ 47 million vs. 2020), improving Net Debt / EBITDA ratio from 2.22 to 1.86.

Analysis of first 9 months 2021 vs. first 9 months 2020

  • Expressive improvement on paper market conditions, with gradual increase in volumes;
  • Annual maintenance shutdown at Figueira da Foz pulp mill and paper machines, with an impact in 1st quarter, and annual stoppage at Aveiro tissue mill with an impact in the 2nd quarter; in the 3rd quarter, stoppages at Setúbal and Aveiro pulp mills; annual shutdown of PM4 paper machine in Setúbal and maintenance shutdown of tissue mill in Vila Velha de Ródão. It shall be noted that shutdowns were longer this year, as pandemic conditions last year did not allowed the execution of all planned maintenances.

  • Paper volumes totalled 1 081 thousand tons (+16%), pulp stood at 207 thousand tons (-30%) and tissue at 77.8 thousand tons (-2%);

  • Turnover rose by 7% to € 1 120 million, with the increase in paper volumes offsetting the lower level of prices. Nonetheless, the period saw a clear recovery in prices, although the average price for the period is still slightly lower than 2020 average (-0.5%);
  • Navigator achieved an EBITDA of € 246 million and an EBITDA/sales margin of 22% (vs. € 210 million and 20% margin in 9M 2020), benefiting from an improvement in paper volumes, higher pulp and tissue prices and containment of production costs;
  • Net income YTD September improved by 52% YoY, to € 114 million;
  • The Group presented strong generation of Free Cash Flow of € 183 million, vs. € 170 million in the same period in 2020;
  • Capital expenditure in the first nine months totalled € 52 million (vs. 70 million in 2020), including mainly maintenance and environmental investments;
  • In line with its goal of creating sustainable value and contributing to the reduction of plastics usage through its substitution for sustainable materials, Navigator took another important step in its diversification strategy, by moving into a new business area and developing a series of new products for the packaging sector. On November 1, will be launched a brand which will consolidate the Company's diversification strategy and commitment towards sustainability.
9 M 9 M Change (8)
Million euros 2021 2020 9M 21 / 9M 20
Total Sales 1 119.7 1 043.9 7.3%
EBITDA (1) 246.0 210.5 16.9%
Operating Profits (EBIT) 156.8 99.6 57.4%
Financial Results - 12.7 - 9.1 40.6%
Net Earnings 114.2 75.2 51.8%
Cash Flow 203.5 186.1 17.4
Free Cash Flow (2) 182.7 170.4 12.2
Capex 51.8 69.7 - 17.9
Net Debt (3) 596.9 644.0 - 47.1
EBITDA/Sales 22.0% 20.2% 1.8 pp
ROS 10.2% 7.2% 3.0 pp
ROCE (4) 12.5% 7.6% 4.9 pp
ROE (5) 14.8% 9.4% 5.3 pp
Equity Ratio 42.0% 41.5% 0.4 pp
Net Debt/EBITDA (6)(7) 1.86 2.28 -0.42

2. LEADING INDICATORS

Q3 Q2 Change (8) Q3 Change (8)
Million euros 2021 2021 Q3 21 / Q2 21 2020 Q3 21/ Q3 20
Total sales 404.9 373.9 8.3% 348.4 16.2%
EBITDA (1) 95.5 79.9 19.6% 70.4 35.8%
Operating profits 66.1 50.6 30.6% 35.9 84.0%
Financial results - 2.6 - 0.4 564.0% - 0.8 229.0%
Net earnings 49.8 40.9 21.8% 31.2 59.6%
Cash flow 79.3 70.2 9.1 65.7 13.6
Free Cash Flow (2) 61.2 65.1 - 3.9 56.4 4.7
Capex 19.0 12.7 6.3 21.0 - 2.0
Net Debt (3) 596.9 658.1 - 61.2 644.0 - 47.1
0.0 0.0
EBITDA/Sales (%) 23.6% 21.4% 2.2 pp 20.2% 3.4 pp
ROS 12.3% 10.9% 1.4 pp 9.0% 3.3 pp
ROCE (4) 19.3% 12.1% 7.2 pp 8.2% 11.1 pp
ROE (5) 19.3% 16.2% 3.1 pp 11.7% 7.6 pp
Equity ratio 42.0% 40.9% 1.1 pp 41.5% 0.4 pp
Net Debt/EBITDA (6)(7) 1.86 2.22 -0.36 2.28 -0.42
    1. Operating profits + depreciation + provisions;
    1. Variation net debt + dividends + purchase of own shares
    1. Interest-bearing liabilities liquid assets (not including effect of IFRS 16)
    1. ROCE = Annualised operating income / Average Capital employed (N+(N-1))/2 5. ROE = Annualised net income / Average Shareholders' Funds last -1 months
    1. (Interest-bearing liabilities liquid assets) / EBITDA corresponding to last 12 months
    1. Impact of IFRS 16: Net Debt / EBITDA 9M 2021 of 2.02; Net Debt / EBITDA restated on 30/09/2020: 2.47;
  • Variation in figures not rounded up/down

3. ANALYSIS OF RESULTS

3 rd Quarter 2021 vs. 2nd Quarter 2021 vs. 3rd Quarter 2020

The third quarter showed a clear improvement compared with the second quarter of 2021, and naturally, in relation to the same period in 2020, when the Group's business was particularly hard hit by the pandemic. Turnover stood at € 405 million, up 8% on the 2nd quarter of 2021 and 16% on 2020, due essentially to the increase in paper volumes and higher pulp prices.

Paper sales volumes grew by 4% in relation to the 2nd quarter of 2021, to 380 thousand tons, recovering 13% as of the 3rd quarter of 2020. PIX A4-Copy B paper index rose by 3% from the 2nd to the 3rd quarter, and 2% in relation to the same period in 2020. Navigator average sales prices evolved well above market prices, increasing 9% between the 2nd and 3rd quarter, and 13% in relation to the same period in 2020. Paper prices positive evolution and rise in volumes allowed sales to grow 14% compared with the 2nd quarter and 28% in relation to the 3rd quarter of 2020.

Conversely, pulp sales volumes evolved differently, due to smaller availability of market pulp (- 26% as off 2nd quarter of 2021 and -47% in relation to the 3rd quarter of 2020), particularly due to maintenance shutdowns, higher UWF paper integration and destocking over the course of 2020, with the Company now working at minimum stock levels. Higher pulp prices registered in 2021 enabled some mitigation of smaller volumes, with pulp sales dropping 15% in relation to the 2nd quarter of 2021, and 7% in the same quarter of 2020.

On tissue, sales volume grew around 4% in relation to the previous quarter. Volumes are still 6% below the third quarter in 2020, via the slower than expected recovery in the Away From Home segment and destocking on domestic consumers. Tissue average sales price positive evolution allowed an improvement of 9% in relation to the 2nd quarter of 2021 and 1% in relation to the same period in 2020.

In this context, EBITDA stood at € 96 million (+20% vs the 2nd quarter and +36% vs the 3rd quarter of 2020) and the EBITDA/sales margin improved to 23.6%. Free Cash Flow in the quarter stood at € 61 million (vs. € 65 million in previous quarter and vs. €56 million in the 3rd quarter of 2020). Net income totalled € 50 million, significantly recovering versus the previous quarter (+22%) and same quarter of last year (+60%).

9 Months 2021 vs. 9 Months 2020

Navigator registered a turnover of € 1,120 million, with paper sales accounting about 73% of the total (vs. 68% in 2020), pulp sales 10% (vs. 11%), tissue sales 9% (vs. 10%) and energy sales 8% (vs. 10%). After a first quarter marked by fresh waves of Covid-19 infections and periods of lockdown in most of the Group's key markets, there has been a gradual reopening of economies and a recovery in paper demand. A strong hike on pulp prices levels, prepared the way for a sharp upwards adjustment in paper prices in the third quarter.

Paper market continues to improve, with demand for UWF in Europe growing 6%

Global demand for printing and writing papers rose by 4% YTD August, with UWF paper growing 5%, clearly outperforming coated paper (+4%) and mechanical papers (+1%).

In Europe, demand for UWF paper over the first nine months performed even better, growing 6%. The estimated drop in European imports, around 30% on the same period in the previous year, drove European producers' sales, up 10% over the first 9 months of 2020. Demand increased 5% in the 3rd quarter, with European producers' sales in Europe growing 8%.

In the USA, forecasts on accumulated demand for UWF over the first nine months of the year point to a rise of 2% (5% in the 3rd quarter). This growth is expressively noticed in other world regions, where the increase was of 6%.

In this context, Navigator closed the third quarter with an order book of 61 days and a drop in its paper stocks over the first 9 months of the year, ending September with approximately 11 stock days, an all-time low record. The benchmark index for office paper in Europe stood at 866 € /ton at the end of September, up from the 806 €/ton at the start of the year, and shows a recovery in prices. Average sales price in the first 9 months still stood slightly lower than in the same period in 2020 (-0.5%), however it compares favourably with the average price index evolution in the period (-2.6%). The Group implemented price increases in all regions over the first nine months of the year and its average price has clearly improved since beginning of 2021. It should be noted that the average sales price ended up being highly penalised by exchange rates evolution on international markets, with product and market mixes reflecting the pandemic situation in Europe and the greater sales diversification in overseas markets, with a strong recovery in demand and prices.

In this context, Navigator's sales reflect the improvement in paper demand registered over the course of the year: sales in quantity grew 16% to 1,081 thousand tons. However, sales in euros were conditioned by price levels, showing a growth of approximately 15% during the period.

The Group has continued to invest in the packaging segment and both production and sales dynamic remain according to plan. The PM1 and PM3 machines at Setúbal mill ensure supply on a flexible regime, with PM1 already fully dedicated to packaging (white and brown).

Pulp prices stabilise at record levels in first 9 months

There was a sharp and significant increase in pulp benchmark prices at the start of 2021, firstly in China and afterwards in Europe. The benchmark index for hardwood pulp in Europe – PIX BHKP in euros – was up by 77% in September in relation to the start of the year, to 979 Euros/ton, with an increase of approximately 36% in average prices in the first 9 months of 2021 vs. 9 months of 2020. The benchmark index in China for hardwood pulp rose by 20% from the start of the year to the end of September, to 600 USD/ton, peaking at 780 USD/ton in May. Since the second half of the 2nd quarter, pulp prices in China have been adjusting downwards, whilst European price keeps growing.

This improvement in pulp prices in Europe was sustained by a number of factors, most notably the vaccine roll-out, the easing of lockdown periods and consequent improvement in economic conditions and, on the other hand, generalised increment on commodity prices. At the same time, logistical costs have restrained paper exports from Asia (in particular from China) to Europe and Northern Africa. The combination of these effects had positive impacts in the sector, including strong demand for packaging and speciality products (and printing and writing paper as from the second quarter)

Simultaneously, supply-side constraints have been felt in the pulp market due to production shutdowns, planned and unplanned, with longer than usual maintenance shutdowns, as a result of the increased restrictions resulting from the pandemic. The conversion of some short fibre pulp capacity to soluble fibre, as well as current logistical issues, have also limited the amount of hardwood pulp available in the European market.

Navigator started 2021 with a relatively low level of pulp stocks. This, combined with the maintenance shutdown at the end of the first quarter at the Figueira da Foz site, followed by others in the 3rd quarter at the Setúbal and Aveiro industrial sites, together with higher integration of pulp into paper, limited the quantity of pulp available for sale in the first half. Sales stood at 207 thousand tons, 30% down on the first 9 months of 2020, when the Group benefited from a larger quantity of pulp available for sale via the lower integration into paper, with some paper machines shutdowns due to the pandemic and destocking. Pulp prices recovery observed since the start of the year made it possible to mitigate the decline in sales volumes, and the value of sales in the first nine months was 4% lower compared with the 9 months of 2020.

Tissue business continues the strong performance recorded in 2020

The tissue market felt the effects of mobility restrictions imposed again early in the year, especially in the Away-from-Home segment, with the delay in the economies reopening and consequent impact on the Horeca channel and the return to office work. In the At-Home segment, there was some destocking on household stocks, above all when compared with the same period in the previous year. As vaccination roll-outs progress and the prospects for a return to some kind of normality improve, a gradual upturn is expected in the Away-from-Home segment, albeit slower than initially anticipated.

The sharp rise in pulp prices over the year, currently peaking at 1,140 USD/ton for BHKP in Europe, has put heavy pressure on the margins of tissue producers, with a large number announcing price rises.

In this context, Navigator's sales maintained the good performance achieved in 2020, totalling 77.8 thousand tons, slightly down than the previous year (-2%). The average sales price was slightly higher (+1%) than in the previous year and sales prices for finished products positively evolved. As a result, sales in value were in line with 2020, decreasing by 1%.

Energy output of 467 GWh in third quarter

In the first nine months of 2021, electricity sales totalled € 96 million, which represents a reduction of 12% in relation to the same period in the previous year. This drop is essentially explained by the higher self-consumption in Setúbal, due to a transformer breakdown, that since the beginning of the year hinders external energy purchase.

Cost containment allows for record EBITDA of € 246 million and an EBITDA/Sales margin of 22%

A reduction of around 13 million euros in production costs was achieved over the nine months, essentially due to improved efficiency in specific consumption levels. Despite this positive trend, a strong pressure on variable costs is expected in the fourth quarter and throughout 2022.

Although variable production costs moved favourably along 2021, a recent escalation was verified, in different commodities, mostly as a reflection of increased logistical, energy and CO2 costs. In Energy, power and natural gas prices rose, driven by the volume exposed to the market. To note that the effect of higher energy costs was mitigated by hedging risks policy, with fixed prices contracted for the majority of 2021 purchases, as well as by the reduction in natural gas consumption, given the new biomass boiler in Figueira da Foz.

Logistical costs have also worsened substantially, rising by 18 million euros; this situation was most acute in the 3rd quarter, as a result of current logistical constraints which are affecting the economy as a whole. Despite the difficult context in which Navigator is operating, both in terms of prices and availability of resources, the Company succeeded in operating at 100% capacity without any disruption to supplies.

Efforts to contain fixed costs initiated in 2020 hanged on, achieving a reduction in functioning costs of € 3 million in relation to the first nine months of 2020, whilst personnel and maintenance costs moved in the opposite direction, as anticipated, rising by 16% and 8% respectively. As a result, total fixed costs were 7% higher than in the first nine months of 2020. We reaffirm our commitment towards the good rhythm of fixed costs reduction achieved from 2019 to 2020, excluding Personnel costs, to 2021 as well.

In this context, EBITDA for the first nine months stood at € 246 million, as compared to € 210 million in the same period in 2020 (+16.9%). The EBITDA / Sales margin stood at 22.0% and compares with a margin of 20.2% YoY. To highlight the net negative impact of the exchange rate on EBITDA of approximately € 20 million, with an average EUR/USD rate in the first nine months of 2021 of 1.20, as compared to 1.12 in the first nine months of 2020.

Financial costs increase by € 3.7 million due to non-recurrent effects

Financial results stood at € 12.7 million (vs. € 9.0 million), a deterioration of € 3.7 million, essentially caused by the reduction in results from hedging operations (€ - 1.7 million), the negative interest variation (€ - 1.5 million) from a high level in 2020 on dollar-denominated values still to be received from the sale of the pellets business in 2018, and by the cancellation of an interest swap rate associated with a bond issue repaid in December 2020 (€ - 1.5 million). On the contrary, there was an increase of € 0.6 million in net interest income from financial investments, which edged into positive territory from the highly negative figures recorded in the first nine months of 2020. The costs of financing operations also evolved positively (€ 0.4 million), due to a reduction in average debt in relation to the same period in 2020, despite a small increase in average costs resulting from a smaller proportion of short term debt, which in 2020 rose to a significant level due to the liquidity obtained to face the pandemic situation.

As a result, pre-tax profits stood at € 144.0 million (vs. € 90.5 million in 2020), with corporation tax (IRC) payable in the period totalling € 29.8 million. Net income in the period totalled € 114.2 million, up by 52% on the same period in the previous year.

Strong free cash flow generation of € 183 million

Free cash flow generation continued at a robust pace (€ 61 million in the 3rd quarter), following the favourable operational performance of the Group, in particular as regards sales and prices. The systematic focus on working capital management keeps being a relevant complementary element to improve the regularity of financial flows.

Investment in working capital was kept at low levels over the year, in a context of a moderate hike in stocks, following the gradual activity upturn; above all, this was observed in pulp stocks which, although still at historically low levels, rose in 2021 by around 16 thousand tons from their level at year-end 2020. In this context, our suppliers' management policy, combined with the provision of liquidity to support solutions for our partners, actively contributed to the level of cash flow generation.

Over the past 12 months (Sep-20 to Sep-21), Navigator generated a very impressive € 246 million in free cash flow.

Net debt reduction to € 597 million

Net debt has significantly fallen in relation to year-end 2020 and the same period in 2020, with Navigator also paying out € 100 million in dividends during the first half. Supported by the improvement on operational performance, the Net Debt/EBITDA ratio (1.86 X) is on a downwards course, further consolidating the financial strength position of the Group over recent years, and in line with the structural goal established in the Group's financing policy.

To recall the implemented short-term borrowing obtained in the first half of 2020, as part of efforts to safeguard liquidity in the face of the pandemic. In addition, the average maturity of the Group's debt has been extended after a restructuring process, concluded in August 2021, which allowed lengthening repayment periods, while simultaneously cutting the respective costs.

On the 5th of August, Navigator issued a five-year bond with a value of € 100 million, against early repayment of a financing operation of the same amount, maturing in 2023. This operation - which was combined with an interest rate swap - further extended the average maturity of the Group's debt and reduced the Company's financing costs, as well as featuring terms tied to the fulfilment of its sustainability commitments.

The terms of the loan are indexed to two ESG indicators envisaged in the Company's Sustainability Agenda, and also aligned with the United Nations Sustainable Development Goals. The first indicator sets targets for CO2 emissions reductions, consistent with the Company's Roadmap for Carbon Neutrality, in which Navigator commits itself to be carbon neutral at its industrial complexes by 2035. The second indicator sets targets for increasing the percentage of certified wood purchased on the Portuguese market. Wood certification is one of the most direct routes to achieve sustainability goals in our business sector, and the best guarantee that processes leading to sustainable forest management have been adopted.

Capex of € 51.8 million (vs. € 69.7 million YoY)

Capital expenditure in the first 9 months totalled € 51.8 million (as compared to € 69.7 million in the first 9 months of 2020). This amount mainly includes projects aimed at maintaining production capacity and achieving efficiency gains. It also includes € 9.4 million in environmental investment, most notably the final stages of investment in the new biomass boiler at Figueira da Foz (€ 5.7 M) and the new evaporation line in Aveiro (€ 1.7 M), as well as approximately € 3.5 million in other

projects, including the new woodchip pile in Aveiro and the solar power facilities in Figueira da Foz (completed) and Setúbal (under construction). Execution of the Capex plan during the first 9 months of 2021 was constrained by the restrictions relating to the pandemic. It shall be recalled that, in 2020, in view of the uncertainty created by the pandemic, Navigator only executed, beyond the biomass boiler investment, essential projects to maintain the Group's capacity production, while postponing all other projects. With a better visibility onto the future, in the first quarter of 2021, the Capex execution plan was retaken, which, in practice, delayed circa one quarter, reason why 2021 execution stays equally below the average of the last years.

4. QUARTELY OPERATING FIGURES

Pulp

Pulp
(in 000 to
ns)
Q3 2020 Q4 2020 Q1 2021 Q2 2021 Q3 2021 YoY QoQ
BEKP Output 337.6 363.9 337.1 380.2 356.2 5.5% -6.3%
FOEX – BHKP Euros/ton 583 570 650 853 967 66.1% 13.5%
FOEX – BHKP USD/ton 680 680 782 1028 1140 67.6% 10.9%

Paper

Paper
(in 000 to
ns)
Q3 2020 Q4 2020 Q1 2021 Q2 2021 Q3 2021 YoY QoQ
UWF Output 333.4 353.9 330.0 370.0 374.0 12.2% 1.1%
FOEX – A4- BCopy Euros/ton 828 809 809 819 843 1.9% 2.9%

Tissue

Tissue
(in 000 to
ns)
Q3 2020 Q4 2020 Q1 2021 Q2 2021 Q3 2021 YoY QoQ
Reels Output 29.0 27.7 29.4 28.6 25.2 -13.1% -11.9%
Output of Finished Products 19.2 18.8 21.2 20.5 19.1 -0.5% -6.8%

Energy

Q3 2020 Q4 2020 Q1 2021 Q2 2021 Q3 2021 YoY QoQ
Production (GWh) 509.0 528.6 479.2 501.9 467 -8.2% -6.9%

5. "FROM FOSSIL TO FOREST" - new packaging products business line places Navigator paper at the forefront of sustainable, recyclable and biodegradable solutions

Navigator is set to launch a new packaging products business line, with the new gKraft brand, designed to help the acceleration of the transition from plastics to paper, taking up its commitment towards sustainability and protecting the environment. The new brand will be officially launched next Monday, November 1st, day in which Portuguese legislation will ban single-use plastics.

Based on "From Fossil to Forest" concept, which reflects the Company's strategy aligned with its purpose of creating sustainable value for its shareholders and for society as a whole, Navigator's new brand further strengthens its position to fight against climate change, by offering sustainable and environmentally-friendly solutions. With the launch of gKraft line, the Company is taking another stride towards the availability of packaging alternatives that support other organisations to meet their environmental targets. The new packaging solutions are tailored to the specific needs of the packaging market, focusing on the industrial and retail segments, in particular food, catering, pharmaceutical, clothing and cosmetics.

Thereby, Navigator is contributing with its products to the transition from a linear, fossil economy, based on finite resources and hostile to the planet, therefore with no future, to a sustainable circular bio-economy, based on renewable, recyclable and biodegradable forestry products, beneficial to nature and climate-neutral.

Development of the new gKraft line involved a vast programme of research, development and innovation, spearheaded by RAIZ, the Group's forestry and paper research institute. The new products take advantage of the specific molecular structure and morphology of Eucalyptus globulus fibres, in order to develop resistant and sustainable paper materials, alternative to single-use plastic. The project is generating a new portfolio of patents, one of which has already been submitted for publication.

Another key feature of the new brand is the quality seal that can be used by all producers using gKraft paper as raw material, boosting their commitment to create a better world and, at the same time, allowing partner entities to be eligible for future brand initiatives. This quality seal will, thus, provide a guarantee that the packaging uses paper, and the associated benefits.

In view of the vast range of products in the packaging business, Navigator plans at this stage to offer solutions for the flexible packaging (MF papers) segment, paper for bags and kraftliner for the production of corrugated cardboard boxes, and so expand its offers in the sector by 2022.

6. PORTUCEL MOÇAMBIQUE undertook the first wood export

In the 3rd quarter, Portucel Moçambique exported its first consignment of wood produced in Mozambique, on its Manica plantations. A ship carrying 32 thousand cubic metres of debarked wood sailed from the port of Beira, in Mozambique, to the port of Aveiro, then forwarded to our industrial site in Figueira da Foz.

This first export from Portucel Moçambique marks the start of a cycle of wood harvests and exports from Manica province. Five shiploads are planned on total, three of which- already this year, and two in 2022. This first export operation was preceded by a first harvesting and transport operation, being crucial as a trial run and to gain a better understanding of the administrative, legal, licensing and tax proceeds, in order to scale up the venture and then move on to operations of greater value added.

7. OUTLOOK

As the economy recovers and the vaccination plan is implemented, conditions in the pulp, paper and tissue sector can be expected to remain globally positive.

In the paper business, the expected economic upturn combined with the improved balance between supply and demand in the United States and Europe, as a result of capacity closures and

conversions already announced, allow for good prospects for year-end 2021. Incoming orders and very full order books in the industry in September, low import volumes, under pressure from freight costs, and a balanced level of stocks in the pipeline, serve to underline this positive market outlook. Nevertheless, besides pulp and freight prices, chemical and energy costs are strongly pressuring European paper producers' margins, motivating them to announce new price increases.

The current economic situation of great volatility and cost increments, namely on energy, commodities, packaging and logistics, compelled Navigator to increase prices during the period; the latest announcement, communicated this month, included an extraordinary surcharge of 50€ per ton, for all products and brands in all markets, for expeditions as from November 1st, to apply at least over the next few months. The application and value of this surcharge will be reviewed regularly in the light of evolving market conditions. The current prices are valid until the end of the year.

In the pulp market, cooling demand in China and increased supply is causing a price drop in China; this was clearly visible in the third quarter and may continue, albeit at a significant lower rhythm, during the fourth quarter. In Europe, prices are expected to be sustained by the post-pandemic economic upturn, the healthy level of demand and the continuing logistical issues in exporting from Asia to Europe.

In tissue, higher prices for pulp and other factors of production are putting pressure on producers' margins and have accelerated announcements of price rises, although progress until the moment is slower than what might be needed to protect margins. The Company is implementing a set of initiatives to cut costs, which will enable the minimisation of the impact on its margins.

Portucel Moçambique has sent a second consignment of wood produced in Mozambique, on its plantations in Manica; the wood arrived in October to Setúbal port and a third consignment is planned before the end of the year.

Navigator will maintain an active approach to manage its fixed and variable costs across the organisation, developing its capex and diversification plan, as well as its sustainability projects.

Lisbon, 28 October 2021

Conference call and Webcast

Date: 3 November 2021

Service times: 17:00 (Western European Time)

Dial-in for participants:

Portugal: +351 308 806 432

Spain: 919 01 16 44

United Kingdom: 020 3936 2999

United States: 1 646 664 1960

All other locations: +44 20 3936 2999

8. CONSOLIDATED FINANCIAL STATEMENTS AND NOTES

Amounts in Euro Note 9 months
30-09-2021
9 months
30-09-2020
Revenue 2.1 1,119,683,196 1,043,947,377
Other operating income 2.2 23,770,793 31,819,271
Changes in the fair value of biological assets 3.8 (6,353,852) (3,619,972)
Cost of goods sold and materials consumed 2.3 (449,564,880) (420,975,784)
Variation in production 2.3 11,322,299 (28,172,449)
External services and supplies 2.3 (313,526,432) (297,658,110)
Payroll costs 7.1 (109,299,163) (94,355,851)
Other operating expenses 2.3 (30,032,065) (20,531,412)
Net provisions 9.1 144,318 475,594
Depreciation, amortisation and impairment losses in non-financial
assets 3.6 (89,367,807) (111,339,690)
Operating income 156,776,407 99,588,974
Other financial income and gains 5.8 7,166,720 6 198 622
Other financial expenses and losses 5.8 (19,907,263) (15 261 474)
Financial results (12,740,543) (9,062,852)
Gains/ (losses) of associated companies and joint ventures - -
Profit before income tax 144,035,863 90,526,122
Income tax 6.1 (29,781,060) (15 264 189)
Net profit for the period 114,254,803 75,261,933
Attributable to Navigator's equity holders 114,244,355 75,249,680
Attributable to non-controlling interests 5.3 10,448 12,253
Earnings per share
Basic earnings per share, Eur 5.2 0.161 0.106
Diluted earnings per share, Eur 5.2 0.161 0.106

CONDENSED CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME

Amounts in Euro
Note
9 months
30-09-2021
9 months
30-09-2020
Net profit for the period
before non-controlling interests 114,254,803 75,261,933
Items that may be reclassified to profit or loss
Hedge derivative financial instruments
Changes in fair value (532,041) 2,369,913
Tax effect 146,311 (651,726)
Currency translation differences (1,180,478) (1,533,979)
Tax on conventional capital remuneration (308,000) (442,750)
Items that cannot be reclassified to profit or loss
Remeasurement of post-employment benefits
Remeasurements 1,965,621 (1,255,372)
Tax effect (249,224) 22,362
Comprehensive income of associated companies and joint ventures (2,638,679) 1,162,423
Total other comprehensive income net of taxes (2,796,490) (329,128)
Total comprehensive income 111,458,313 74,932,804
Attributable to:
Navigator's equity holders 111,442,170 74,920,551
Non-controlling interests 16,143 12,253
111,458,313 74,932,804

CONDENSED CONSOLIDATED STATEMENT OF FINANCIAL POSITION

Amounts in Euro Note 30-09-2021 31-12-2020
ASSETS
Non-current assets
Goodwill 3.1 377,339,466 377,339,466
Intangible assets 3.2 21,220,125 11,912,684
Property, plant and equipment 3.3 1,148,323,317 1,183,949,592
Right-of-use assets 3.5 50,346,940 51,827,000
Biological assets 3.7 142,230,600 148,584,452
Investment properties 3.4 93,001 94,236
Non-current receivables 4.2 16,074,420 34,696,105
Deferred tax assets 6.2 29,021,555 30,629,217
1,784,649,423 1,839,032,752
Current assets
Inventories 4.1 191,184,853 176,735,137
Current receivables 4.2 258,217,061 231,772,282
Income tax 6.1 1,579,845 3,482,762
Cash and cash equivalents 5.6 243,071,648 302,399,831
694,053,406 714,390,012
Total Assets 2,478,702,829 2,553,422,764
EQUITY AND LIABILITIES
Capital and Reserves
Share capital 5.1 500,000,000 500,000,000
Treasury shares 5.1 - (20,189,264)
Currency translation reserve (22,062,047) (20,881,569)
Fair value reserve (7,027,098) (6,641,368)
Legal reserve 100,000,000 100,000,000
Other reserves 121,836,100 266,443,646
Retained earnings 230,811,737 97,981,342
Net profit for the period 114,244,355 109,213,720
Equity attributable to Navigator's equity holders 1,037,803,047 1,025,926,507
Non-controlling interests 5.3 291,325 275,182
Total Equity 1,038,094,372 1,026,201,689
Non-current liabilities
Interest-bearing liabilities 5.4 789,268,840 690,878,427
Lease liabilities 5.5 46,770,649 47,473,102
Pensions and other post-employment benefits 7.2 9,851,454 12,562,465
Deferred tax liabilities 6.2 88,335,533 85,962,014
Provisions 9.1 23,520,407 23,409,335
Non-current payables 4.3 33,997,294 30,234,237
991,744,177 890,519,580
Current liabilities
Interest-bearing liabilities 5.4 50,708,537 291,532,356
Lease liabilities 5.5 5,390,673 5,607,817
Current payables 4.3 347,307,255 303,649,690
Income tax 6.1 45,457,815 35,911,632
448,864,280 636,701,495
Total Liabilities 1,440,608,457 1,527,221,075
Total Equity and Liabilities 2,478,702,829 2,553,422,764

CONDENSED CONSOLIDATED STATEMENT OF CHANGES IN EQUITY

Amounts in Euro Note Share
capital
Treasury
shares
Currency
translation
reserve
Fair value
reserve
Legal
reserve
Other
reserves
Retained
earnings
Net profit for
the period
Total Non
controlling
interests
Total
Equity as at 1 January 2021 500,000,000 (20,189,264) (20,881,569) (6,641,368) 100,000,000 266,443,646 97,981,342 109,213,720 1,025,926,507 275,182 1,026,201,689
Net profit for the period - - - - - - - 114,244,355 114,244,355 10,448 114,254,803
Other comprehensive income (net of taxes) - - (1,180,478) (385,730) - - (1,235,977) - (2,802,185) 5,695 (2,796,490)
Total comprehensive income for the period - - (1,180,478) (385,730) - - (1,235,977) 114,244,355 111,442,170 16,143 111,458,313
Application of 2020 net profit for the period:
- Dividends - - - - - - (99,565,630) - (99,565,630) - (99,565,630)
- Application of prior period's net profit - - - - - - 116,213,720 (109,213,720) 7,000,000 - 7,000,000
- Bonus to employees - - - - - - (7,000,000) - (7,000,000) - (7,000,000)
Transfer from free reserves to retained earnings - - - - - (138,290,615) 138,290,615 - - - -
Incorporation of reserves 6,316,931 - - - - (6,316,931) - - - - -
Cancellation of treasury shares 5.1 (6,316,931) 20,189,264 - - - - (13,872,333) - - - -
Total transactions with shareholders - 20,189,264 - - - (144,607,546) 134,066,372 (109,213,720) (99,565,630) - (99,565,630)
Equity as at 30 September 2021 500,000,000 - (22,062,047) (7,027,098) 100,000,000 121,836,100 230,811,737 114,244,355 1,037,803,047 291,325 1,038,094,372
Amounts in Euro Note Share
capital
Treasury
shares
Currency
translation
reserve
Fair value
reserve
Legal
reserve
Other
reserves
Retained
earnings
Net profit for
the period
Total Non
controlling
interests
Total
Equity as at 1 January 2020 500,000,000 (20,189,264) (18,728,949) (6,384,412) 100,000,000 98,153,331 206,004,258 168,290,315 1,027,145,277 273,817 1,027,419,094
Net profit for the period - - - - - - - 75,249,680 75,249,680 12,253 75,261,933
Other comprehensive income (net of taxes) - - (1,533,979) 1,718,187 - - (513,025) - (328,816) (313) (329,129)
Total comprehensive income for the period - - (1,533,979) 1,718,187 - - (513,025) 75,249,680 74,920,864 11,940 74,932,804
Application of 2019 net profit for the period:
- Dividends - - - - - - - - - - -
- Application of prior period's net profit - - - - - - 168,290,315 (168,290,315) - - -
Total transactions with shareholders - - - - - - 168,290,315 (168,290,315) - - -
Equity as at 30 September 2020 500,000,000 (20,189,264) (20,262,928) (4,666,225) 100,000,000 98,153,331 373,781,548 75,249,680 1,102,066,141 285,757 1,102,351,898

CONDENSED CONSOLIDATED CASH FLOW STATEMENT

Amounts in Euro Notes 9 months
30-09-2021
9 months
30-09-2020
OPERATING ACTIVITIES
Receipts from customers
1,130,160,938 1,093,024,368
Payments to suppliers (822,092,742) (775,290,388)
Payments to employees (80,921,161) (77,841,239)
Cash flows from operations 227,147,035 239,892,741
Income tax received/(paid) 6.1 (10,232,671) 19,713,170
Other (payments)/receipts relating to operating activities 47,197,559 6,925,812
Cash flows from operating activities (1) 264,111,924 266,531,723
INVESTING ACTIVITIES
Inflows:
Property, plant and equipment 744,044 995,279
Interest and similar income 5,422,308 2,533,173
6,166,352 3,528,452
Outflows:
Property, plant and equipment (53,683,912) (78,257,806)
Intangible assets (13,882,322) (742,792)
Cash flows from investing activities (2) (67,566,234)
(61,399,882)
(79,000,598)
(75,472,146)
FINANCING ACTIVITIES
Inflows:
Interest-bearing liabilities 5.4 247,500,000 210,000,000
247,500,000 210,000,000
Outflows:
Interest-bearing liabilities 5.4 (389,479,268) (97,819,452)
Amortisation of lease agreements (6,223,782) (6,342,794)
Interest and similar expenses (14,083,126) (11,738,673)
Distribution of dividends (99,565,630) (99,138,920)
Other financing activities (208,803) (1,776,374)
(509,560,609) (216,816,213)
Cash flows from financing activities (3) (262,060,609) (6,816,213)
CHANGES IN CASH AND CASH EQUIVALENTS (1)+(2)+(3) (59,348,566) 184,243,365
Effect of exchange rate differences 20,384 (994,650)
CASH AND CASH EQUIVALENTS AT THE BEGINNING OF THE PERIOD 5.6 302,399,831 161,880,403
CASH AND CASH EQUIVALENTS AT THE END OF THE PERIOD 5.6 243,071,648 345,129,118
1 INTRODUCTION 19
1.1 THE GROUP 19
1.2 IMPACTS OF THE COVID-19 PANDEMIC 20
1.3 RELEVANT EVENTS OF THE PERIOD 20
1.4 SUBSEQUENT EVENTS 21
1.5 BASIS FOR PREPARATION 21
1.6 SIGNIFICANT ESTIMATES AND JUDGMENTS 21
2 OPERATIONAL PERFORMANCE 22
2.1 REVENUE AND SEGMENT REPORTING 22
2.2 OTHER OPERATING INCOME 24
2.3 OTHER OPERATING EXPENSES 25
3 INVESTMENTS 26
3.1 GOODWILL 26
3.2 INTANGIBLE ASSETS 27
3.3 PROPERTY, PLANT AND EQUIPMENT 28
3.4 INVESTMENT PROPERTIES 29
3.5 RIGHT-OF-USE ASSETS 29
3.6 DEPRECIATION, AMORTISATION AND IMPAIRMENT LOSSES 30
3.7 BIOLOGICAL ASSETS 30
4 WORKING CAPITAL 31
4.1 INVENTORIES 31
4.2 RECEIVABLES 32
4.3 PAYABLES 33
5 CAPITAL STRUCTURE 34
5.1 SHARE CAPITAL AND THEASURY SHARES 34
5.2 EARNINGS PER SHARE 35
5.3 NON-CONTROLLING INTERESTS 35
5.4 INTEREST-BEARING LIABILITIES 35
5.5 LEASE LIABILITIES 37
5.6 CASH AND CASH EQUIVALENTS 37
5.7 CASH FLOWS FROM FINANCING ACTIVITIES 38
5.8 NET FINANCIAL RESULTS 38
6 INCOME TAX 39
6.1 INCOME TAX FOR THE PERIOD 39
6.2 DEFERRED TAXES 41
7 PAYROLL 42
7.1 PAYROLL COSTS 42
8 FINANCIAL INSTRUMENTS 45
8.1 DERIVATIVE FINANCIAL INSTRUMENTS 45
9 PROVISIONS, COMMITMENTS AND CONTINGENCIES 46
9.1 PROVISIONS 46
9.2 COMMITMENTS 46
10 GROUP STRUCTURE 47
10.1 COMPANIES INCLUDED IN THE CONSOLIDATION PERIMETER 47
10.2 CHANGES IN THE CONSOLIDATION PERIMETER 48
10.3 TRANSACTIONS WITH RELATED PARTIES 48

1 INTRODUCTION

1.1 THE GROUP

The Navigator Group (Group) is comprised by The Navigator Company, S.A. (until 2015 designated as Portucel, S.A.) and its subsidiaries.

The Navigator Group was created in the mid 1950's, when a group of technicians from "Companhia Portuguesa de Celulose de Cacia" made this company the first in the world to produce bleached eucalyptus sulphate pulp.

In 1976 Portucel EP was created as a result of the nationalisation of all of Portugal's cellulose industry. (Cacia), Socel – Sociedade Industrial de Celulose, S.A.R.L. (Setúbal), Celtejo – Celulose do Tejo, S.A.R.L. (Vila Velha de Ródão), Celnorte – Celulose do Norte, S.A.R.L. (Viana do Castelo) and Celuloses do Guadiana, S.A.R.L. (Mourão), being converted into a mainly public anonymous society by Decree-Law No. 405/90, of 21 December.

Years after, as a result of the restructuring of Portucel – Empresa de Celulose e Papel de Portugal, S.A., which was renamed Portucel, SGPS, S.A., towards to its privatisation, Portucel S.A. was created, on 31 May 1993, through Decree-law No. 39/93, of 13 February, with the former assets of the two main companies, based in Aveiro and Setúbal.

In 1995, the Company was privatised, and became a publicly traded company.

Aiming to restructure the paper industry in Portugal, Portucel acquired Papéis Inapa, S.A. (Setúbal), in 2000, and Soporcel – Sociedade Portuguesa de Papel, S.A. (Figueira da Foz), in 2001. Those key strategic decisions resulted in the Portucel Soporcel Group (currently Navigator Group), which is currently the largest European and one of the world's largest producers of bleached eucalyptus pulp and uncoated wood-free paper (UWF), with a capacity of 1.5 and 1.6 millions of tons (of which 800 thousand tons available for market), respectively, and it sells approximately 393 thousand tons of pulp (350 thousand tons in 2020), annually, integrating the remainder in the production of UWF paper and Tissue paper.

In June 2004, the Portuguese State sold 30% of Portucel's equity, which was acquired by Semapa Group. In September of the same year, Semapa launched a public acquisition offer tending to assure the Group's control, which was accomplished by guaranteeing a 67.1% stake of Portucel's equity.

In November 2006, the Portuguese State concluded the third and final stage of the sale of Portucel, S.A., and Párpublica, SGPS, S.A. (formerly Portucel, SGPS, S.A.) sold the remaining 25.72% it still held.

From 2009 to June 2015, more than 75% of the Company's share capital was held directly and indirectly by Semapa – Sociedade de Investimento e Gestão SGPS, S.A. (excluding treasury shares) having the percentage of voting rights been reduced to 70% following the conclusion of the offer for the acquisition, in the form of an exchange offer, of the ordinary shares of Semapa, SGPS, S.A., in July 2015.

In February 2015, the Group started its activity in the Tissue segment with the acquisition of AMS-BR Star Paper, S.A. (currently denominated Navigator Tissue Ródão, S.A.), a Company that holds and explores a tissue paper mill, located in Vila Velha de Ródão. A new industrial facility was built in Aveiro, in August 2018, being operated by Navigator Tissue Aveiro, S.A., which is currently the largest Portuguese producer and the third in the Iberian Peninsula, with a production and transformation capacity of 130 thousand tons and 120 thousand tons, respectively.

The Navigator Group's main business is the production and sale of writing and printing thin paper (UWF) and domestic consumption paper (Tissue), and it is present in the entire value-added chain, from research and development of forestry and agricultural production, to the purchase and sale of wood and the production and sale of bleached eucalyptus kraft pulp – BEKP – and electric and thermal energy, as well as its commercialisation.

The Navigator Company, S.A. (hereinafter referred to as The Navigator Company or Company) is a publicly traded company, listed in Euronext Lisbon, with its share capital represented by nominal shares.

Company: The Navigator Company, S.A.
Head Office: Mitrena, 2901-861 Setúbal Portugal
Legal Form: Public Limited Company
Share Capital: Euro 500,000,000
Registration No.: 503 025 798

Navigator is included in the consolidation perimeter of Semapa – Sociedade de Investimento e Gestão, SGPS, S.A., the Parent Company, and Sodim - SGPS, S.A., the final controlling entity.

1.2 IMPACTS OF THE COVID-19 PANDEMIC

The Navigator Group has continued to monitor the evolution of this public health emergency on an ongoing basis, with constant updates of its contingency plan in line with guidance from the Portuguese Directorate-General of Health and Government.

The Group continues to study the potential impacts on its financial position, performance and cash flows of the Group arising from the decline in economic activity as a result of the Covid-19 pandemic, namely the impacts on significant accounting estimates and judgements. No evidence of impairment resulted from this analysis.

The Company continues to show a remarkable free cash-flow generation and a strengthened financial position, and it is the Board of Directors' belief that, given its financial and liquidity position, the Group will overcome the negative impacts of this crisis, without compromising the going concern principle applied in the preparation of these financial statements.

1.3 RELEVANT EVENTS OF THE PERIOD

1.3.1 From Fossil to Forest – new packaging products business line

The Navigator Company Group launched a new line of packaging products, under the new gKraft brand, with the aim of helping to accelerate the transition from the use of plastic to the use of natural, sustainable, recyclable and biodegradable fibres, thereby assuming once again its commitment to sustainability and environmental preservation.

The launch of the brand took place on 1 November, the date on which Portuguese legislation banning singleuse plastics came into force.

Based on the concept "From Fossil to Forest", which reflects the Company's strategy aligned with the purpose of creating sustainable value for its shareholders and for society as a whole, Navigator has therefore strengthened its position in the fight against climate change by offering sustainable and environmentally friendly solutions.

Accordingly, with the launch of the gKraft line, the Company has taken a step towards providing packaging alternatives that help other organisations meet their environmental objectives. The new packaging solutions are tailored to the specific needs of the packaging market, with special focus on the industrial and retail segments, namely food, catering, pharmaceutical, clothing and cosmetics.

1.4 SUBSEQUENT EVENTS

No subsequent relevant events have occurred between the balance sheet date and the approval of these financial statements.

1.5 BASIS FOR PREPARATION

1.5.1 Authorisation to issue financial statements

These consolidated financial statements were approved by the Board of Directors and authorised for issue on 26 October 2021.

1.5.2 Basis for presentation

The Condensed consolidated financial statements for the nine-month period ended 30 September 2021 were prepared in accordance with International Accounting Standard 34 - Interim Financial Reporting.

The accompanying consolidated financial statements have been prepared on the going concern basis from the accounting books and records of the companies included in the consolidation (Note 10), and under the historical cost convention, except for available-for-sale financial assets, derivative financial instruments and biological assets, which are recorded at their fair value.

The following Notes were selected in order to contribute to the understanding of the most significant changes in the Group's consolidated financial position and its performance in relation to the last reporting date. In this context, these interim financial statements should be read together with the Navigator Group's consolidated financial statements for the period ended 31 December 2020.

The condensed consolidated financial statements have been prepared in Euro, except if mentioned otherwise.

1.6 SIGNIFICANT ESTIMATES AND JUDGMENTS

The preparation of consolidated financial statements requires that the Group's Board of Directors make judgements and estimates that affect the amount of revenue, costs, assets, liabilities and disclosures at the date of the consolidated statement of financial position. To that effect, the Group's Board of Directors are based on:

  • (i) the best information and knowledge of current events and in certain cases on the reports of independent experts; and
  • (ii) the actions that the Group considers it may have to take in the future.

On the date on which the operations are realised, the outcome could differ from those estimates.

More significant estimates and judgements are presented below:

Estimates and judgements Notes
Recoverability of Goodwill 3.1 – Goodwill
Uncertainty over Income Tax Treatments 6.1 - Income tax for the period
6.2 - Deferred taxes
Actuarial assumptions 7.2 - Employee Benefits
Fair value of biological Assets 3.8 – Biological assets
Recognition of provisions 9.1 - Provisions
Recoverability, useful life and depreciation of
property, plant and equipment
3.3 – Property, plant and equipment

2 OPERATIONAL PERFORMANCE

2.1 REVENUE AND SEGMENT REPORTING

Navigator's Executive Committee is primarily responsible for the Group's operational decisions, periodically and consistently analysing the reports on the financial and operational information of each segment. The reports are used to monitor the operational performance of its business and to decide on the best allocation of resources to the segment, as well as the evaluation of its performance and strategic decision-making.

The information used in segment reporting corresponds to the financial information prepared by the Group and there are no adjustments to be considered. All the inter-segment sales and services correspond to market prices and are eliminated on consolidation.

In 2020, the Group changed its segment reporting. When aggregating the Group's operating segments, the Board of Directors defined as reportable segments in 2020 those that correspond to each of the business areas developed by the Group, as follows:

  • i. Market pulp (bleached eucalyptus kraft pulp BEKP for sale);
  • ii. UWF paper production and sale of UWF uncoated writing and printing thin paper;
  • iii. Tissue Paper production and sale of domestic consumption paper;
  • iv. Biomass renewable energy which includes the cogeneration units and the two independent thermoelectric power plants;

iv. Support – segment where the Group's corporate centre and financial management (holding) are included.

Financial information by operating segment in 2021 and 2020

30-09-2021
PULP MARKET UWF PAPER TISSUE PAPER ENERGY SUPPORT TOTAL
REVENUE
Sales and services rendered - external 110,191,550 808,128,954 106,242,449 95,120,244 - 1,119,683,196
Sales and services rendered - intersegment
Total Revenue
1,834,985
112,026,535
-
808,128,954
-
106,242,449
-
95,120,244
(1,834,985) -
(1,834,985) 1,119,683,196
PROFIT/ (LOSS)
Segmental profit 35,811,271 149,874,528 15,030,195 5,342,052 (49,281,640) 156,776,407
Operating profit 156,776,407
Financial results - - - - (12,740,543) (12,740,543)
Income tax - - - - (29,781,060) (29,781,060)
Profit after income tax 114,254,803
Non-controlling interests - - - - (10,448) (10,448)
Net profit - - - - - 114,244,355
OTHER INFORMATION
Capital expenditure 9,904,498 30,262,125 2,905,863 6,222,224 2,511,493 51,806,204
Depreciation and impairment (8,284,280) (57,367,748) (7,620,006) (15,618,762) (477,010) (89,367,807)
Provisions ((increases)/reversal) (12,000) (566,239) - (36,000) 758,558 144,318
OTHER INFORMATION
SEGMENT ASSETS
Goodwill - 376,756,383 583,083 - - 377,339,466
Property, plant and equipment 131,545,637 661,327,161 151,559,450 202,517,191 1,373,878 1,148,323,317
Right-of-use assets 10,204,272 37,139,545 - - 3,003,124 50,346,940
Biological assets 35,557,650 106,672,950 - - - 142,230,600
Non-currrent receivables 73,767 520,287 90,178 - 15,390,188 16,074,420
Inventories 11,448,296 158,334,904 21,040,538 361,115 - 191,184,853
Trade receivables 23,422,891 124,865,487 29,724,710 - - 178,013,090
Other receivables 4,726,367 17,411,244 216,119 2,661,970 55,188,271 80,203,971
Other assets 4,853,975 59,855,950 4,877,358 2,550,339 222,848,550 294,986,173
Total Assets 221,832,855 1,542,883,911 208,091,437 208,090,615 297,804,011 2,478,702,829
SEGMENT LIABILITIES
Interest-bearing liabilities - 554,367 35,572,288 - 803,850,723 839,977,377
Lease liabilities 10,617,466 38,428,960 - - 3,114,896 52,161,322
Other payables 41,165,484 192,926,284 24,503,228 2,716,651 119,992,902 381,304,549
Other liabilities 6,997,839 84,232,602 1,780,050 7,649,200 66,505,517 167,165,208
Total Liabilities 58,780,789 316,142,213 61,855,566 10,365,851 993,464,037 1,440,608,457

In the nine-month period ended 30 September 2021, The Navigator Company recorded turnover in the amount of Euro 1,120 million, with paper sales accounting for approximately 72% of turnover (vs. 68%), pulp sales 10% (vs. 11%), tissue sales 10% (vs. 10%) and energy sales 9% (vs. 10%).

The fixed capital expenditure for the 9-month period ended 30 September 2021 amounted to Euro 51,806,204, mainly including maintenance and environmental investments.

All equipment allocated to the UWF pulp and paper production are included in Property, plant and equipment of the respective segments.

The assets related to forests are allocated to the pulp and UWF paper segments, according to the production capacity of each segment.

The Group's real estate assets are allocated to the respective business segment.

The majority of the assets allocated to each of the individual segments, with the exception of receivables, is located in Portugal.

In accordance with the Navigator Company Group's financing policy, all loans are contracted by the Group's holding company, The Navigator Company, S.A., which is responsible for bearing all debt and related charges.

Accordingly, interest-bearing liabilities (Note 5.4) are allocated to the "Support" segment, which includes the Group's corporate centre (Holding), with the exception of the repayable grant related to the construction of the new Tissue plant, allocated to the "Tissue Paper" segment and a portion of the "Inpactus" grant allocated to the "UWF Paper" segment.

Following the change in the reporting of internal information to management at the end of 2020, we present below the segment reporting for 30 September 2020 restated:

30-09-2020 Restated
PULP MARKET UWF PAPER TISSUE PAPER ENERGY SUPPORT TOTAL
REVENUE
Sales and services rendered - products 117,533,570 705,845,061 104,729,454 106,844,202 - 1,034,952,287
Sales and services rendered - intersegment 1,941,000 - - - (1,941,000) -
Total Revenue 119,474,570 705,845,061 104,729,454 106,844,202 (1,941,000) 1,034,952,287
Réditos totais 119,474,570 705,845,061 104,729,454 106,844,202 (1,941,000) 1,034,952,287
PROFIT/ (LOSS)
Segmental profit 6,979,173 99,896,601 2,212,953 15,759,307 (25,259,061) 99,588,974
Operating profit - - - - - 99,588,974
Financial results - - - - (9,062,852) (9,062,852)
Income tax - - - - (15,264,189) (15,264,189)
Profit after income tax - - - - - 75,261,933
Non-controlling interests - - - - (12,253) (12,253)
Net profit - - - - (12,253) 75,249,680
OTHER INFORMATION
Capital expenditure 16,355,561 24,853,671 4,289,799 21,767,548 2,473,544 69,740,122
Depreciation and impairment (8,904,760) (72,685,250) (14,792,990) (14,262,957) (693,732) (111,339,690)
Provisions ((increases)/ reversal) (12,000) (296,049) (24,000) - 807,643 475,594
OTHER INFORMATION
SEGMENT ASSETS
Goodwill - 376,756,383 583,083 - - 377,339,466
Property, plant and equipment 128,779,056 707,961,216 156,755,016 208,742,258 2,179,085 1,204,416,632
Right-of-use assets 10,128,153 38,006,958 - - 3,598,349 51,733,460
Biological assets 32,037,467 96,112,401 - - - 128,149,868
Non-current receivables 60,160 422,691 86,528 - 31,954,959 32,524,338
Inventories
Trade receivables
19,810,516
16,913,502
170,732,190
105,721,927
20,350,301
26,333,029
456,725
-
-
-
211,349,731
148,968,457
Other current receivables 2,863,525 34,121,775 246,207 4,896,194 72,328,784 114,456,485
Other assets 668,594 25,917,120 662,991 106,932 358,219,833 385,575,470
Total Assets 211,260,973 1,555,752,661 205,017,154 468,281,009 2,654,513,907
SEGMENT LIABILITIES
Interest-bearing liabilities - 548,394 36,701,187 - 951,839,025 989,088,606
Lease liabilities 10,515,397 39,238,946 - - 3,679,722 53,434,064
Other payables 34,738,156 168,572,533 24,745,384 27,644,246 99,163,306 354,863,624
Other liabilities 16,696,031 73,426,107 2,796,529 4,999,767 56,857,280 154,775,714
Total Liabilities 61,949,584 281,785,980 64,243,100 32,644,012 1,111,539,333 1,552,162,009

Revenue by business segment, by geographic area and by recognition pattern

30-09-2021
Amounts in Euro
Pulp UWF Paper Tissue Paper Energy Support Total
Amount
Total
%
Portugal 1,670,926 42,683,952 40,253,150 95,667,420 - 180,275,448 16%
Rest of Europe 84,278,309 407,047,363 60,893,756 - - 552,219,427 49%
America 1,458,740 138,496,820 1,201,290 - - 141,156,850 13%
Africa 9,493,903 134,295,111 3,447,264 - - 147,236,278 13%
Asia 12,858,474 83,995,479 534,345 - - 97,388,298 9%
Overseas - 1,406,894 - - - 1,406,894 0%
109,760,351 807,925,619 106,329,805 95,667,420 - 1,119,683,196 100%
Recognition pattern
At a point in time 109,760,351 807,925,619 106,329,805 95,667,420 - 1,119,683,196 100%
Over time - - - - - 0%
30-09-2020
Amounts in Euro
Pulp UWF Paper Tissue Paper Energy Support Total
Amount
Total
%
Portugal 3,382,271 55,118,884 39,203,406 106,844,202 - 204,548,764 20%
Rest of Europe 54,708,009 384,595,862 59,747,273 - - 499,051,144 48%
America 736,251 95,084,821 2,799,669 - - 98,620,742 10%
Africa 11,819,164 96,077,386 2,728,012 - - 110,624,562 11%
Asia 46,887,874 74,519,219 251,094 - - 121,658,187 12%
Overseas - 448,888 - - - 448,888 0%
117,533,570 705,845,061 104,729,454 106,844,202 - 1,034,952,287 100%
Recognition pattern
At a point in time 117,533,570 705,845,061 104,729,454 106,844,202 - 1,034,952,287 100%
Over time - - - - - 0%

Group's revenue distribution by geographic area

In 2021 and 2020, no single customer accounted for 10% or more of the Group's total revenues.

2.2 OTHER OPERATING INCOME

For the nine-month period ended 30 September 2021 and 2020, Other operating income is detailed as follows:

Amounts in Euro 30-09-2021 30-09-2020
Gains on disposal of non-current assets 2,716,765 559,784
Grants - CO2 emission allowances 13,843,245 9,080,554
Additional income 655,426 1,261,180
Operating grants 2,117,680 2,931,006
Reversal of impairment in receivables 47,130 45,255
Reversal of impairment in inventories 18,717 9,709,455
Gains on inventories 1,117,381 1,542,898
Own work capitalised 707,046 322,027
Compensation received 89,445 2,116,763
Other operating income 2,457,958 4,250,349
23,770,793 31,819,271

Gains on CO2 allowances correspond to the recognition of the estimate of free allocation of allowances for 442,692 tons of CO2, at the average price of Euro 33.69 (482,453 tons of CO2, at the average price of Euro 23.82 as at 30 September 2020) (Note 3.2).

In the nine-month period ended 30 September 2021, Gains on disposal of non-current assets includes the sale of the wood and biomass park in Albergaria-a-Velha that was inactive, which generated a gain of Euro 2,458,230.

The reversal of impairment on inventories in 2020 resulted from the sale of UWF (Euro 4,575,051) and Tissue (Euro 1,069,943) paper waste, which led to the revision of the impairment amounts and their reversal.

As at 30 September 2020, Insurance compensation included the compensation associated with the failure of the steam turbine at the Setúbal combined gas power station.

2.3 OTHER OPERATING EXPENSES

Amounts in Euro 30-09-2021 30-09-2020
Cost of goods sold and materials consumed 449,564,880 420,975,784
External services and supplies
Energy and fluids 90,991,072 89,267,773
Transportation of goods 106,175,971 82,958,545
Specialised work 58,489,031 58,683,302
Maintenance and repair 20,771,528 25,799,695
Insurance 5,766,918 8,533,705
Advertising and marketing 8,184,957 9,259,257
Rentals 6,889,985 6,666,724
Fees 3,527,416 3,142,242
Travel and accommodation 1,774,539 1,641,919
Materials 1,666,079 1,778,918
Communication 1,117,157 947,201
Subcontracts 1,960,721 3,005,162
Other 6,211,056 5,973,667
313,526,432 297,658,110
Variation in production (11,322,299) 28,172,449
Payroll costs (Note 7.1) 109,299,163 94,355,851
Other operating expenses
CO2 emission expenses 19,236,922 12,987,588
Impairment on receivables 108,705 301,590
Impairment on inventories 3,199,757 341,601
Other inventory losses 1,512,557 692,079
Indirect taxes and fees 1,718,879 1,094,983
Water resource fee 1,431,852 1,805,068
Losses on the disposal of non-current assets
Other operating expenses
23,655
2,799,738
122 179
3,186,324
30,032,065 20,531,412
Net provisions (Note 9.1) (144,318) (475,594)
Total operating expenses -
890,955,923
861,218,012

In the nine-month period ended 30 September 2021, there was an increase in logistics, energy and CO2 costs. In Energy, there was an increase in electricity and natural gas prices, although the increase in costs was partially mitigated by the risk hedging policy with fixed-rate contracts for most of the 2021 purchases, and by the reduction in natural gas consumption due to the new biomass boiler in Figueira da Foz.

Logistics costs had a significant worsening, particularly in the third quarter, due to the imbalance in the global transport chain caused by the pandemic, which is affecting the economy across the board.

During this period, the efforts to contain fixed costs that began in 2020 continued, which explains the reduction in several items of External services and supplies.

In the nine-month period ended 30 September 2021 and 2020, External services and supplies costs incurred for investigation and research activities amounted to Euro 3,356,730 and Euro 3,364,107, respectively.

The expenses with CO2 correspond to the emission of 419,490 tons of CO2 (30 September 2020: 542,552 tons), thus observing a 23% reduction in CO2 emissions. The increase in this caption is mainly due to the rise of unit price of CO2 allowances.

3 INVESTMENTS

3.1 GOODWILL

Goodwill – net amount

Goodwill is attributed to the Group's cash generating units (CGU's), as follows:

Amounts in Euro 30-09-2021 31-12-2020
CGU of UWF paper production on Figueira da Foz
(goodwill resulting from the acquisition of Navigator Brands, S.A.) 376,756,383 376,756,383
CGU of Tissue paper production on Vila Velha de Ródão
(goodwill resulting from the acquisition of Navigator Tissue Ródão,
S.A.) 583,083 583,083
377,339,466 377,339,466

NAVIGATOR BRANDS, S.A.

Following the acquisition of 100% of the former Soporcel - Sociedade Portuguesa de Papel, S.A. (now Navigator Brands, S.A.), for Euro 1,154,842,000, Goodwill amounting to Euro 428,132,254 was determined.

The book value of Goodwill amounts to Euro 376,756,383 as it was amortised up to 31 December 2003 (date of transition to IFRS: 1 January 2004), and amortisation as from that date, the accumulated amount of which was Euro 51,375,871, has ceased. From that date on, depreciation ceased and was replaced by annual impairment tests.

The Goodwill generated on the acquisition of Navigator Paper Figueira was deemed to be allocable to the integrated paper production in Figueira da Foz Industrial Complex cash generating unit.

NAVIGATOR TISSUE RÓDÃO, S.A.

On 6 February 2015, the procedures and agreements for the acquisition of AMS-BR Star Paper, S.A. (later merged into Navigator Tissue Ródão, S.A.) were concluded, with the authorisation to conclude this transaction being formalised on 17 April 2015.

To the initial acquisition difference, of Euro 21,337,916, was deducted the AICEP's investment grant and the fair value of the acquired property, plant and equipment, with a goodwill amounting to Euro 583,083.

3.2 INTANGIBLE ASSETS

Movements in intangible assets

Movements in intangible assets Industrial
property and
C
O2 emission
allowances
Other
intangible
Intangible
assets under
Total
Amounts in Euro other rights assets construction
Gross amount
Balance as at 1 January 2020 12,329 4,496,487 - - 4,508,816
Acquisitions/Assignments - 16 496 529 - 4,335 16,500,864
Adjustments, transfers and write-offs 4,335 (15,196,731) - (4,335) (15,196,731)
Balance as at 30 September 2020 16,664 5,796,285 - - 5,812,949
Acquisitions/Assignments 4,335 5,264,590 - (4,335) 5,264,590
Disposals - - - - -
Adjustments, transfers and write-offs (4,335) 841,745 - 4,335 841,745
Balance as at 31 December 2020 16,664 11,902,620 - - 11,919,284
Acquisitions/Assignments - 34,087,125 - 17,622 34,104,747
Disposals - - - - -
Adjustments, transfers and write-offs 17,622 (24,788,284) - (17,622) (24,788,284)
Balance as at 30 September 2021 34,286 21,201,462 - - 21,235,748
Accumulated amortisation and impairment losses
Balance as at 1 January 2020 (2,127) - - - (2,127)
Amortisation for the period (Note 3.6) (3,316) - - - (3,316)
Impairment losses for the period - - - - -
Balance as at 30 September 2020 (5,443) - - - (5,443)
Amortisation for the period (1,157) - - - (1,157)
Balance as at 31 December 2020 (6,600) - - - (6,600)
Amortisation for the period (Note 3.6) (9,024) - - - (9,024)
Balance as at 30 September 2021 (15,624) - - - (15,624)
Net book value as at 1 January 2020 10,202 4,496,487 - - 4,506,689
Net book value as at 30 September 2020 11,221 5,796,285 - - 5,807,506
Net book value as at 31 December 2020 10,064 11,902,620 - - 11,912,684
Net book value as at 30 September 2021 18,662 21,201,462 - - 21,220,125

CO2 Allowances

30-09-2021 31-12-2020
CO2 allowances (units) 565,765 516,319
Average unit value (Euro) 37.47 23.05
Market quotation (Euro) 42.55 32.72

CO2 Allowances – movements of the period

2021 2020
Amounts in Euro Tons Amount Tons Amount
Opening balance 516,319 11,902,620 267,222 4,496,487
Allowances awarded free of charge 442,692 14,914,280 482,453 11,492,030
Allowances acquired 313,598 19,172,846 510,962 10,269,089
Allowances sold - - - -
Allowances returned to the Licensing Coordinating Entity (706,844) (24,788,284) (744,318) (14,354,986)
Closing balance 565,765 21,201,462 516,319 11,902,620

3.3 PROPERTY, PLANT AND EQUIPMENT

Movements in property, plant and equipment

Land Buildings and
other
Equipment and
other PPE
Assets under
construction
Total
Amounts in Euro constructions
Gross amount
Balance as at 1 January 2020 115,028,864 539,358,347 3,522,159,863 107,798,987 4,284,346,061
Acquisitions - - 5,986,435 63,749,352 69,735,787
Disposals (466,087) - (44,943) - (511,030)
Adjustments, transfers and write-offs 8,528 1,188,738 30,023,474 (38,759,756) (7,539,016)
Balance as at 30 September 2020 114,571,304 540,547,085 3,558,124,829 132,788,583 4,346,031,802
Acquisitions - - (5,986,435) 16,889,750 10,903,315
Disposals (70,317) (9,246) (882) - (80,445)
Adjustments, transfers and write-offs 3,577 702,637 15,620,326 (26,252,902) (9,926,362)
Balance as at 31 December 2020 114,504,564 541,240,475 3,567,757,837 123,425,431 4,346,928,310
Acquisitions - - 13,203,708 38,584,874 51,788,582
Disposals (329,746) - (38,364) - (368,110)
Adjustments, transfers and write-offs 41,051 1,094,359 82,774,588 (93,109,746) (9,199,748)
Balance as at 30 September 2021 114,215,869 542,334,835 3,663,697,770 68,900,558 4,389,149,033
Accumulated depreciation and impairment losses
Balance as at 1 January 2020 - (340,877,824) (2,693,816,638) - (3,034,694,462)
Depreciation for the period (Note 3.6) - (9,121,927) (105,123,788) - (114,245,716)
Disposals - 44,943 - 44,943
Adjustments, transfers and write-offs - 467,248 6,812,816 - 7,280,064
Balance as at 30 September 2020 - (349,532,503) (2,792,082,667) - (3,141,615,170)
Depreciation for the period - (2,200,389) (29,154,770) - (31,355,158)
Disposals - 7,918 882 - 8,800
Adjustments, transfers and write-offs - (467,248) 10,450,060 - 9,982,812
Balance as at 31 December 2020 - (352,192,222) (2,810,786,495) - (3,162,978,717)
Depreciation for the period (Note 3.6) - (8,426,308) (78,792,689) - (87,218,997)
Disposals - - 33,009 - 33,009
Regularizações, transferências e abates - 472,545 8,866,444 - 9,338,989
Balance as at 30 September 2021 - (360,145,985) (2,880,679,730) - (3,240,825,715)
Net book value as at 1 January 2020 115,028,864 198,480,523 828,343,225 107,798,987 1,249,651,599
Net book value as at 30 September 2020 114,571,304 191,014,582 766,042,162 132,788,583 1,204,416,632
Net book value as at 31 December 2020 114,504,564 189,048,253 756,971,343 123,425,431 1,183,949,593
Net book value as at 30 September 2021 114,215,869 182,188,850 783,018,040 68,900,558 1,148,323,317

As at 30 September 2021, the item Assets under construction includes investments associated with ongoing development projects, in particular those related to the redesign of the wet pulp production zone no. 4 in Aveiro (Euro 10,456 thousand), the new chip stack in Aveiro (Euro 8,038 thousand), the environmental plan (Euro 7,749 thousand), the photovoltaic power plants in Figueira da Foz and Setúbal (Euro 2,214 thousand). The remainder is related to several projects for improving and optimizing the production process.

3.4 INVESTMENT PROPERTIES

Movement in investment properties

Buildings and
Land other Total
Amounts in Euro constructions
Gross amount
Balance as at 1 January 2020 424,744 82,307 507,051
Acquisitions - - -
Disposals - - -
Balance as at 30 September 2020 424,744 82,307 507,051
Acquisitions - - -
- - -
Balance as at 31 December 2020 424,744 82,307 507,051
Acquisitions - - -
Disposals - - -
Balance as at 30 September 2021 424,744 82,307 507,051
Accumulated depreciation and impairment losses
Balance as at 1 January 2020 (399,372) (11,797) (411,169)
Impairment losses (Note 3.6) - (1,234) (1,234)
Balance as at 30 September 2020 (399,372) (13,031) (412,404)
Impairment losses - (412) (412)
Balance as at 31 December 2020 (399,372) (13,443) (412,815)
Impairment losses - (1,234) (1,234)
Balance as at 30 September 2021 (399,372) (14,677) (414,049)
Net book value as at 1 January 2020 25,372 70,510 95,882
Net book value as at 31 September 2020 25,372 69,276 94,647
Net book value as at 31 December 2020 25,372 68,864 94,236
Net book value as at 31 September 2021 25,372 67,630 93,001

3.5 RIGHT-OF-USE ASSETS

MOVEMENTS IN RIGHT-OF-USE ASSETS

Other lease
Amounts in Euro Forestry lands Buildings Vehicles Software assets Total
Gross amount
Balance as at 1 January 2020 41,463,008 4,547,372 4,508,865 358,732 189,517 51,067,494
Acquisitions 6,246,360 103,667 2,428,965 197,639 5,158,458 14,135,088
Disposals - - - - - -
Adjustments, transfers and write-offs (862,347) - (30,691) (195,782) - (1,088,821)
Balance as at 31 December 2020 46,847,021 4,651,039 6,907,138 360,588 5,347,974 64,113,761
Acquisitions 2,238,347 - 954,766 963,772 - 4,156,886
Disposals - - - - - -
Adjustments, transfers and write-offs (435,469) - (23,407) - - (458,877)
Balance as at 30 September 2021 48,649,898 4,651,039 7,838,497 1,324,361 5,347,974 67,811,770
Accumulated depreciation and impairment losses -
Balance as at 1 January 2020 (3,006,912) (702,301) (1,612,924) (162,455) (64,977) (5,549,570)
Depreciation (3,179,144) (666,983) (2,082,337) (113,479) (822,907) (6,864,849)
Disposals - - - - - -
Adjustments, transfers and write-offs 5,314 - 10,723 111,622 - 127,659
Balance as at 31 December 2020 (6,180,743) (1,369,284) (3,684,538) (164,312) (887,884) (12,286,761)
Depreciation (2,282,243) (385,543) (1,352,231) (428,659) (822,502) (5,271,177)
Disposals - - - - - -
Adjustments, transfers and write-offs 93,108 - - - - 93,108
Balance as at 30 September 2021 (8,369,877) (1,754,827) (5,036,769) (592,971) (1,710,385) (17,464,830)
Net book value as at 1 January 2020 38,456,095 3,845,071 2,895,941 196,276 124,539 45,517,924
Net book value as at 30 September 2020 38,456,095 3,845,071 2,895,941 196,276 124,539 45,517,924
Net book value as at 31 December 2020 40,666,278 3,281,755 3,222,600 196,276 4,460,091 51,827,000
Net book value as at 30 September 2021 40,280,021 2,896,212 2,801,728 731,389 3,637,589 50,346,940

The item Land relates essentially to the land use rights of existing forest exploration, whose agreements usually have a duration of 24 years, and may be cancelled in advance if the 2nd harvest takes place before the 24th year of the agreement term.

The item Buildings refers to the lease agreement entered into between The Navigator Company, S.A. and Refundos - Sociedade Gestora de Fundos de Investimento Imobiliário, S.A. for the building located at Avenida Fontes Pereira de Melo, in Lisbon, for use as an office.

The item Other includes the forklift truck rental contract signed in 2020.

3.6 DEPRECIATION, AMORTISATION AND IMPAIRMENT LOSSES

Amounts in Euro 30-09-2021 30-09-2020
Depreciation of property, plant and equipment for the period (Note 3.3) 87,218,997 114,245,716
Investment grants charged-off (3,132,625) (8,170,545)
Depreciation of property, plant and equipment, net of grants charged-off 84,086,372 106,075,171
Amortisation of intangible assets for the period (Note 3.2) 9,024 3,316
Depreciation of right-of-use assets for the period (Note 3.5) 5,271,177 5,259,969
Impairment of investment properties (Note 3.4) 1,234 1,234
89,367,807 111,339,690

The reduction compared to the previous period is due to the change in the useful lives of the assets allocated to pulp production in Figueira da Foz, according to an evaluation report carried out by an independent entity.

3.7 BIOLOGICAL ASSETS

Movements in biological assets

Amounts in Euro 2021 2020
Opening balance 148,584,452 131,769,841
Logging (19,895,913) (18,310,911)
Growth 3,650,748 2,421,646
New plantations and replanting (at cost) 2,089,539 2,657,841
Other changes in fair value 7,801,774 9,611,452
(6,353,852) (3,619,972)
Balance as at 30 June 142,230,600 128,149,868
Remaining quarters 20,434,584
Balance as at 31 December 148,584,452

The amount disclosed as Other changes in fair value relates mainly to expected forest management costs incurred in the period, changes in general valuation assumptions and changes in expectations compared to the annual model:

Amounts in Euro 30-09-2021 30-09-2020
Costs of assets management
Forestry 2,453,355 2,414,408
Structure 1,458,784 2,462,129
Fixed and variable rents 7,897,225 8,154,867
11,809,364 13,031,404
Changes in expectations
Variation in other species 56,977 436,891
Transport logistics costs (3,608,053) -
Other changes in expectations (structural costs, asset rationalisation) (456,514) (3,856,843)
(4,007,590) (3,419,952)
7,801,774 9,611,452

In 2021, the Group revised the allocation of logistical costs of wood transportation, essentially as a function of the evolution of road diesel prices.

As at 30 September 2021 and 31 December 2020, the value of biological assets, by species, is detailed as follows:

Amounts in Euro 30-09-2021 31-12-2020
Eucalyptus (Portugal) 112,723,946 118,916,833
Pine (Portugal) 6,493,056 6,311,003
Cork oak (Portugal) 6,352,850 6,050,894
Other species (Portugal) 648,266 591,289
Eucalyptus (Mozambique) 16,012,482 16,714,433
142,230,600 148,584,452

With regard to the Mozambique project, Navigator and the Mozambican Government continue to work under the terms of the MoU signed in 2018, namely on the conditions precedent, in particular on logistical issues relating to the Port of Macuze.

Work also started on harvesting timber from Portucel Moçambique's plantations in Manica, for export from the Port of Beira, which will make it possible, amongst other goals, to put Mozambique on the world map for this forest-based industry. In the first half of 2021, Portucel Mozambique made its first export of wood produced in Mozambique, from its plantations in Manica, with the shipment of a vessel containing 32,000 cubic metres of bark-free solid wood from the port of Beira, in Mozambique, to the port of Aveiro, bound for the Figueira da Foz Industrial Complex.

Two more ships are also scheduled for 2021, representing about 100,000 m3 of wood.

Concerning Eucalyptus, the most relevant biological asset in the financial statements, the Group extracted, in the nine-month period ended 30 September 2021, 324,895 m3 ssc of wood from its owned and explored forests (30 September 2020: 452,303 m3 ssc).

As at 31 December 2020 and 2019, (i) there are no amounts of biological assets whose property is restricted and/or pledged as guarantee for liabilities, nor there are non-reversible commitments related to the acquisition of biological assets, and (ii) there are no government grants related to biological assets recognised in the Group's consolidated financial statements.

4 WORKING CAPITAL

4.1 INVENTORIES

4.1.1 Inventories - detail by nature

Amounts net of accumulated impairment losses

Amounts in Euro 30-09-2021 31-12-2020
Raw materials 98,765,354 92,421,384
Goods 297,582 268,916
Subtotal 99,062,935 92,690,300
Finished and intermediate products 84,996,616 77,760,647
Products and work in progress 2,525,734 3,101,026
By-products and waste 4,599,567 3,183,163
Subtotal 92,121,917 84,044,836
Total 191,184,853 176,735,137

As at 30 September 2021 and 31 December 2020, there are no inventories in which ownership is restricted and/or pledged as collateral for liabilities.

4.1.2 Movements in impairment losses in inventories

Amounts in Euro 2021 2020
Balance as at 1 January (2,157,570) (11,121,848)
Increases (3,199,757) (341,601)
Reversals 18,717 9,709,455
Impact in profit or loss for the period (3,181,040) 9,367,854
Charge-off (713) (1,004)
Balance as at 30 September (5,339,323) (1,754,998)
Remaining quarters (402,572)
Balance as at 31 December (2,157,570)

4.2 RECEIVABLES

30-09-2021 31-12-2020
Amounts in Euro Non-curernt Current Total Non-current Current Total
Trade receivables - 178,013,052 178,013,052 - 133,591,397 133,591,397
Receivables - Group companies (Note 11.3) - 38 38 - 443,649 443,649
State i
)
- 26,295,028 26,295,028 - 45,933,424 45,933,424
Department of Commerce (EUA) ii) - 1,374,623 1,374,623 3,245,517 6,608,333 9,853,850
Enviva Pellets Greenwood, LLC (EUA) iii) 15,310,084 17,272,649 32,582,733 30,747,820 2,747,317 33,495,137
Accrued income iv) - 12,125,525 12,125,525 - 17,263,014 17,263,014
Deferred expenses iv) - 10,211,078 10,211,078 - 7,148,871 7,148,871
Derivative financial instruments (Note 8.2.2) - 183,709 183,709 - 4,019,440 4,019,440
Other 764,336 12,741,358 13,505,694 702,768 14,016,837 14,719,605
16,074,420 258,217,061 274,291,480 34,696,105 231,772,282 266,468,387

i) State is detailed as follows:

Amounts in Euro 30-09-2021 31-12-2020
Value added tax - recoverable 1,172,271 16,980,665
Value added tax - reimbursement requests 25,120,287 26,668,947
Amounts pending reimbursement (tax proceeding favourable to the Group) 2,470 2,283,811
26,295,028 45,933,423

As at 30 September 2021, the amount of refund requests comprised the following, by month and by company:

Amounts in Euro Sep / 2021 Total
The Navigator Company, S.A. 23,370,067 23,370,067
Bosques do Atlântico, S.L. 1,750,220 1,750,220
25,120,287 25,120,287

Up to issue of this report, the full amounts outstanding as at 30 September 2021 have been received.

As at 31 December 2020, the amount of reimbursement requests comprised the following, by month and by Company:

Amounts in Euro Nov/2020 Dec/2020 Total
The Navigator Company, S.A.
Bosques do Atlântico, S.L.
7,738,657
-
16,406,001
2,374,289
24,144,658
2,374,289
Eucaliptusland, S.A. - 150,000 150,000
7,738,657 18,930,290 26,668,947

All these amounts were received during the first half of 2021.

ii) As at 30 September 2021 and 31 December 2020, the balance corresponds to the amount receivable from the Department of Commerce (DoC) following the investigation initiated in 2015 of alleged dumping practices in exports of UWF paper to the United States by the subsidiary Navigator.

During 2021, the Department of Commerce confirmed the final rate to be applied for the fourth period of review from March 2019 to February 2021 at 2.21%, therefore the Group will soon receive approximately Euro 1.4 million for the difference between the deposits made and the final rate payable.

For the subsequent review periods (5 and 6), Navigator is estimated to pay to the DoC approximately Euro 4.5 million (Note 4.3).

iii) Reflects the present value of the amount still to be received from the sale of the pellet business. The nominal receivable shall bear interest at the rate of 2.5%.

iv) Accrued income and deferred expenses are detailed as follows:

Amounts in Euro 30-09-2021 31-12-2020
Accrued income
Interest receivable 499,103 1,729,911
Energy sales 9,789,007 12,314,111
Insurance compensation 800,000 2,950,000
Other 1,037,415 268,992
12,125,525 17,263,014
Deferred expenses
Insurance 2,119,734 252
Rentals 7,929,857 7,082,041
Other 161,487 66,578
10,211,078 7,148,871
22,336,603 24,411,885

4.3 PAYABLES

Amounts in Euro 30-09-2021 31-12-2020
Trade payables - current account 210,052,134 166,359,755
Trade payables - property, plant and equipment 3,474,137 1,979,388
State 38,458,181 32,397,267
Related parties (Note 10.3) 1,185,839 769,888
Other payables - CO2 emission allowances 16,281,387 16,530,618
Tax consolidation (Semapa) 6,447,546 6,447,546
Other payables 1,308,508 516,599
Derivative financial instruments (Note 8.1) 8,335,927 6,196,001
Accrued expenses - Payroll 24,809,504 22,324,875
Accrued expenses - Interest payable 3,889,629 5,167,352
Bonus payable to suppliers 7,229,142 5,352,176
Water resources tax 838,321 1,104,037
Rent liabilities 15,540,351 13,683,172
Other accrued expenses 825,599 13,717,891
Non-repayable grants 8,631,048 11,103,125
Current payables 347,307,255 303,649,690
Non-repayable grants 29,441,372 30,234,237
Department of Commerce (USA) (Note 4.2) 4,555,922 -
Non-current payables 33,997,294 30,234,237
381,304,549 333,883,925

State - details

Amounts in Euro 30-09-2021 31-12-2020
Personal income tax witholding (IRS) 1,756,798 2,765,825
Value added tax 33,538,702 26,852,922
Social Security contributions 2,259,239 2,202,862
Other 903,442 575,658
38,458,181 32,397,267

As at 30 September 2021 and 31 December 2020, there were no overdue debts to the State.

Non-refundable grants - details

Amounts in Euro 30-09-2021 31-12-2020
Government grants 3,231,811 4,997,433
Grants - CO2 emission allowances 2,496,680 1,425,646
Other grants 2,902,557 4,680,046
Non-repayable grants - current 8,631,048 11,103,125
Government grants 29,441,372 30,234,237
Non-repayable grants - non-current 29,441,372 30,234,237
38,072,420 41,337,362

5 CAPITAL STRUCTURE

5.1 SHARE CAPITAL AND TREASURY SHARES

Navigator's shareholders

The Navigator Company is a public company with its shares quoted on the Euronext Lisbon.

As at 30 September 2021, The Navigator Company, S.A.'s share capital of Euro 500,000,000 was fully subscribed and is represented by 711,183,069 shares without nominal value.

At the General Meeting held on 11 May 2021, a reduction of the Company's share capital from Euro 500,000,000 to Euro 495,597,957.49, the amount of the reduction being Euro 4,402,042.51, for a special purpose, by cancellation of 6,316,931 treasury shares, without par value. The Company will now have 711,183,069 ordinary shares outstanding, followed by a share capital increase from Euro 495,597,957.49 to Euro 500,000,000, the amount of the increase being Euro 4,402,042.51, with no change in the number of shares, to be paid up by incorporation of free reserves (surplus of legal reserve).

As at 30 September 2021 and 31 December 2020, the shareholders with qualified shareholdings in the Company's capital were as follows:

30-09-2021 31-12-2020
Entity No. of shares % No. of shares %
Shares without nominal amount
Semapa, SGPS, S.A. 497,617,299 69.97% 497,617,299 69.35%
Treasury shares - 0.00% 6,316,931 0.88%
Floating shares 213,565,770 30.03% 213,565,770 29.77%
711,183,069 100% 717,500,000 100%

Treasury shares - movements

30-09-2021 31-12-2020
No. of shares Book value
(Euro)
No. of shares Book value
(Euro)
Treasury shares held at the beginning of the period 6,316,931 20,189,264 6,316,931 20,189,264
Acquisition of treasury shares - - - -
Disposals for the period (6,316,931) (20,189,264) - -
Treasury shares held at the end of the period - - 6,316,931 20,189,264

The market value of the treasury shares held on 31 December 2020 amounted to Euro 15,779,694, corresponding to a unit value of Euro 2,498.

As at 30 September 2021, the market capitalisation of the Company was Euro 2,159,151,797 (31 December 2020: Euro 1,792,315,000) compared to an equity, net of non-controlling interests, of Euro 1,037,803,047 (31 December 2020: 1,025,926,506).

5.2 EARNINGS PER SHARE

30-09-2021 30-09-2020
Profit attributable to Navigator's shareholders (Euro) 114,244,355 75,249,680
Total number of issued shares 711,183,069 717,500,000
Average treasury shares in the portfolio - (6,316,931)
Weighted average number of shares 711,183,069 711,183,069
Basic earnings per share (Euro) 0.161 0.106
Diluted earnings per share (Euro) 0.161 0.106

5.3 NON-CONTROLLING INTERESTS

Detail of non-controlling interests, by subsidiary

%
Equity
Net profit
Amounts in Euro held 30-09-2020 31-12-2020 30-09-2020 30-09-2020
Raiz - Instituto de Investigação da Floresta e Papel 3.00% 291,325 275,182 10,448 12,253
Portucel Moçambique 90.02% - i)
-
- -
291,325 275,182 10,448 12,253

Non-controlling interests are related to RAÍZ – Instituto de Investigação da Florestal e Papel, where the Group owns 97% of the share capital and voting rights. The remaining 3% are owned by external associates.

In 2014, the Group signed agreements with IFC – Internacional Finance Corporation for the entry of this institution into the share capital of the subsidiary Portucel Moçambique, S.A., thus ensuring the construction phase of the Group's forestry project in Mozambique. In 2015, this Company performed a capital increase from MZM 1,000 million to MZM 1,680,798 million subscribing MZM 332,798 million corresponding to 19.98% of the capital at that date.

In February 2019, there was a reduction in the subscribed, underwritten and paid-up capital of the shareholder The Navigator Company, S.A. to MZM 456,596,000, corresponding to 90.02% of the Company's share capital, and the IFC's holding was revised to MZM 50,620,000, corresponding to 9.98% of the Portucel Moçambique's share capital.

As at the reporting date, there are no rights of protection of non-controlling interests that significantly restrict the entity's ability to access or use assets and settle liabilities of the Group.

Movements of non-controlling interests

Amounts in Euro 2021 2020
Opening balance 275,182 273,817
Net profit for the period 10,448 2,532
Other comprehensive income 5,695 (1,167)
Closing balance 291,325 275,182

5.4 INTEREST-BEARING LIABILITIES

30-09-2021 31-12-2020
Amounts in Euro Non-current Current Total Non-current Current Total
Bond loans 442,500,000 2,500,000 445,000,000 340,000,000 145,000,000 485,000,000
Commercial paper 205,000,000 35,000,000 240,000,000 240,000,000 135,000,000 375,000,000
Bank loans 114,017,857 12,718,254 126,736,111 79,305,555 11,527,778 90,833,333
Charges with the issue of bonds (3,903,478) - (3,903,478) (3,449,340) - (3,449,340)
Repayable grants 38,043,867 490,283 38,534,150 37,955,008 4,578 37,959,586
Deferrals (6,389,405) - (6,389,405) (2,932,796) - (2,932,796)
Debt securities and bank debt 789,268,840 50,708,537 839,977,377 690,878,427 291,532,356 982,410,783
Average interest rate, considering
charges for annual fees and 1.5% 1.6%
hedging operations

In the nine-month period ended 30 September 2021, two short-term loans of Euro 40 million and Euro 25 million, which had been taken in the context of the start of the pandemic, were repaid. Two bond loans of Euro

100 and Euro 45 million and a Commercial Paper Programme of Euro 70 million were also repaid. On the other hand, two loans contracted in 2020 were disbursed, a 10-year EIB facility in the amounts of Euro 27.5 million and a 5-year bond loan of Euro 20 million. A new long-term financing of Euro 15 million was also contracted and issued.

On 5 August 2021, Navigator issued a bond loan in the amount of Euro 100 million with a five-year maturity, in exchange for the early repayment of a financing in the same amount, which had its maturity in 2023. This operation, to which a fixed rate swap was added, led to the extension of the average life of the Group's debt, as well as to a reduction of the Company's financing cost, besides representing a commitment to align with sustainability objectives.

The refundable grants include grants from AICEP - Agência para o Investimento e Comércio Externo de Portugal, as part of a number of research and development projects, which includes the grant under the investment agreement entered into with the Navigator Group subsidiary for the construction of the new Tissue plant in Aveiro. This agreement comprises a financial incentive in the form of a refundable grant, up to a maximum amount of Euro 42,166,636, without interest payment, with a grace period of two years, with the last refund happening in 2027.

Interest-bearing liabilities - details

30-09-2021
Amounts in Euro Amount Outstanding amount Maturity Interest rate Current Non-current
Bond loans
Navigator 2015-2023 150,000,000 150,000,000 September 2023 Variable rate indexed to Euribor - 150,000,000
Navigator 2019-2026 50,000,000 50,000,000 January 2026 Fixed rate - 50,000,000
Navigator 2019-2025 50,000,000 50,000,000 March 2025 Variable rate indexed to Euribor - 50,000,000
Navigator 2021-2026 20,000,000 20,000,000 April 2026 Variable rate indexed to Euribor 2,500,000 17,500,000
Navigator 2020-2026 75,000,000 75,000,000 December 2026 Variable rate indexed to Euribor - 75,000,000
Navigator 2021-2026 100,000,000 100,000,000 August 2026 Variable rate indexed to Euribor - 100,000,000
Commissions - (3,903,478) - (3,903,478)
European Investment Bank (EIB)
Loan EIB Energia 24,791,667 24,791,667 December 2024 Variable rate indexed to Euribor 7,083,333 17,708,333
Loan EIB Cacia 19,444,444 19,444,444 May 2028 Fixed rate 2,777,778 16,666,666
Loan EIB Figueira 40,000,000 40,000,000 February 2029 Fixed rate 2,857,143 37,142,857
Loan EIB Biomass Boiler 27,500,000 27,500,000 March 2031 Fixed rate - 27,500,000
Commercial Paper Program
Commercial Paper Program 175M 175,000,000 175,000,000 February 2026 Fixed rate 35,000,000 140,000,000
Commercial Paper Program 65M 65,000,000 65,000,000 February 2026 Variable rate indexed to Euribor - 65,000,000
Commercial Paper Program 75M 75,000,000 - February 2026 Variable rate indexed to Euribor - -
Commercial Paper Program 50M 50,000,000 - December 2025 Variable rate indexed to Euribor - -
Loans
Long-term loan 15,000,000 15,000,000 March 2026 Variable rate indexed to Euribor 15,000,000
Repayable grants
AICEP 38,534,150 38,534,150 November 2027 Fixed rate 490,283 38,043,867
Deferrals - (6,389,405) - (6,389,405)
Bank credit facilities
Short-term facility - 20M 20,450,714 - - -

839,977,377 50,708,537 789,268,840

31-12-2020
Amounts in Euro
Amount Outstanding amount Maturity Interest rate Current Non-current
Bond loans
Navigator 2015-2023 150,000,000 150,000,000 September 2023 Variable rate indexed to Euribor - 150,000,000
Navigator 2016-2021 100,000,000 100,000,000 April 2021 Fixed rate 100,000,000 -
Navigator 2016-2021 45,000,000 45,000,000 August 2021 Variable rate indexed to Euribor 45,000,000 -
Navigator 2019-2026 50,000,000 50,000,000 January 2026 Fixed rate - 50,000,000
Navigator 2019-2025 50,000,000 50,000,000 March 2025 Variable rate indexed to Euribor - 50,000,000
Navigator 2020-2023 100,000,000 15,000,000 August 2023 Variable rate indexed to Euribor 15,000,000
Navigator 2021-2026 20,000,000 - April 2026 Variable rate indexed to Euribor - -
Navigator 2020-2026 75,000,000 75,000,000 December 2026 Variable rate indexed to Euribor 75,000,000
Commissions - (3,449,340) - (3,449,340)
European Investment Bank (EIB)
Loan EIB Ambiente B 1,666,667 1,666,667 June 2021 Variable rate indexed to Euribor 1,666,667
Loan EIB Energia 28,333,333 28,333,333 December 2024 Variable rate indexed to Euribor 7,083,333 21,250,000
Loan EIB Cacia 20,833,333 20,833,333 May 2028 Fixed rate 2,777,778 18,055,555
Loan EIB Figueira 40,000,000 40,000,000 February 2029 Fixed rate - 40,000,000
Loan EIB Biomass Boiler 27,500,000 - - - -
Commercial Paper Program
Commercial Paper Program 175M 175,000,000 175,000,000 February 2026 Fixed rate - 175,000,000
Commercial Paper Program 70M 70,000,000 70,000,000 April 2021 Fixed rate 70,000,000 -
Commercial Paper Program 65M 65,000,000 65,000,000 February 2026 Variable rate indexed to Euribor - 65,000,000
Commercial Paper Program 75M 75,000,000 - February 2026 Variable rate indexed to Euribor - -
Commercial Paper Program 50M 50,000,000 - December 2025 Variable rate indexed to Euribor - -
Commercial Paper Program 40M 40,000,000 40,000,000 March 2021 Variable rate indexed to Euribor 40,000,000
Commercial Paper Program 25M 25,000,000 25,000,000 April 2021 Variable rate indexed to Euribor 25,000,000
Repayable grants
AICEP 37,959,586 37,959,586 November 2027 Fixed rate 4,578 37,955,008
Deferrals - (2,932,796) - (2,932,796)
Bank credit facilities
Short-term facility - 20M 20,450,714 - - -

As at 30 September 2021, the average cost of debt, considering the interest rate, annual fees and hedging operations, was 1.5% (31 December 2020: 1.6%).

The refund terms for the interest-bearing liabilities recorded as non-current are detailed as follows:

Amounts in Euro 30-09-2021 31-12-2020
Non-current
1 to 2 years 255 044 797 54 531 907
2 to 3 years 107 009 083 263 446 294
3 to 4 years 88 931 702 100 544 797
4 to 5 years 264 390 035 114 461 463
Above 5 years 84 186 108 164 276 102
799 561 724 697 260 563
Commissions (10 292 884) (6 382 136)
789 268 840 690 878 427

As at 30 September 2021, the Group had contracted Commercial Paper Programs, contracted and undisbursed long-term financing, as well as available but not used credit facilities of Euro 145,450,714 (31 December 2020: Euro 277,950,714).

As at 30 September 2021 and 31 December 2020, the Group's interest-bearing net debt was as follows:

Amounts in Euro 30-09-2021 31-12-2020
Interest-bearing liabilities (Note 5.7) 839,977,377 982,410,783
Cash and cash equivalents (Note 5.9) (243,071,648) (302,399,831)
Net interest-bearing debt 596,905,729 680,010,952
Lease liabilities 52,161,322 53,080,919
Net interest-bearing debt with lease liabilities 649,067,051 733,091,871

Based on these Financial Statements, the financial ratios were as follows as at 30 September 2021 and 31 December 2020:

Ratio 30-09-2021 31-12-2020
Interest coverage 22.59 30.62
Indebtedness 2.62 3.44
Net Debt / EBITDA 1.86 2.38

5.5 LEASE LIABILITIES

30-09-2021 31-12-2020
Outstanding Interest on Present value of Outstanding Interest on Present value of
Amounts in Euro rents liabilities liabilities rents liabilities liabilities
Below 1 year 3,569,572 1,821,102 5,390,673 3,765,081 1,842,736 5,607,817
1 to 2 years 3,083,222 1,684,346 4,767,568 3,370,911 1,702,752 5,073,663
2 to 3 years 2,718,275 1,555,960 4,274,236 2,861,255 1,571,098 4,432,353
3 to 4 years 2,035,561 1,433,867 3,469,428 2,533,056 1,448,561 3,981,617
4 to 5 years 1,544,437 1,324,957 2,869,394 1,689,138 1,333,485 3,022,623
Above 5 years 22,139,615 9,250,408 31,390,023 21,467,905 9,494,941 30,962,846
Present value of liabilities 35,090,682 17,070,640 52,161,322 35,687,346 17,393,573 53,080,919

5.6 CASH AND CASH EQUIVALENTS

Amounts in Euro 30-09-2021 31-12-2020
Cash 41,283 37,778
Short-term bank deposits 218,846,859 265,358,163
Other short-term investments 24,183,506 37,003,891
243,071,648 302,399,831

As at 30 September 2021 and 31 December 2020, the item Other short-term investments relates to the amounts invested by Navigator in a portfolio of short-term, highly liquid financial assets and issuers with adequate ratings.

5.7 CASH FLOWS FROM FINANCING ACTIVITIES

Movements in liabilities of the Group's financing activities

Amounts in Euro 30-09-2021 31-12-2020
Balance as at 1 January 982,410,783 877,131,386
Payment of interest-bearing liabilities (386,597,223) (133,194,444)
Receipts from interest-bearing liabilities 247,500,000 240,000,000
Repayable grants (2,882,045) (1,371,910)
Change in charges for issuing loans (454,138) (154,248)
Variation in interest-bearing debt (142,433,406) 105,279,397
Gross interest-bearing debt 839,977,377 982,410,783

5.8 FINANCIAL RESULTS

Amounts in Euro 9 months
30-09-2021
9 months
30-09-2020
Interest paid on debt securities and bank debt (8,382,602) (7,425,032)
Commissions on loans and expenses with credit facilities (2,483,815) (2,789,854)
Interest paid by applying the effective interest method (10,866,417) (10,214,886)
Interest paid on lease liabilities (1,513,091) (1,511,360)
Financial expenses related to the Group's capital structure (12,379,508) (11,726,246)
Losses on financial instruments - foreign exchange hedging - -
Losses on financial instruments - interest rate hedging (3,066,594) (1,585,887)
Losses on financial instruments - trading (3,954,838) (299,032)
Accrual for option premiums - (1,092,487)
Other financial expenses and losses (506,323) (557,822)
Financial expenses and losses (19,907,263) (15,261,474)
Interest received on financial assets at amortised cost 1,477,413 -
Favourable exchange rate differences 3,278,451 492,832
Gains on financial instruments - foreign exchange hedging 214,976 451,807
Gains on financial instruments - hedging - 1,752,997
Gains on compensatory interest 2,195,880 2,474,247
Other financial income anda gains - 1,026,739
Financial income and gains 7,166,720 6,198,622
Financial results (12,740,543) (9,062,852)

Financial results stood at negative Euro 12,740,543 (30 September 2020: Euro 9,062,852). This worsening, in the amount of Euro 3,677,691, results essentially from losses in derivative instruments. The costs of financing operations had a positive trend (Euro 0.4 million) due to the decrease in the average debt compared to the same period of the previous year.

6 INCOME TAX

6.1 INCOME TAX FOR THE PERIOD

6.1.1 Income tax recognised in the consolidated income statement

9 months 9 months
Amounts in Euro 30-09-2021 30-09-2020
Current tax 27,875,867 10,840,609
Change in uncertain tax positions (5,341,053) (9,506,555)
Deferred tax (Note 6.2) 7,246,246 13,930,135
29,781,060 15,264,189

As at 30 September 2021, current tax includes Euro 26,866,228 (30 September 2020: Euro 8,419,872) regarding the liability created under the aggregated income tax regime of The Navigator Company, S.A..

As at 30 September 2021 and 2020, the item Change in uncertain tax positions in the period reflects the favourable outcome of some proceedings related to matters with high uncertainty, as well as the change in tax estimate.

Nominal tax rate

In the periods presented, the Group considers a nominal tax rate in Portugal of 27.5%, resulting from the tax legislation as follows:

2021 2020
Portugal
Nominal income tax rate 21.0% 21.0%
Municipal surcharge 1.5% 1.5%
22.5% 22.5%
State surcharge - on taxable income between Euro 1,500,000 and Euro 7,500,000 3.0% 3.0%
State surcharge - on taxable income between Euro 7,500,000 and Euro 35,000,000 5.0% 5.0%
State surcharge - on taxable income above Euro 35,000,000 9.0% 9.0%

Reconciliation of the effective income tax rate for the period

9 months 9 months
Amounts in Euro 30-09-2021 30-09-2020
Profit before tax 144,035,863 90,526,122
Expected tax at nominal rate (21%) 30,247,531 19,010,486
Municipal surcharge (2021: 1.64%; 2020: 1.58%) 2,364,683 1,433,642
State surcharge (2021: 4.05%; 2020: 3.91%) 5,827,686 3,535,129
Income tax resulting from the applicable rate 38,439,900 23,979,257
Nominal tax rate for the period 26.69% 26.49%
Differences (a) (748,149) 1,902,912
Excess on income tax estimate (7,183,618) (9,867,025)
Tax benefits (727,073) (750,954)
29,781,060 15,264,189
Effective tax rate 20.68% 16.86%

(a) This amount concerns mainly:

9 months
30-09-2021
9 months
30-09-2020
Gains / (Losses) for tax purposes 2,627,814 583,028
Gains / (Losses) for accounting purposes (2,664,562) (627,709)
Taxable provisions and impairment 1,291,758 1,517,264
Tax benefits (3,073,437) (3,144,340)
Post-employment benefits (899,833) 90,719
Other (2,280) 8,500,717
(2,720,540) 6,919,679
Tax impact (27.5%) (748,149) 1,902,912

6.1.2 Tax recognised in the consolidated statement of financial position

Amounts in Euro 30-09-2021 31-12-2020
Assets
Corporate income tax (IRC) - -
Amounts pending reimbursement (tax proceedings favourable to the Group) 1,579,845 3,482,762
1,579,845 3,482,762
Liabilities
Corporate income tax (IRC) 20,439,512 13,012,879
Additional tax liabilities (IRC) 25,018,303 22,898,753
45,457,815 35,911,632

Detail of Corporate Income Tax - IRC (net)

Amounts in Euro 30-09-2021 31-12-2020
Income tax for the period 27,875,867 25,415,652
Payments on account, Special payments on account and Additional payments on account (9,563,007) (11,094,358)
Withholding tax receivable (20,009) (33,315)
Income tax payable/ (recoverable) from prior periods - -
Other receivables/ (payables) 2,146,661 (1,275,100)
20,439,512 13,012,879

The amounts of corporate income tax paid in the period are detailed as follows:

Amounts in Euro 30-09-2021 31-12-2020
Income tax paid/ (received) from prior periods 2,698,167 (30,685,733)
Payments on account, Special payments on account and Additional payments on account 9,563,007 11,094,358
Withholding tax 20,009 33,315
Reimbursements of tax proceedings favourable to the Group (2,048,511) (6,303,952)
Payments of additional tax liabilities - 10,157,363
Other income tax payments (reimbursements) - (3,717,791)
Income tax payments/ (receipts) 10,232,671 (19,422,440)

Amounts pending refund

Amounts in Euro 30-09-2021 31-12-2020
2013 Corporate income tax (RETGS) 86,215 86,215
2010 Corporate income tax (RETGS) 607,260 2,341,168
2010 to 2012 RFAI - compensatory interests 511,555 469,351
2017 Corporate income tax - Navigator Tissue Rodão 347,336 347,336
Other 27,479 238,692
1,579,845 3,482,762

The movements in the period are detailed as follows:

Amounts in Euro 30-09-2021 31-12-2020
Balance at the beginning of the period 3,482,762 7,198,086
Increases 145,594 3,157,855
Reimbursements (2,048,511) (6,303,952)
Reversals - (569,227)
1,579,845 3,482,762

Uncertain tax positions - liabilities

Amounts in Euro 30-09-2021 31-12-2020
Balance at the beginning of the period 22,898,753 36,228,728
Increases 8,371,818 4,749,869
Reversals (6,252,267) (18,079,844)
Amount recognised in the income statement - (gain) / loss 2,119,551 (13,329,975)
25,018,304 22,898,753

Taxes paid in litigation

As at 30 September 2021 and 31 December 2020, the additional tax assessments that are already paid and contested, not recognised in assets, refer to the Navigator Group and are summarised as follows:

Amounts in Euro 30-09-2021 31-12-2020
2005 Aggregate corporate income tax 10,394,386 10,394,386
2006 Aggregate corporate income tax 8,150,146 8,150,146
2015 Corporate income tax - Navigator Tissue Ródão, S.A. - 7,586,361
2016 Aggregate corporate income tax - 2,697,180
2016 State surcharge 3,761,397 3,761,397
2017 State surcharge 8,462,724 8,462,724
2018 State surcharge 12,223,705 12,223,705
42,992,358 53,275,899

6.2 DEFERRED TAXES

Movements in deferred taxes

As at 1 January Income Statement Other As at 30 September
Amounts in Euro 2021 Increases Decreases Equity liabilities 2021
Temporary differences originating deferred tax assets
Taxed provisions 6,974,025 431,284 (1,709,955) - - 5,695,354
Adjustment of property, plant and equipment 71,179,011 10,255,012 (19,854,505) - - 61,579,518
Financial instruments 8,879,577 - - 532,042 - 9,411,619
Deferred accounting gains on inter-Group transactions 15,145,588 7,391,695 (1,771,615) - - 20,765,668
Government grants 203,588 - - - - 203,588
Conventional capital remuneration 7,000,000 - (1,680,000) 560,000 - 5,880,000
Tax incentives for investment 1,997,180 - - - - 1,997,180
111,378,969 18,077,992 (25,016,075) 1,092,042 - 105,532,928
Temporary differences originating deferred tax liabilities
Pensions and post-employment benefits (224,593) 650 761 - (906,271) - (480,102)
Deferred accounting losses on inter-Group transactions (9,929,599) - - - 10,191,596 261,997
Valuation of biological assets (23,121,032) 5 904 499 - - (17,216,533)
Adjustment of property, plant and equipment (272,907,547) 2,938,217 (29,275,942) - - (299,245,272)
Government grants (6,406,374) 370,562 - 1,495,601 - (4,540,212)
(312,589,145) 9,864,039 (29,275,942) 589,330 10,191,596 (321,220,123)
Deferred tax assets 30,079,993 4,971,448 (6,879,421) 300,311 - 28,472,331
Tax incentives for investment 549,224 - - - - 549,224
Deferred tax assets 30,629,217 4,971,448 (6,879,421) 300,311 - 29,021,555
Deferred tax liabilities (85,962,014) 2,712,611 (8,050,884) 162,066 2,802,689 (88,335,533)
As at 1 January Income Statement As at 31 December
Amounts in Euro 2020 Increases Decreases Equity 2020
Temporary differences originating deferred tax assets
Taxed provisions 6,793,848 180,177 - - 6,974,025
Adjustment of property, plant and equipment 69,004,705 2,174,305 - - 71,179,011
Financial instruments 8,525,155 - - 354,422 8,879,577
Deferred accounting gains on inter-Group transactions 18,864,851 - (3,719,263) - 15,145,588
Government grants 203,588 - - - 203,588
Conventional capital remuneration 9,660,000 - (3,220,000) 560,000 7,000,000
113,052,148 2,354,482 (6,939,263) 914,422 109,381,789
Temporary differences originating deferred tax liabilities
Pensions and post-employment benefits (510,040) - (638,963) 924,411 (224,593)
Deferred accounting losses on inter-Group transactions (9,994,509) 64,910 - - (9,929,599)
Valuation of biological assets (25,999,474) - 2,878,442 - (23,121,032)
Adjustment of property, plant and equipment (249,833,138) - (23,074,409) - (272,907,547)
Government grants (6,077,044) 862,557 - (1,191,888) (6,406,374)
(292,414,206) 927,467 (20,834,930) (267,477) (312,589,145)
Deferred tax assets 31,089,341 647,483 (1,908,297) 251,466 30,079,993
Tax incentives for investment (Note 3.5) 549,224 - - - 549,224
Deferred tax assets 31,638,565 647,483 (1,908,297) 251,466 30,629,217
Deferred tax liabilities (80,413,906) 255,054 (5,729,606) (73,556) (85,962,014)

As at 30 September 2021 and 31 December 2020, the rate of 27.50% was used in the measurement of deferred taxes.

7 PAYROLL

7.1 PAYROLL COSTS

9 months 9 months
Amounts in Euro 30-09-2021 30-09-2020
Remuneration of Corporate bodies - fixed 2,502,720 2,493,179
Remuneration of Corporate bodies - variable 1,680,255 7,580
Other remunerations 77,740,948 73,268,277
Social Security contributions 16,623,006 13,370,398
Post-employment benefits (Note 7.2) 1,090,114 1,100,354
Other payroll costs 9,662,120 4,116,063
Payroll costs 109,299,163 94,355,851

Number of employees by segment at the end of the period

30-09-2021 31-12-2020 Var. 21/20
Market pulp 254 258 (4)
UWF 1,786 1,831 (45)
Tissue 379 380 (1)
Other 738 763 (25)
3,157 3,232 (75)

Other Payroll costs for the nine-month periods ended 30 September 2021 and 2020 are detailed as follows:

9 months 9 months
Amounts in Euro 30-09-2021 30-09-2020
Training 239,176 253,500
Social action 1,629,965 712,729
Insurance 3,887,713 3,555,162
Contractual termination compensations 3,625,138 (890,667)
Other 280,128 485,338
9,662,120 4,116,063

The increase in social action expenses in 2021 is primarily due to expenses related to Covid-19 testing at the Group's units.

In 2020, due to the inability to terminate contracts as a result of joining the simplified lay-off scheme, there was a reversal of the estimates recognised in previous years.

7.2 EMPLOYEE BENEFITS

7.2.1 Introduction

Some Group companies grant their employees post-retirement benefits, either in the form of defined benefit plans or in the form of defined contribution plans.

The plans are funded through a closed Pension Fund, managed by an external entity, which subcontracts the management of its assets to external asset management entities.

A . Pension Plan – Defined benefit

The Group has responsibilities with post-employment benefit plans for a reduced group of Employees who have chosen to maintain the defined benefit plan or who have chosen to maintain a safeguard clause, the latter

following the conversion of their plan into a Defined Contribution Plan. In effect, the safeguard clause gives the employee the option, at the time of retirement, to pay a pension in accordance with the provisions laid down on the Defined Benefit Plan. For those who choose to activate the Safeguard Clause, the accumulated balance in the Defined Contribution Plan (Conta 1) will be used to finance the liability of the Defined Benefit Plan.

B . Pension Plan – Defined contribution

As at 30 September 2021, three Defined Contribution plans were in force covering 2,889 employees (2020: 2,816 employees) (Note 7.2.3).

7.2.2 Defined Benefit Plan

Net liabilities

Net liabilities reflected in the consolidated statement of financial position and the number of beneficiaries of the defined benefit plans in force in the Group are detailed as follows:

30-09-2021 31-12-2020
No. of
beneficiaries
Amount No. of
beneficiaries
Amount
Past service liabilities
Assets, including individual accounts 435 73,906,804 458 77,829,641
Former employees 113 23,356,289 103 22,158,138
Retired employees 557 93,436,258 547 91,265,747
Market value of the pension funds (180,847,897) (178,691,062)
Total net liabilities 1,105 9,851,454 1,108 12,562,465

Assumptions used in the assessment of liabilities

30-09-2021 31-12-2020
Social Security benefits formula Decree-Law no. 187/2007 of 10 May
Disability table EKV 80 EKV 80
Mortality table TV 88/90 TV 88/90
Wage growth rate 1.00% 1.00%
Technical interest rate 1.25% 1.25%
Return rate on plan assets 1.25% 1.25%
Pensions growth rate 0.75% 0.75%

Historical information - last five years

Amounts in Euro 2017 2018 2019 2020 2021
Present value of liabilities 151,199,735 154,456,240 179,880,752 191,253,527 190,699,351
Fair value of assets and reserve account 146,109,493 147,131,961 173,292,676 178,691,062 180,847,897
Surplus/ (deficit) (5,090,242) (7,324,279) (6,588,076) (12,562,465) (9,851,454)

Evolution of defined benefit plan liabilities

2021
Amounts in Euro
Opening
balance
Remeasurement Current
services cost
Interest
expense
Actuarial
deviations
Payments Closing balance
Pensions with Autonomous Fund 191,253,527 - 22,441 1,176,588 957,990 (2,711,195) 190,699,351
191,253,527 - 22,441 1,176,588 957,990 (2,711,195) 190,699,351
2020
Amounts in Euro
Opening
balance
Remeasurement Current
services cost
Interest
expense
Actuarial
deviations
Payments Closing balance
Pensions with Autonomous Fund 179,880,752 - 67,304 3,098,478 13,875,538 (5,668,545) 191,253,527
179,880,752 - 67,304 3,098,478 13,875,538 (5,668,545) 191,253,527

Funds

Funds allocated to the defined benefit pension plans - evolution

Amounts in Euro 2021 2020
Balance as at 1 January 178,691,062 173,292,676
Charge for the period 1,000,000 -
Expected income for the period 1,097,792 1,492,235
Remeasurement 2,923,621 (1,738,904)
Pensions paid (2,711,195) (2,596,185)
Other changes (153,383) (153,382)
Balance as at 30 June 180,847,897 170,296,440
Remaining quarters 8,394,622
Balance as at 31 December 178,691,062

The assets of the pension fund related to the defined benefit plan are under the management of Schroders, BlackRock and Credit Suisse, as detailed below:

Amounts in Euro 2021 2020
Defined benefit and Conta 1 :
Ocidental - Pensions 681,187 4,358,496
Schroders 70,858,992 68,356,435
BlackRock 71,582,350 66,399,325
Conta 1 - Credit Suisse 37,725,368 39,576,805
Total Defined benefit and Conta 1 180,847,897 178,691,062

Funds allocated to defined benefit plans - composition of assets

Amounts in Euro 30-09-2021 % 31-12-2020 %
Listed securities in active market
Bonds 112,104,449 62.0% 110,570,981 61.9%
Shares 49,236,102 27.2% 47,196,654 26.4%
Public debt 14,628,810 8.1% 12,142,648 6.8%
Liquidity 4,197,349 2.3% 4,480,780 2.5%
Other short-term investments 681,187 0.4% 4,300,000 2.4%
180,847,897 100% 178,691,062 100%

The assets of the pension fund do not include any assets of the Group.

7.2.3 Defined Contribution Plan

As at 30 September 2021 and 31 December 2020, two defined contribution plans were in force for most of the employees.

The assets of the pension fund that finance the defined contribution plans are under the management of the BMO, as detailed below:

No. of Profitability No. of Profitability
Amounts in Euro beneficiaries % 2021 beneficiaries % 2020
Defined contribution (BMO):
Defensive sub-fund 113 0.55% 8,073,775 128 3.52% 9,063,068
Conservative sub-fund 383 2.32% 19,705,770 391 4.05% 19,684,340
Dynamic sub-fund 687 4.91% 16,720,640 685 4.57% 15,440,179
Aggressive sub-fund 1,706 7.99% 5,978,512 1,612 4.34% 5,163,381
Total Defined contribution 2,889 50,478,697 2,816 49,350,968

7.2.4 Expenses incurred with post-employment benefit plans

The effect of these plans in the income statement for the nine-month periods ended 30 September 2021 and 2020 was as follows:

Amounts in Euro 9 months
30-09-2021
9 months
30-09-2020
Defined benefit plans
Current services 22,441 33,652
Interest expenses 1,176,588 1,549,230
Expected return on plan assets (1,097,792) (1,492,235)
Waiver of liabilities - -
101,237 90,647
Defined contribution plan
Contributions of the period 988,877 1,009,707
988,877 1,009,707
Costs for the period 1,090,114 1,100,354

8 FINANCIAL INSTRUMENTS

8.1 DERIVATIVE FINANCIAL INSTRUMENTS

Movements in derivative financial instruments

30-09-2021 31-12-2020
Amounts in Euro Trading
derivatives
Hedging
derivatives
Net total Trading
derivatives
Hedging
derivatives
Net total
Opening balance 3,160,131 (5,336,692) (2,176,560) 536,035 (4,316,491) (3,780,456)
New contracts / settlements (623,573) 3,566,626 2,943,053 623,573 2,982,135 3,605,708
Change in fair value through profit or loss (3,954,838) (2,851,618) (6,806,456) 2,000,523 (3,647,914) (1,647,391)
Change in fair value through other comprehensive income - (2,112,255) (2,112,255) - (354,422) (354,422)
Closing balance (1,418,280) (6,733,938) (8,152,218) 3,160,131 (5,336,692) (2,176,561)

8.1.1 Detail and maturity of derivative financial instruments by nature

30 September 2021
Amounts in Euro
Notional Currency Maturity Positive
(Note 4.2)
Negative
(Note 4.3)
Net total
Hedging
Hedging (future sales) 99,500,000 USD 2021 - (1,872,291) (1,872,291)
Hedging (future sales) 18,000,000 GBP 2021 - (538,659) (538,659)
Interest rate swaps - Bonds 375,000,000 EUR 2026 160,007 (3,800,843) (3,640,836)
BHKP Pulp 2,280,000 USD 2021 - (682,151) (682,151)
160,007 (6,893,945) (6,733,938)
Trading
Foreign exchange forwards (future sales) 125,731,678 USD 2023 - (1,441,982) (1,441,982)
Foreign exchange forwards (future sales) 7,325,000 GBP 2021 23,488 - 23,488
Foreign exchange forwards (future sales) 400,000 CHF 2021 214 - 214
23,702 (1,441,982) (1,418,280)
183,709 (8,335,927) (8,152,218)
31 December 2020
Amounts in Euro
Notional Currency Maturity Positive
(Note 4.2)
Negative
(Note 4.3)
Net total
Hedging
Hedging (future sales) 204,000,000 USD 2021 831,818 (668) 831,149
Hedging (future sales) 72,000,000 GBP 2021 - (515,688) (515,688)
Interest rate swaps - Bonds 200,000,000 EUR 2025 - (5,501,229) (5,501,229)
BHKP Pulp 9,120,000 USD 2021 - (150,926) (150,926)
831,818 (6,168,511) (5,336,693)
Trading
Foreign exchange forwards (future sales) 100,228,946 USD 2023 2,564,049 - 2,564,049
Foreign exchange forwards (future sales) 5,425,000 GBP 2021 - (27,345) (27,345)
Foreign exchange forwards (future sales) 225,000 CHF 2021 (146) (146)
Future purchase of CO2 allowances (Note 3.2) 2,545,625 EUR 2021 623,573 - 623,573
3,187,622
4,019,440
(27,491)
(6,196,001) (2,176,562)
3,160,131

Cash flow hedge | Exchange rate risk EUR/USD and EUR/GBP

In this context, during the last quarter of 2020, the Group contracted several financial structures to cover the portion of the net foreign exchange exposure of estimated sales in USD for 2021, which is estimated at about USD 292,000,000. The derivative financial instruments are Zero Cost Collar, in an amount of USD 204,000,000 and GBP 72,000,000, which expire on 31 December 2021.

During January 2021, the Group concluded the contracting of derivative financial instruments by acquiring USD 88,000,000 in Zero Cost Collar, thus guaranteeing total coverage of the estimated value of exposure for 2021.

Interest rate hedge

During the last quarter of 2020, the Group made a partial amortisation of Euro 50,000,000, related to the Navigator 2015-2023 bond loan, also performing the settlement of the associated IRS.

During the first quarter, the Group increased its interest rate hedges, by contracting a swap in the amount of Euro 75,000,000 to set the interest rate associated with the Navigator 2020-2026 bond loan, of the same amount. At the end of the second quarter, the Group contracted a new interest rate hedge, in the amount of Euro 100,000,000, to set the interest rate associated to the Navigator 2021-2026 bond loan, starting in August 2021.

BHKP Pulp Hedge

As in the previous year, the Group periodically monitors its exposure to the price of BHKP pulp.

During the fourth quarter of 2020, the Group opted to acquire a financial instrument to hedge the pulp price, by contracting a swap to set the price of 12,000 tons of pulp for the next 12 months, ended 31 December 2021.

9 PROVISIONS, COMMITMENTS AND CONTINGENCIES

9.1 PROVISIONS

Movements in provisions

Amounts in Euro Legal
proceedings
Other Total
1 January 2020 5,506,894 14,441,452 19,948,347
Increases 2,050,968 452,308 2,503,276
Reversals (2,978,870) - (2,978,870)
Impact in profit or loss for the period (927,902) 452,308 (475,594)
Exchange rate adjustment (91,110) - (91,110)
Other transfers and adjustments - 1,177,318 1,177,318
30 September 2020 4,487,882 16,071,078 20,558,961
Increases 115,729 2,670,152 2,785,881
Reversals - - -
Impact in profit or loss for the period 115,729 2,670,152 2,785,881
Exchange rate adjustment 64,493 - 64,493
Other transfers and adjustments - - -
31 December 2020 4,668,104 18,741,230 23,409,335
Increases 716,191 - 716,191
Reversals (348,445) (512,064) (860,510)
Impact in profit or loss for the period 367,746 (512,064) (144,318)
Exchange rate adjustment (16,250) - (16,250)
Other transfers and adjustments 271,640 - 271,640
30 September 2021 5,291,240 18,229,166 23,520,407

No refunds of any nature are expected in respect of these provisions.

9.2 COMMITMENTS

Guarantees provided to third parties

Amounts in Euro 30-09-2021 31-12-2020
Guarantees provided
Navigator guarantees for EIB loans 49,236,111 56,666,667
Portuguese Tax Authorities (AT) 6,513,318 15,264,923
IAPMEI 1,280,700 1,280,701
Customs clearance - USA - 5,671,909
Customs clearance 1,250 1,250
Spanish State Tax Agency 1,033,204 1,033,204
Portuguese Environment Agency 1,565,104 1,141,618
Simria 338,829 338,829
Other 684,650 700,971
60,653,166 82,100,072

Purchase commitments

Amounts in Euro 30-09-2021 31-12-2020
Purchase commitments
Property, plant and equipment - Manufacturing equipment
Wood
34,410,987 9,367,666
Commitments to acquisitions in the subsequent period 61,200,000 191,698,539
Commitments to long-term acquisitions 164,500,000 79,200,000
260,110,987 280,266,205

10 GROUP STRUCTURE

10.1 COMPANIES INCLUDED IN THE CONSOLIDATION PERIMETER

10.1.1 Navigator Group subsidiaries

Share equity owned
30-09-2021 31-12-2020
Company Head Office Direct Indirect Total Total Main business activity
Parent Company:
The Navigator Company, S.A.
Subsidiaries:
Portugal - - - - Sale of paper and pulp
Navigator Brands , S.A. Portugal 100.00 - 100.00 100.00 Acquisition, exploitation, lease or concession of the use
and disposal of trademarks, patents and other industrial or
intelectual property
Navigator Parques Industriais, S.A. Portugal 100.00 - 100.00 100.00 Industrial real estate management
Navigator Paper Figueira, S.A Portugal 100.00 - 100.00 100.00 Paper production
Empremedia RE , AC Ireland 100.00 - 100.00 100.00 Insurance mediation and consultancy
Raiz - Instituto de Investigação da Floresta e Papel Portugal 97.00 - 97.00 97.00 Applied research in the field of pulp and paper industry and
forest activity
Raiz Ventures , SA Portugal - 97.00 97.00 97.00 Promotion of business units directly or indirectly related to
research, development and innovation activities in the field
of forest-based bioeconomy
About the Future - Essential Oils, SA Portugal - 97.00 97.00 97.00 Production, rectification adn wholesale of essential oils
Enerpulp – Cogeração Energética de Pasta, S.A. Portugal 100.00 - 100.00 100.00 Energy production
Navigator Pulp Figueira, S.A. Portugal 100.00 - 100.00 100.00 Production of pulp and rendering of administration,
management and internal advisory services
Ema Cacia - Engenharia e Manutenção Industrial,
ACE
Portugal - 74.20 74.20 74.20
Ema Setúbal - Engenharia e Manutenção Industrial,
ACE
Portugal - 80.20 80.20 80.20 Rendering of industrial maintenance services
Ema Figueira da Foz- Engenharia e Manutenção
Industrial, ACE
Portugal - 79.80 79.80 79.80
Navigator Pulp Setúbal, S.A. Portugal 100.00 - 100.00 100.00 Production of pulp
Navigator Pulp Aveiro, S.A. Portugal 100.00 - 100.00 100.00 Production of pulp
Navigator Tissue Aveiro, S.A. Portugal 100.00 - 100.00 100.00
Navigator Tissue Ródão , S.A. Portugal - 100.00 100.00 100.00 Production of tissue paper
Navigator Tissue Iberica , S.A. Spain - 100.00 100.00 100.00 Sale of tissue paper
Portucel Moçambique - Sociedade de Mozambique 90.02 - 90.02 90.02 Forestry production
Desenvolvimento Florestal e Industrial, Lda
Navigator Internacional Holding SGPS, S.A.
Portugal 100.00 - 100.00 100.00 Management of shareholdings
Navigator Financial Services sp . Zoo * Poland 25.00 75.00 100.00 100.00 Financial services
Navigator Forest Portugal, S.A. Portugal 100.00 - 100.00 100.00 Forestry production
EucaliptusLand, S.A.
Sociedade de Vinhos da Herdade de Espirra -
Portugal - 100.00 100.00 100.00 Forestry production
Produção e Comercialização de Vinhos, S.A. Portugal - 100.00 100.00 100.00 Wine production
Gavião - Sociedade de Caça e Turismo, S.A. Portugal - 100.00 100.00 100.00 Management of hunting resources
Afocelca - Agrupamento complementar de
empresas para protecção contra incêndios, ACE
Portugal - 64.80 64.80 64.80 Rendering of forest fire prevention and fighting services
Viveiros Aliança - Empresa Produtora de Plantas,
S.A.
Portugal - 100.00 100.00 100.00 Production of plants in nurseries
Atlantic Forests, S.A. Portugal - 100.00 100.00 100.00 Rendering of services within the scope of forestry activity
Bosques do Atlantico, SL Spain - 100.00 100.00 and trade in timber
100.00 Wood, biomass and forestry trade
Navigator Africa, SRL Italy - 100.00 100.00 100.00 Wood, biomass and forestry trade
Navigator Paper Setúbal , S.A. Portugal 100.00 - 100.00 100.00 Paper and energy production
Navigator North America Inc. USA - 100.00 100.00 100.00 Sale of paper
Navigator Afrique du Nord Morocco - 100.00 100.00 100.00
Navigator España, S.A. Spain - 100.00 100.00 100.00
Navigator Netherlands, BV The Netherlands - 100.00 100.00 100.00
Navigator France, EURL France - 100.00 100.00 100.00
Navigator Paper Company UK, Ltd United Kingdom - 100.00 100.00 100.00
Navigator Italia, SRL Italy - 100.00 100.00 100.00
Navigator Deutschland, GmbH Germany - 100.00 100.00 100.00 Rendering of sales brokerage services
Navigator Paper Austria, GmbH Austria - 100.00 100.00 100.00
Navigator Paper Poland SP Z o o Poland - 100.00 100.00 100.00
Navigator Eurasia
Navigator Rus Company, LLC *
Turkey
Russia
-
-
100.00
100.00
100.00
100.00
100.00
100.00
Navigator Paper Mexico Mexico 25.00 75.00 100.00 100.00
Navigator Middle East Trading DMCC Dubai - 100.00 100.00 100.00
Navigator Egypt, ELLC Egypt 1.00 99.00 100.00 100.00
Empremédia - Corretores de Seguros, S.A. Portugal 100.00 - 100.00 100.00 Insurance mediation and consultancy
Navigator Abastecimento de Madeira, ACE Portugal 97.00 3.00 100.00 100.00 Sale of wood

* Company liquidated in 2021 (Note 10.2)

10.1.2 Incorporated joint operations

Share equity owned
30-09-2021 31-12-2020
Company Head Office Direct Indirect Total Total Main business activity
Pulpchem Logistics, A.C.E. Portugal 50.00 - 50.00 50.00 Purchases of materials, consumables and services used in
the pulp and paper producton process

10.2 CHANGES IN THE CONSOLIDATION PERIMETER

During the nine-month period ended 30 September 2021, the consolidation perimeter was changed from the previous period by the liquidation of the following companies:

  • Navigator Financial Services sp . Zoo;

  • Navigator Rus Company, LLC

10.3 TRANSACTIONS WITH RELATED PARTIES

Balances with related parties

30-09-2021 31-12-2020
Amounts in Euro Receivables
(Note 4.2)
Payables
(Note 4.3)
Lease
liabilities
(Note 5.5)
Receivables
(Note 4.2)
Payables
(Note 4.3)
Lease
liabilities
(Note 5.5)
Shareholders (Note 5.2)
Semapa - Soc. de Investimento e Gestão, SGPS, S.A. 38 7,470,630 - - 7,001,046 -
Other subsidiaries of the Semapa Group
Secil - Companhia Geral Cal e Cimento, S.A. - 66,005 - 443,648 35,503 -
Secil Britas, S.A. - 81,240 - - 86,954 -
Secil Prebetão, S.A. - 5,475 - - - -
CMP ‐ Cimentos Maceira e Pataias, S.A. - 2,547 - - 23,682 -
Unibetão, S.A. - 7,488 - - 66,595 -
Other related parties
Sonagi Imobiliária, S.A. - - - - - 188,841
Hotel Ritz, S.A. - - - - 3,654 -
38 7,633,385 - 443,649 7,217,434 188,841

Transactions with related parties

9 months 9 months
30-09-2021 30-09-2020
Amounts in Euro Purchase of
goods and
services
Sales and
services
rendered
Other
operating
expenses
Purchase of
goods and
services
Sales and
services
rendered
Other
operating
expenses
Financial
(expenses) /
income
Shareholders (Note 5.2)
Semapa - Soc. de Investimento e Gestão, SGPS, S.A. 7,547,845 34 - 6,790,621 - 9,217 -
7,547,845 34 - 6,790,621 - 9,217 -
Other subsidiaries of the Semapa Group
Secil - Companhia Geral Cal e Cimento, S.A. 105,687 15,750 - 50,847 12,000 - -
Secil Britas, S.A. 181,544 - - 33,261 - - -
Secil Prebetão, S.A. 5,475 - - - - - -
CMP ‐ Cimentos Maceira e Pataias, S.A. 8,695 - - 36,303 - - -
Unibetão, S.A. 5,753 - - 78,684 - - -
307,155 15,750 - 199,095 12,000 -
Other related parties
Sonagi Imobiliária, S.A. - - - - - - (732)
Refundos - Soc. Gestora de Fundos de Inv. Imobiliário, S.A. - - - - - - -
Hotel Ritz, S.A. 18,192 - - 4,224 - - -
18,192 - - 4,224 - - (732)
7,873,192 15,784 - 6,993,940 12,000 - (732)

On 1 February 2013, a contract to render administrative and management services was signed between Semapa - Sociedade de Investimentos e Gestão, SGPS, S.A. (currently owner of 69.4% of the Group´s share capital) and Navigator Group, establishing a remuneration system based in equal criteria for both parties in the continuous cooperation and assistance relationships, that meets the rules applicable to commercial relationships between Group companies.

A lease agreement was also entered into between Navigator Brands, S.A. (formerly called Navigator Paper Figueira, S.A.) and Cimilonga – Imobiliária, S.A. under which an office was leased in Semapa SGPS, SA headquarters' building, in Lisbon, which was terminated in 2020.

The Navigator Company, SA and Refundos - Sociedade Gestora de Investimentos Imobiliário, SA, also entered into a lease agreement beginning on 1 June 2017 and ending on 31 May 2027, automatically renewable for a 5-year period, regarding the lease of an office building located in Lisbon, Avenida Fontes Pereira de Melo. Since the Company was sold to a third party, it is no longer considered a related party in 2020.

In the identification of the Navigator Company Group's related parties for the purpose of financial reporting, the members of the Navigator Company Group's Board of Directors and other corporate bodies were considered as related parties.

BOARD OF DIRECTORS

João Nuno de Sottomayor Pinto de Castello Branco Board of Directors Chairman

António José Pereira Redondo Chairman of the Executive Board

Adriano Augusto da Silva Silveira Executive Board Member

José Fernando Morais Carreira de Araújo Executive Board Member

Nuno Miguel Moreira de Araújo Santos Executive Board Member

João Paulo Araújo Oliveira Executive Board Member

João Paulo Cabete Gonçalves Lé Executive Board Member

Manuel Soares Ferreira Regalado Member

Maria Teresa Aliu Presas Member

Mariana Rita Antunes Marques dos Santos Member

Ricardo Miguel dos Santos Pacheco Pires Member

Sandra Maria Soares Santos Member

Vítor Manuel Rocha Novais Gonçalves Member

Vítor Paulo Paranhos Ferreira Member

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