3SBio Inc. - Share Issue/Capital Change 2015

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant �� !"#$%&'()�� !"�� !�� !"#$%&'(�� !"#$%&� �� !"#$%&'()+,-./012�� !"#$%&'�� !"#$%&'()+,�� !"#$%& !'()*+,-./012345�%& !6789:;<

This Application Form uses the same terms as defined in the prospectus of 3SBio Inc. (the “Company”) dated June 1, 2015 (the “Prospectus”). �� !"#$%&'�� !"#$%2015�6�1�� !"#$%&'"#$%()+,!-./01 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in Staple your any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United State s wit hout registration or an exemption from registration under the U.S. Securities Act. payment here �� !"#$%&'()+,-./0123456789:;<=78>?12-. @:%ABCD EFGHIJ �� ! �� !"#$%!"&'()+,-./0123)#45This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner wha tsoever in �� ! any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law o f that jurisdiction. �� !"#$%&'()+,)-./0123456789:;%<=>? '()*-,)-./@'ABC DE �� !"!#$%&'()+,-./ Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents Delivered to the Registrar of Companies and Available for Inspection – Documents Delivered to the Regis trar of Companies” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Excha nges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Li mited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. �� !"#$%&'()+�� !,-./01234566 7+89:;<012345667:;=>?#@A B �� !"#$%&'())+,-#$./012345% &6#$78./345%&9:7.3;<6#$=> 124 �� !"#$%&'()#$+,-./012345!" 15'(,#$� 67889:;<=>?@ABCD EF (Incorporated in _the Cayman Islands with limited liabil ity)_ �� !"#$%&'()+,Stock code : 1530 �� ! � 1530 Maximum Offer Price : HK$9.10 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) �� !" ~~�~~ � � !�" 9.10 �� !" 1% �� !" 0.0027% �� !"#$% 0.005% �� !" �� !"#$%&'()*+,-./0123 You should read this Application Form in conjunction with the Prospectus, which contains further information on . 4 8 the application procedures. �� !"#$% &'()!*+,- /()0123�� ! 567 Application Form �� ! To : 3SBio Inc. �� The Joint Global Coordinators �� !"#$ T he Joint Bookrunners �� !"#$ The J oint Lead Managers �� !"#$ The Ho ng Kong Under writers �� !" Applicants’ declaration �� !" I/We agree to the terms and conditions and application �� !"#$�%&'()*+,-./0) procedures in this Application Form and the Prospectus. �� !"#$%&#'()"#*+,-.) Please refer to the “Effect of completing and submitting �� !"#$%&'( this Application Form” section of this Application Form.**

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

) �� !"#$%&'( +,-./012 " / �� ! !#$%&'( !)+,-. 0 " �� !

==> picture [263 x 46] intentionally omitted <==

For Internal use

�� !"#$

(See paragraph 2 in the section “How to make your application”) �� !"#�� 2 ��

This page is intentionally left blank �� !"#$%&

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application	How to make your application
1.	Use the table below to calculate how much you must pay. Your application must be for a minimum of	500 Hong
Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. Maximum number of Hong KongOffer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form.Only written signatures will be accepted(and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriatebox. If youare applying as an individual CCASS Investor Participant: • the form must contain your NAME andHong Kong Identity Card number; • your participant I.D. must be insertedin the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong Identity Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • theform must contain your company NAME and Hong Kong Business Registration number; • yourparticipantI.D. and your company chop (bearing your company name) must be inserted in the appropriate NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Number of Amount Number of Amount Number of Amount Hong Kong payable on Hong Kong payable on Hong Kong payable on Offer Shares application Offer Shares application Offer Shares application applied for HK$ applied for HK$ applied for HK$ 500 4,595.85 1,000 9,191.71 1,500 13,787.55 2,000 18,383.40 2,500 22,979.25 3,000 27,575.11 3,500 32,170.95 4,000 36,766.80 4,500 41,362.66 5,000 45,958.51 6,000 55,150.20 7,000 64,341.91 8,000 73,533.61 9,000 82,725.31 10,000 91,917.01 15,000 137,875.52 20,000 183,834.01 25,000 229,792.52 30,000 275,751.02 35,000 321,709.53 40,000 367,668.03 45,000 413,626.54 50,000 459,585.04 60,000 551,502.04 70,000 643,419.05 80,000 735,336.06 90,000 827,253.06 100,000 919,170.07 200,000 1,838,340.14 300,000 2,757,510.21 400,000 3,676,680.28 500,000 4,595,850.35 600,000 5,515,020.42 700,000 6,434,190.49 800,000 7,353,360.56 900,000 8,272,530.63 1,000,000 9,191,700.70 2,000,000 18,383,401.40 3,000,000 27,575,102.10 4,000,000 36,766,802.80 5,000,000 45,958,503.50 6,000,000 55,150,204.20 7,000,000 64,341,904.90 8,000,000 73,533,605.60 9,000,000 82,725,306.30 10,000,000 91,917,007.00 20,000,000 183,834,014.00 30,305,000 278,554,489.72 Sample 樣版
	box.
	Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop		bearing
	its company name or other similar matters may render your application invalid.

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected

if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Horsford Nominees Limited – 3SBio Public Offer ”; • be crossed “Account Payee Only”; • • be drawn on your Hong Kong dollar bank account in be issued by a l icensed bank in Hong Kong, and have Hong Kong; and your name c ertified on the back by a person authorised • show your account name, which must either be by the ban k. The name on the banker’s cashier order pre-printed on the cheque, or be endorsed on the must correspond with your name. If it is a j oint back by a person authorised by the bank. This appl ication, the name on the back of the banker’s c ashier account name must correspond with your name. If o rder must be the same as the first-named a pplicant’s it is a joint application, the account name must be name. the same as the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge yo ur completed Application Form (wit h cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Standard Chartered Bank (Hong Kong) Limited District Branch Name Address Hong Kong Island Des Voeux Road Branch Standard C hartered Bank Building, 4-4A, Des Vo eux Road Central, Central Henn essy Road Branch 399 Henn essy Road, Wanchai Qu arry Bay Branch G/F, W estlands Gardens, 1027 King’s Road, Q uarry Bay Aberdeen Branch S hop 4A, G/F and Shop 1, 1/F, Aberdeen Centre Site 5, No.6-12 Nam Ning Street, Aberdeen Kowloon Kwun Tong Hoi Yuen Road G/F, Fook Cheong Building, No. 63 Branch Hoi Yuen Road, Kwun Tong, Kowloon Mongkok Branch Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok Tsimshatsui Branch G/F, 8A-10 Granville Road, Tsimshatsui Telford Gardens Branch Shop P9-12, Telford Centre, Telford Gardens, Tai Yip Street, Kwun Tong Lok Fu Sho pping Centre Branch Shop G201, G/F., Lok Fu Shopping Centre New Territories Tsuen W an Branch Shop C, G/F & 1/F, Jade Plaza, 298 Sha Tsui Road, Tsuen Wan M aritime Square Branch Shop 308E, Level 3, Maritime Square, Tsing Yi Tai Po Branch G/F shop No. 2, 23 - 25 Kwong Fuk Road, Tai Po Market, Tai Po 5. Your App lication Fo rm can be lodged at these times: — Monday, June 1, 2015 9:00 a.m. to 5:00 p.m. — Tuesday, June 2, 2015 9:00 a.m. to 5:00 p.m. — Wednesday, June 3, 2015 9:00 a.m. to 5:00 p.m. Thursday, June 4, 2015 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, June 4, 2015. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “How to Apply for Hong Kong Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” section of the Prospectus.

�� !"#$%&'()�� !"�� !�� !"#$%&'(�� !"#$%&�'(%) �� !"#$%&'()+,-.�� !"#$%&'�� !"#$%&'()+,-./0 �� !"#$�%&'()*+,-./01234"#$�56789:;

�� !
1. �� !"#% &'()+% ,-./(012345500�� !"�#$%&' �� !"#$%&'()+,-. �� !"#$%&'()+,-./0 2. �� !"#$%&'()�+,-./0123%45"#236789%:;<=>8 �� !"#$%&'() � !"#*$%&'()+,-./0123456$%&'()78,9:;<= � ��!"#$%&'()+,-./012345671289:;<=>[email protected] �� !"#$* �*!"#$%&'()+,-./01$2345678 � �� !"$%&��!"#$%& � �� !"#$%&(*)+,-./0* � !"#$%&'()+,-./0123&$456789 � �� !"#"$%&'()+",-�� !"#$%& � ��!"#$%&()+,-./0 �� !"#$%&'()+,-./01 �� !" �� �� !" �� ��!" �� �� ! �� ! �� ! �� ! �� ! �� ! �� ! �� �� ! �� �� ! �� 500 4,595.85 1,000 9,191.71 1,500 13,787.55 2,000 18,383.40 2,500 22,979.25 3,000 27,575.11 3,500 32,170.95 4,000 36,766.80 4,500 41,362.66 5,000 45,958.51 6,000 55,150.20 7,000 64,341.91 8,000 73,533.61 9,000 82,725.31 10,000 91,917.01 15,000 137,875.52 20,000 183,834.01 25,000 229,792.52 30,000 275,751.02 35,000 321,709.53 40,000 367,668.03 45,000 413,626.54 50,000 459,585.04 60,000 551,502.04 70,000 643,419.05 80,000 735,336.06 90,000 827,253.06 100,000 919,170.07 200,000 1,838,340.14 300,000 2,757,510.21 400,000 3,676,680.28 500,000 4,595,850.35 600,000 5,515,020.42 700,000 6,434,190.49 800,000 7,353,360.56 900,000 8,272,530.63 1,000,000 9,191,700.70 2,000,000 18,383,401.40 3,000,000 27,575,102.10 4,000,000 36,766,802.80 5,000,000 45,958,503.50 6,000,000 55,150,204.20 7,000,000 64,341,904.90 8,000,000 73,533,605.60 9,000,000 82,725,306.30 10,000,000 91,917,007.00 20,000,000 183,834,014.00 30,305,000 278,554,489.72 Sample 樣版
� !"#$%&'()*+,-./0123456789

�� !

1.
�� !"#% &'()+% ,-./(012345500�� !"�#$%&'
�� !"#$%&'()+,-.

�� !"#$%&'()+,-./0
2.
�� !"#$%&'()�+,-./0123%45"#236789%:;<=>8
�� !"#$%&'()
� !"#$%&'()*+,-./0123456$%&'()78,9:;<=
�
��!"#$%&'()*+,-./012345671289:;<=>[email protected]
�� !"#$
�!"#$%&'()*+,-./01$2345678
�
�� !"$%&��!"#$%&
�
�� !"#$%&()+,-./0
� !"#$%&'()+,-./0123&$456789
�
�� !"#"$%&'()+",-�� !"#$%&
�
��!"#$%&()+,-./0
�� !"#$%&'()+,-./01
�� !"
��
�� !"
��
��!"
��
�� !
�� !
�� !
�� !
�� !
�� !
�� !
��
�� !
��
�� !
��
500
4,595.85
1,000
9,191.71
1,500
13,787.55
2,000
18,383.40
2,500
22,979.25
3,000
27,575.11
3,500
32,170.95
4,000
36,766.80
4,500
41,362.66
5,000
45,958.51
6,000
55,150.20
7,000
64,341.91
8,000
73,533.61
9,000
82,725.31
10,000
91,917.01
15,000
137,875.52
20,000
183,834.01
25,000
229,792.52
30,000
275,751.02
35,000
321,709.53
40,000
367,668.03
45,000
413,626.54
50,000
459,585.04
60,000
551,502.04
70,000
643,419.05
80,000
735,336.06
90,000
827,253.06
100,000
919,170.07
200,000
1,838,340.14
300,000
2,757,510.21
400,000
3,676,680.28
500,000
4,595,850.35
600,000
5,515,020.42
700,000
6,434,190.49
800,000
7,353,360.56
900,000
8,272,530.63
1,000,000
9,191,700.70
2,000,000
18,383,401.40
3,000,000
27,575,102.10
4,000,000
36,766,802.80
5,000,000
45,958,503.50
6,000,000
55,150,204.20
7,000,000
64,341,904.90
8,000,000
73,533,605.60
9,000,000
82,725,306.30
10,000,000
91,917,007.00
20,000,000
183,834,014.00
30,305,000
278,554,489.72
Sample
樣版

� !"#$%&'()*+,-./0123456789

�� !"#$%&'(�� !"#$%&'
�� !"#$%&'()*+,-./012345678934:;<=
�� !"#$%&'()+,$%&-./01234567'4589:1;<=>?@ �� !"#$%&'()+,-./

�� !"#$%&'()�� !"�� !�� !"#$%&'(�� !"#$%&�'(%) �� !"#$%&'()+,-.�� !"#$%&'�� !"#$%&'()+,-./0 �� !"#$�%&'()*+,-./01234"#$�56789:;

�� !"#$%&'#()*+,-./01234/56 789:;<="#$89:

�� !"#$%&$'!"#$()*+,-./01234/56789:;<=>?

�� !" �� !"#$ � �� ! � �� !"# � �� !"#$�� !"#$%&'()�� !�� !"#$%&'()+, � � �� !"#$%$&'()+,-./ �� ! "#$%&'()�+$%,- � �� !"#$%&'()*$%&'+, �� !"#$%&'()+,-. �� !"#$%&'()+,-./0 �� �!"#$%&'(�� !) * �� !"#$%&'()+,-.&/ � !"#"$%&'()"+, �� !"#$%�&'()*��+, �� !"#$%&'()(+ ,- �� !"#$%&' ( )+, �� !"#$%&�'�() + 4. �� !"#$%&'($)+,-. ! "#/01234567389: �;<='>? �� !"#$% �� !"#$%&'() �� ! �� !" �� !" �4-4A�� !"#$ �� !"# �� !" #399� �� !" �� ! "#1027�� !"# �� !" �� !"#6-12�� !"#$%& �� 4A�� !1�� �� !"#$ �� !"63�� !"#$ �� ! �� !"617-623�� B�� !" �� !" �� !"#$%8A-10�� �� !"# �� !"#$%&#$'( �� P9-12�� �� ! "# �� !"#$%G201�� ��  ! �� !"298�� !"#$C�� ! � � !" �� 3�308E�� ! �� !"#23-25�� 1-2�� 5. �� !�"#$% &'()+ 2015 � 6 � 1 �� !"# � �� 9 �� !" 5 �� 2015 � 6 � 2 �� !"# � �� 9 �� !" 5 �� 2015 � 6 � 3 �� !"# � �� 9 �� !" 5 �� 2015 � 6 � 4 �� !"# � �� 9 �� !" 12 �� 6. �� !"#$%&'2015�6�4�� !"#$%12�� !"#$%&'()11�45�� 12�� !"#$%&'()+,-.�!/0123456/789:;<=>?@A �� !"#$%&'()10.�� !"#$%&'()*+,-./0

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant (Incorporated in the Cayman Islands with limited liabil ity) GLOBAL OFFERING Conditions of your application • confirm th at you have received and read the Prospectus an d A. Who can apply have o nly relied on the information and representat ions 1. You and any person(s) for whose benefit you are applying must cont ained in the Prospectus in making your application and will be 18 years of age or older and must have a Hong Kong address. n ot rely on any other information or representations ex cept those 2. If you are a firm, the application must be in the individual in any supplement to the Prospectus; members’ names. • confirm that you are aware of the restriction s on the Global 3. The number of joint applicants may not exceed 4. Offering in the prospectus; 4. If you are a body corporate, the application must be signed by a • agree that none of the Company, the Se lling Shareholder, the duly authorised officer, who must state his representative Joint Sponsors, the Joint Global Coord inators, the Underwriters, capacity, and stamped with your corporation’s chop. their respective directors, officers, employees, partners, agents, 5. You must be outside the United States, not be a United States advisers and any other parties in volved in the Global Offering Person (as defined in Regulation S) and not be a legal or nat ural is or will be liable for any inf ormation and representations not person of the PRC. in the Prospectus (and any supplement to it); 6. Unless permitted by the Listing Rules, you cannot apply for • undertake and confirm th at you or the person(s) for whose benefit any Hong Kong Offer Shares if you are: you have made the a pplication have not applied for or taken up, • an existing beneficial owner of shares i n the Company or indicated an int erest for, and will not apply for or take up, or and/or any of its subsidiaries; indicate an interest f or, any Offer Shares under the International • a Director or chief executive officer of the Company and/ Placing nor partic ipated in the International Placing; or any of its subsidiaries; • agree to discl ose to the Company, our Hong Kong Share • a connected person or a core co nnected person (as defined in Registrar, th e receiving bank, the Selling Shareholder, the Joint the Listing Rules) of the Com pany or will become a connected Global C oordinators, the Underwriters and/or their respective person or a core conn ected person of the Company advise rs and agents any personal data which they may require immediately upon co mpletion of the Global Offering; abo ut you and the person(s) for whose benefit you have made • an associate or a cl ose associate (as defined in the Listing the application; Rules) of any o f the above; or • if the laws of any place outside Hong Kong apply to your • have been al located or have applied for or indicated an application, agree and warrant that you have complied with all interest i n any International Offer Shares or otherwise such laws and none of the Company, the Selling Shareholder, partici pated in the International Placing. the Joint Sponsors, the Joint Global Coordinators and the B. If you are a nominee Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the You, as a n ominee, may make more than one application of t he Hong Kong O ffer Shares by (i) giving electronic instructions to HKSCC acceptance of your offer to purchase, or any action arising from via C entral Clearing and Settlement System (“CCASS ”) (if you are a your rights and obligations under the terms and conditions CA CASS Participant); or (ii) using application Form, and lodge more than one appl WHITE ication in your ownor YELLOW • contained in the Prospectus and this Application Form;agree that once your application has been accepted, you may na me on behalf of different beneficial owners . • not rescind it because of an innocent misrepresentation;agree that your application will be governed by the laws of Hong C. Effect of completing and submitting this Application Form Kong; By compl eting and submitting this App lication Form, you (and if you • represent, warrant and undertake that (i) you understand that are joint appli cants, each of you jointl y and severally) for yourself or as the Hong Kong Offer Shares have not been and will not be an agent or a no minee on behalf o f each person for whom you act: registered under the U.S. Securities Act; and (ii) you and any • undertake to execute al l relevant documents and instruct and person for whose benefit you are applying for the Hong Kong authorise the C ompa ny and/or the Joint Global Coordinators Offer Shares are outside the United States (as defined in (or their agents or nominees), as agents of the Company, to Regulation S) or are a person described in paragraph (h)(3) of execute any documents for you and to do on your behalf all Rule 902 of Regulation S; things necessary to register any Hong Kong Offer Shares • warrant that the information you have provided is true and allocated to you in the name of HKSCC Nominees as required accurate; by the Articles of Association; • agree to accept the Hong Kong Offer Shares applied for, or any

agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;
agree to comply with the Companies Ordinance, Companies (WUMP) Ordinance and the Articles of Association;
authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any Share certificate(s)
confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

into CCASS and/or to send any refund cheque(s) to you or the Underwriters) on or before Monday, June 8, 2015, the Global Offering first-named applicant for joint application by ordinary post at will not proceed. your own risk to the address stated on the application, unless Applications for Hong Kong Offer Shares will not be processed and you have chosen to collect refund cheque(s) in person; no allotment of any Hong Kong Offer Shares will be made until the • agree that the Shares to be allotted shall be issued in the name application lists close. of HKSCC Nominees and deposited directly into CCASS for The Company expects to announce the Offer Price, the indication of credit to your investor participant stock account or the stock the level of interest in the International Placing, the level of ap plications account of your designated CCASS participant; under the Hong Kong Public Offeri ng and the basis of allocation of the • agree that each of HKSCC and HKSCC Nominees reserves the Hong Kong Public Offering on Wednesday, June 10, 2015 in So uth right (1) not to accept any or part of such allotted shares issued China Morning Post (in Eng lish), Hong Kong Economic Times (in Chinese), the website of th e Stock Exchange at ( www.hkexnews.hk ) in the name of HKSCC Nominees or not to accept such allotted and the Company’s web site at ( www.3sbio.com ). Results of allocations shares for deposit into CCASS; (2) to cause such allotted shares in the Hong Kong P ublic Offering, and the Hong Kong Identity Card/ to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be passport/Hong Kong business registration numbers of successfu l applicants (wh ere applicable) will be available on the above webs ites. issued in your name (or, if you are a joint applicant, to the firstnamed applicant) and in such a case, to post the certificates for If your application for Hong Kong Offer Shares is successful (in such allotted shares at your own risk to the address on your whole or in part) application form by ordinary post or to make available the same If y our application is wholly or partially successfu l, your Share • for your collection;agree that each of HKSCC and HKSCC Nominees may adjust c that the Hong Kong Public Offering has become uertificate(s) (subject to their becoming valid certificat nconditional and notes of title provided the number of allotted Shares issued in the name of HKSCC h aving been terminated at 8:00 a.m. on Thursd ay, June 11, 2015) will Nominees; • agree that neither HKSCC nor HKSCC Nominees shall have be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Inve stor Participant stock account any liability for the information and representations not so or the stock account of your designated CCASS Participant as instructed contained in the Prospectus and this Application Form; • agree that neither HKSCC nor HKSCC Nominees shall b e liable by you in your Application Form o n Wednesday, June 10, 2015 or, in the event of a contingency, on a ny other date as shall be determined by to you in any way; HKSCC or HKSCC Nomine es. • declare and represent that this is the only applicati on made and • If you are applying through a designated CCASS Participant the only application intended by you to be mad e to benefit you (other than a CCA SS Investor Participant): For Hong Kong • or the person for whose benefit you are applunderstand that the Company and the Joint Global Coordinatorsying; Offer Shares credit ed to the stock account of your designated CCASS Particip ant (other than a CCASS Investor Participant), will rely on your declarations and repr esentations in deciding you can check the number of Hong Kong Offer Shares allotted whether or not to make any allotme nt of any of the Hong Kong to you with that CCASS Participant. Offer Shares to you and that you may be prosecuted for making • If you ar e applying as a CCASS Investor Participant: The Company a false declaration; • (if the application is made f or your own benefit) warrant that no expec ts to publish the results of CCASS Investor Participants’ ap plications together with the results of the Hong Kong Public other application has bee n or will be made for your benefit on a Offering in South China Morning Post (in English) and Hong Kong WHITE or YELLOW Application Form or by giving Economic Times (in Chinese) on Wednesday, June 10, 2015. You electronic applicat ion instructions to HKSCC or to the White should check the announcement published by the Company and Form eIPO Se rvice Provider by you or by any one as your report any discrepancies to HKSCC before 5:00 p.m. on agent or by a ny other person; and • (if you are making the application as an agent for the benef it of Wednesday, June 10, 2015 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of anothe r person) warrant that (i) no other application ha s been the Hong Kong Offer Shares to your stock account you can check or w ill be made by you as agent for or for the bene fit of that your new account balance via the CCASS Phone System and p erson or by that person or by any other person as a gent for that CCASS Internet System (under the procedures contained in person on a WHITE or YELLOW Applicat ion Form or by HKSCC’s “An Operating Guide for Investor Participants” in effect giving electronic application instructions to HKSCC and (ii) from time to time). HKSCC will also make available to you an you have due authority to sign the Appl ication Form or give activity statement showing the number of Hong Kong Offer Shares electronic application instructions on be half of that other person credited to your stock account. as their agent. No receipt will be issued for application money paid. The Company D. Power of attorney will not issue temporary documents of title. If your applic ation is made thro ugh an authorised attorney, the Company and th e Joint Globa l Coordinators may accept or reject Refund of your money your application at t heir disc retion, and on any conditions they think If you do not receive any Hong Kong Offer Shares or if your fit, including evidence of the attorney’s authority. application is accepted only in part, the Company will refund to you

If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

Determination of Offer Price and Allocation of Hong Kong Offer Shares

The Offer Price is expected to be fixed on or around Thursday, June 4, 2015. Applicants are required to pay the maximum Offer Price of HK$9.10 for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Global Coordinators (for itself and on behalf of the

The refund procedures are stated in the “How to Apply for Hong Kong Offer Shares – 14. Dispatch/Collection of Share Certificates and Refund Monies” section of the Prospectus.

�� !"#$%&'()�� !"�� !�� !"#$%&'(�� !"#$%&�'(%) �� !"#$%&'()+,-.�� !"#$%&'�� !"#$%&'()+,-./0 �� !"#$�%&'()+,-./01234"#$�56789:; �� !"#$%&'()+,�� ! �� ! � �� !"#$%&"#'()+,$-.$% / �� !"# �. �� !"#$% � �� !"#$%&'()+,-./0 1234 1. �� !��"#$%&'()+,-./018� �� !�"#$%&'()+,-* . �� !"#$ � �� !"#$%&'()+,-. /01234 2. �� !"#$%&'()+,-./012 �� !"#$%&'()+, -. !"#/0 3. �� !"#$%&'�( �� !"#$%&'()*+ **,-./01234 4. �� !"#$%&'()*+,-./0$12** � �� !"#$%&'() +,-./0123 �� !"#$%&'()+,-./01 � �� !"#$%&'# ()+,#()-./0 5. �� !"#$%&'()$+,-./01 $% �� !"�#$%& '()�+,-�.-�/ �� !"S�� !"#$%&'()'+ �� !" #$% &'()+,-./0�12 6. �� !"#$%&'()+,-./0 12345 �� !"#$ %&'()+,-.�/0123 �� !"#$ �� !"#$% &'()+ � �� !"#$%&'(� )+,-./0 � �� !"#$ **%&#$%'()+,-./01 �� !"# $"%&'()+,-. !"#$ � �� !"#$%&'(** � )+#,-./ �� !" #$%&'()+,-)./012! �� !"#$ � �� !"#$% **&'!"#$()*+,-. � ��** !"#$%&'()+$,-./$012 �� !"#$ %&'()(+,-./01 � **� !"#$%&�'()+,-./0123 �� !" #$%#$& �� !"#$%&'()+,-�+,-.#/ � �� !** "#$%&"'()%&"+,-� �� !"#$%#&$'() �� ! "# � �� !"#$%&'()+,-./'0123 � � **� !"�#$"%&'(#$)*+,! - �� !"#$%&'()+,-./0123** �� !"#$%&'()+, �� !"#$%&'"#$()+',-�./ �� !"#$%&'()+,-./01234 �.. �� !"#$% �� !"#$%&'()+,-./01234 � **� !"#$%&'()*+,-./0** +12345 �� !�"#$�%&!'()+�(,-./ ��(i)�� !"#$%&'() !"(i)�� !"#$%&'() !"�� !"#$%&'() !" **#'(+,-./ �� !"#$%&'()* �** � !"#$%&'()+,- ./��0123 � �� !"#$%&'()+,-./�#012 �� !(ii)�� !(ii)�� !�� !�� !�� !�� !�� !�� ! "#$%&'( ) �� !" �� ! **"#$%&'()*+** ,- � �� !"#$%&'()+,�.. �� ! "#$%&' � �� !"#$%&(i)�� !"#$%&'() �� !"#$ %&'( )+(,-��./012& �� !"#$%&'()+,-(ii)�� !�� !"#$%&'()+,-./01234 �� !"�#$ %& '()+,-./ 012+, �� !"#$%&'#�()�&+ �� ! S�� !"#S�� 902��(h)(3)�� ! �� !"#$%&'()+,-./01,23 � �� !"#$%&'()+,�� !"#$%&'()+,-./0%#$. � �� !"#$%&'()#$+,-./0%& �� !"#$%&'()+,-�. �� ! �� !"#$%&' �� !"#$%&'()+,-./01234 � �� !"#$%&'()+,-./ !"01 �� !"#$%&'()+%&,-./0"1 �� !"#$%&'()+,-./01)23

�.. �� !"#$% � � !"#$%&'()*+,-./0 +12345 ��(i)�� !"#$%&'() !"(i)�� !"#$%&'() !"�� !"#$%&'()* !" #'(+,-./ � � !"#$%&'()*+,- ./��0123 �� !(ii)�� !(ii)�� !�� !�� !�� !�� !�� !�� ! "#$%&'( ) �� ! "#$%&'()*+ ,- �.. �� ! "#$%&'

�� !"#$%&'()+,-./01,23 �� !"#$%&'()+,-./0%#$. �� !"#$%&'()+,-�. �� ! �� !"#$%&'()+,-./01234 �� !"#$%&'()*+%&,-./0"1 �� !

==> picture [539 x 48] intentionally omitted <==

�� !"#$%&'()+,-./01234 �� !"2015�6�8�� !"#$%&'()+,�� !"#$%&'()+,-./01234 �� !"#$%& �� !"#$%&"#$'()+,-./01 �� !"#$%&'()+,- . /01$%23 �� !"#$%&'("#$)+,-./01 �� !"�#$%& �� !"# �� !"#2015�6�10�� !"#$%&' (�) � �� !"#$%&'()+,-.#/0"12 �� ! " # $ % &' ( ) �� * + , - . �� !"#$%&'()+,!-./0123 ( www.hkexnews.hk )�� ! " # ( www.3sbio.com )� � �� !"#$%� &'()+,-./012 �� !"#$�%& '(!)+,��-./01) �� !"#$% �� !"#$%& '(�� !")#$+,-./ � �� !"#$ !"#%&'()+,-(1)� �� !"#$% &'()'"#*+,-./01234 �� !"#$%&'()+,-./0,12 �� !"#$ %&' �� !"#�$%&'()+,!"-./01 �� !(2)�� !"#$%&'()+,-. �� ! "#$%&'()*+,-./01023 �� !"#$%&'& ()+,-./0$% �� !"#$%&'&()+,� !"- ./01 �� !"#$(3)�� !"#$%&'()*+ �� 2015�6�11�� !"#$%&'() +,-./ �� !"#$%&�'()+,-�./'() �� !"#�$%&'()�+,- ./0123 �� !"#$%&'()$+,-./0123 �� !"#$%&'()+,-./ 0123456 �� !"#$%#&'()+,-./0123 �2015�6�10�� !"#$%&'( )+,-./$ �� !"#$%& �� !"#$%&'()+ �� !"#$%&'()+, -./0123 !4 �� !"#$ �� !"#$%&'()+ ,�-./012345 � �� !"#$ !"#%&'()+,-. / �� ! �� !"#$% &'()+,-./0 �� !"#$%&'()+,- � �� !"#$%& '()+,-./01234 � �� !"#$ !"#%&'()+ ,$-./ �� !"#$% &'()+,-./01234 �� !"#$%&'()+,-. �� !"#$ %&'()*+,-./0&'() � �� !"#$ !"#%&'() +,-./ �� !"#$ %&'()*#$+,-./012 �� !" �� !"# $%&'()+,-./0-123 � �� !"#$%&'() +%&'(,-./0 �� �� !"#$%&#$ '(��) � �� !"#$%&'()*+,-./01234 � �� !"#$%&' ()+,-./012�# �� !"#$%&2015�6�10�� !"#$%& �� !"#$%& '()+,-./012 � � !"#$%&'()�� "#+,-./0 �� !"#$% &'()+,-. �� !"#$%&'()+,-./012' � �� !"#$% &' ()+,-./%&'01 �� !"#$%&'($)+,-./0 �� !" #$%&'()%&*+'(,-.,/ �� !"2015�6�10�� !"#$%&'($% �� ! "#$%�� !"#$%& ' �� !"#$%&'()+,-./01234 �� � eIPO �� !"#$%&'()+ $, �� !"#��$%&'()*+,-&'./ � � !" �� !"#$%&'()*+,-./012(). � �� !"#$%&$'()+,-./ 01234 �� !"�#$%&'()+,-./01234 (i)�� !"#$%&#'()*+,& '()&-. �� !"#$%&'()+,-./012345 �� !"#$%&'#$()( +,�� !"#$%&'()*+�,-./01#$ �� !"#$%&'()+, -./01)23 �� !"#$%&'� () � � !(ii)�� !"#$% &'()+,-, �� !"#$%&'()+,-./01!",-2 �� !"#$%&'() +,-./ �� !"#$ �. �� ! �� !"#$ %&'( )+,-./0123456 �� !"#$%&'()+,-./012$#3 �� !"#$%&'()+,-./01234567 �� !"#$%&'()+,-./0123456 �� !"#$%&'() �1%�� !"0.0027%�� !"#$%0.005%�� !"#$% !&'() �� !"#$%&'()$%&+,-./0123 �� !"#2015�6�4�� !"#$%&'()+, �� !"#$%&'()+1%�� !"0.0027%� �� !"#$%&"'9.10�� !"#$%&'(1% �� !"#$0.005%�� !"#$ �� !"0.0027%�� !"#$%0.005%�� ! �� !"#$%&'(")+,-./01'2314. �� !"#$%&'()+,-./"012345 �� !"#$%&'#()+,

Personal Data to discharge their obligations to securities’ Personal Information Collection Statement holders and/or regulators and/or any other This Personal Information Collection Statement informs purposes to which the securities’ holders may the applicant for, and holder of, Hong Kong Offer Shares, from time to time agree. of the policies and practices of the Company and its Hong 3. Transfer of personal data Kong Share Registrar in relation to personal data and the Personal data held by the Co mpany and its Ho ng Kong Personal Data (Privacy) Ordinance (Chapter 486 of the Share Registrar relating to the securities holder s will Laws of Hong Kong) (the “Ordinance”). be kept confidential but the Company and its Ho ng 1. Reasons for the collection of your personal data Kong Share Registr ar may, to the extent necessary for It is necessary for applicants and registered holders of achieving any of the above purposes, disclose, obtain securities to supply correct personal data to the or transfer (w hether within or outside Hong Kong) the Company or its agents and the Hong Kong Share personal da ta to, from or with any of the following: Registrar when applying for securities or transferring • the Company’s appointed agents such a s f inancial advisers, receiving bankand over seas securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. principal share registrar; • where applicants for securities request a deposit Failure to supply the requested data may result in your into CCASS, HKSCC or HKSCC Nominees, application for securities being rejected, or in delay who will use the personal data fo r the purposes or the inability of the Company or its Hong Kong of operating CCASS; Share Registrar to effect transfers or otherwise render • any agents, contractors or third- party service providers their services. It may also prevent or delay registration who offer administrative , telecommunications, or transfers of the Hong Kong Offer Shares which computer, payment or other services to the you have successfully applied for and/or the dispat ch Company or the Ho ng Kong Share Registrar in of share certificate(s) and/or refund cheque(s) to w hich connection wit h their respective business you are entitled. operation; It is important that securities holders i nform the • the Stock E xchange, the SFC and any other Company and the Hong Kong Sha re Registrar statutory re gulatory or governmental bodies or immediately of any inaccuracies in t he personal data otherwise as required by laws, rules or supplied. regulatio ns; and 2. Purposes ~~•~~ any p ersons or institutions with which the The personal data of the se curities holders may be sec urities’ holders have or propose to have used, held, processed, a nd/or stored (by whatever d ealings, such as their bankers, solicitors, means) for the followi ng purposes: accountants or stockbrokers etc. • processing you r application and refund cheque, 4. Retention of personal data where applic able, verification of compliance with The Company and its Hong Kong Share Registrar will the terms and application procedures set out in keep the personal data of the applicants and holders of this Ap plication Form and the Prospectus and securities for as long as necessary to fulfil the purposes anno uncing results of allocation of the Hon g for which the personal data were collected. Personal K ong Offer Shares; data which is no longer required will be destroyed or • compliance with applicable laws and regu lations dealt with in accordance with the Ordinance. in Hong Kong and elsewhere; • registering new issues or transfers i nto or out of 5. Access to and correction of personal data Securities holders have the right to ascertain whether the names of securities’ holders in cluding, where the Company or the Hong Kong Share Registrar hold applicable, HKSCC Nominee s; ~~•~~ their personal data, to obtain a copy of that data, and to maintaining or updating the register of securities’ correct any data that is inaccurate. The Company and holders of the Company; • the Hong Kong Share Registrar have the right to charge verifying securities ho lders’ identities; • es tablishing benefi t entitlements of securities’ a reasonable fee for the processing of such requests. hold ers of the Com pany, such as dividends, rights All requests for access to data or correction of data issues, bonus i ssues, etc.; should be addressed to us, at our registered address • distributi ng communications from the Company disclosed in the “Corporate Information” section of and its subsidiaries; the Prospectus or as notified from time to time, for • compiling statistical information and securities’ the attention of the company secretary, or our Hong holder profiles; Kong Share Registrar for the attention of the privacy

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
disclosing relevant information to facilitate claims on entitlements; and

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar
�� !"#$%&'()�� !"�� !�� !"#$%&'(�� !"#$%&�'(%) �� !"#$%&'()+,-�� !"#$%&'�� !"#$%&'()+,-./012 �� !"#$%&'()+,-./0123 !"#456789:

� �� !"#$%&'()+",�� !"#$�%&'()+,�� !"#$%&' () +,-. �� !"#$%& '()** +,�� !"

� �� ! �� !"#$%&'()+",�� !"#$�%&'()+,�� !"#$% �� !"#$%&' () +,-. �� !"#$%&'()+,-./012 �� !"#$%& '() +,�� !�"#!$%&'()+,-./0 �� !" �� !"#$%&'()486�� !"#$% 3. �� !"# �� !"#$% !"&�'()+,-./ �� !"#$ %&'()+,-%&+ �� !� "#$%&'()+,-./ 1. �� !"#$%&'() �� ! *"#$%&'()+,�� !"#$%&'"()+, !� �� **!"#!$%&'()*+,-./** �� !�"!#�$�%&'(#�) �� !"#$%&'%()+,-./ **0 � �� !"#$%&'()*+,-./0** �� !"#$%&'()+ ,-. �� !"#$%&'()+ **�� !"#$%&'()* +,- � �� !"#$%&� ' ()+, �� !"#$%&'(�)+,-./ �� !"#$%&' #$%&() �� !"#$%"&'(")+��, �� !"#$%&' ()+,-. �� !"#$%&'()+,-./0 �� !"#$% �� !"#$ %&'()+,- ./ � �� !"#$ %&'()+,-. �� !"#$%&�'()+, !-# �� !"# $%&'()()+( �� !"#$ �� !" #$%&'()+,- �� ! "#$%& �� !"#$%&'"( )!+,� �� ! *"#$%&'()+#,�� !"#$%&'() +,-./0 �� **!"#�$%&'()�&) �� !" 2. �� !"#$%&'(%&)+, �� !"#$"** %&'()+,-. �� !"#$%&'()+,�� !�" **#$%&'()+,-� �� !�"#$%&'( �� 4. �� !"#$ � �� ! " # $ % & ' ( ) +, -** �� !"#$%&'()+,-./0 �� !"#$%&'()+,-. / �� !"#$%&'()+,-!. �� !"#$%&�'()+ ,- �� !"#$%&'�� ()+,- �� !"#$%&' �� !"# � �� !"#$%&'( )+" 5. �� !"#$%& �� !"!#$%&'()+��,� �� !"#$%&' ()+,#$�� !"#$%&'()"+,"-. �� !"#$% &'()+,-+ �� !"#$%&'()��+",� � !" �� !"#$%&'(%)+,-./ � �� !"# $%&'()+,-. �� !"#$%&' � �� !"#$%&'( �� !"#$%&"#'()+,-. � �� !"#$%&'()+,-. �� !"#$%&'()+,-./0 �� !"�#$�%& �� !"#$%�&'()+%�,� �� !"#$%&!"'() �� !"#$%&'()+,-./ � �� !"#$%&'()+, �� !"#$%&'()+,-./012 � �� !"#$%&'()+, �� !�"#$%&'(

AI assistant

3SBio Inc. Share Issue/Capital Change 2015

49981_rns_2015-06-01_5f244b06-ae60-49df-a507-e8ab728770bc.pdf

Determination of Offer Price and Allocation of Hong Kong Offer Shares

AI assistant

3SBio Inc. — Share Issue/Capital Change 2015

49981_rns_2015-06-01_5f244b06-ae60-49df-a507-e8ab728770bc.pdf

Determination of Offer Price and Allocation of Hong Kong Offer Shares

More from 3SBio Inc.

3SBio Inc. Share Issue/Capital Change 2015