3SBio Inc. — Share Issue/Capital Change 2015

Jun 1, 2015

Please use this form if you want the Hong Kong Offer Shares to be issued in your name �� !"#$%&'()*+,-./0,1234567$89

This Application Form uses the same terms as defined in the prospectus of 3SBio Inc. (the “Company”) dated June 1, 2015 (the “Prospectus”). �� !"#$%&'��� !"#$%OMNR�S�N�� !"#$%&'"#$%()*+,!-./01 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act.

Staple your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United payment here States without registration or an exemption from registration under the U.S. Securities Act. �� ! �� !"#$%&'()+,-./0123456789:;<=78>?12-.@:%ABCDE �� !"#$%&'()&'+,-./01234� 56./(7/8 �� ! This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in wh ole or in part ) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of tha t jurisdiction. �� !"#$%&'()+(,-./0123456789:$;<=> &'(),+(,- .?&@ �� !"#$%&%'()+,-./0123 Copies of the Prospectus, all related Application Forms and the other documents specifi ed in the paragraph headed “Docum ents Delivered to the Registrar of Companies and Available for Inspection – Documents D elivered to the Registrar of Companies ” in Appendix V to the Prospectus, have been registered by the Registrar of Companie s in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Excha nge ~~”~~ ), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (t he “SFC ~~”~~ ) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. �� !"#$%&'()+�� !,-./0123 45667+89:;<012345667: �� !"#$%&�'()+,-./001234 +56789":;,-<+=>56":; , �� !"#$%&'()*+,-./�� '(+,$%& '(0123456789:;� 07;$%2' (/ �� !!"#$%&'()*+,-./ (Incorporated in _the Cayman Islands with limited liabili ty)_ �� !"#$%&'()+,Stock Code : 1530 �� ! : 1530 Maximum Offer Price : HK$9.10 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) �� !" � � � !�" 9.10 �� !" 1% �� !" 0.0027% �� !"#$% 0.005% �� �!" �� !"#$%&'()+,-./0123 You should read this Application Form in conjunction with the Prospectus, which contains further information on . 4 8 the application procedures. �� !"#$%& '()!+,- /()0123�� ! 567 Application Form �� ! T o: 3SBio Inc. �� �� � The Joint Global Coordinators �� !"#$ T he Joint Bookrunners �� !"#$ The Joint Lead Managers �� !"#$ The Ho ng Kong Underw riters �� !" Applicants’ declaration �� !" I/We agree to the terms and conditions and application �� !"#$�%&'()+,-./0) procedures in this Application Form and the Prospectus. �� !"#$%&#'()"#+,-.) Please refer to the “Effect of completing and submitting �� !"#$%&'( this Application Form” section of this Application Form.*

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

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Please use this form if you want the Hong Kong Offer Shares to be issued in your name �� !"#$%&'()*+,-./0,1234567$89

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use �� !"#$ Lodged by �� !"#$ �� !"#$%&'� !()#$%+&'", Broker No. �� ! Broker’s Chop �� ! ................................................................................................................ Date: �� .................... � .................... � .................... D � M � Y � Number of Hong Kong Offer Shares applied for (not more than Cheque/banker’s cashier order numb er �� !"#� $% 30,305,000 shares) �� !"#$%&'()+30,305,000��� Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make yo ur application” section) �� !"#$ Total amount �� �� !"#$� ��� !"#�� HK$ �� Name in English �� !"!# �� !"!# Family name or company name �� !"#$ �� !"#$ Fore name(s) �� Name in Chinese �� !"!# �� !"!# Family name or company name �� !"#$�� !"#$ F orename(s) �� Occupation in English ���� !"#$���� !"#$�� !"#$ Hong Kong Identity Card No./Pass port No./Hong Kong Business Registration No. (Please delete agistration No. (Please delete aNo.* (Please delete a (Please delete aelete a s appropriate)�� !"#$%�� !"#$% �� !"#$%&'( "#$%&'( #$%&'( ! �� !"#$%& �� !"#$%&�� !"#$%& Names of all other joint applicants in English (if an y) �� !"#$%&'()#+#,- .�/ Hong Kong Identity Car d No./Passport No./Hong Kong Business Registration No. of a ll other joint applicants (Please delete as 1) appropriate)propriate)riate) �� ! "#$%&'()+,-./01-. �� !"#$� !"#$ %& �� !"#$%& �� !"#$%&�� !"#$%& 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) �� !�� �� !�� �� !"#$�� !"�� !"#$%&�� !"�� !"#$%&�� !"#$%& '( )!"#+,-./0123 Telephone No. �� ! For Nominees: You will be treated as applying for y our own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficia l owner. �� !" �� !"#$%&'()*+,-./ 0123456'7 �� !"#$%&'�� !�� !"#$%&'() �� ADDRESS LABE L �� ! (Your name(s) and address in Hong Kong in BLOCK letter s �* ��� !�� !"!#$%&' � )

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Please use this form if you want the Hong Kong Offer Shares to be issued in your name �� !"#$%&'()*+,-./0,1234567$89

(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/ Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. �� !"#$%&'()+,-./0&'()12 345+,6 7 89" #$%& �� !"#$%&'(')+,-./012#$%345�67 8#$9:;#$ 95 �� !"#$%&'()+,-./0123456 (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker m ay require verification of your Hong Kong Identity Card number/passport number before you can cash your ref und cheque. �� !"#$%&'()$+,'"#-./012% 3/450126789:;<= >? �� !"#$%&'()+,-./0123 4567!89:;4� <=�� % (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. �� !"#$%&'()+,� �� !"#$%&'()+ , � �� !"#$%&'() +, �� !"#$%&'() +,-.*

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Please use this form if you want the Hong Kong Offer Shares to be issued in your name

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

Maximum number of Hong Kong Offer Shares you may apply for. 2. Complete the form in English and sign it. Only written signatures willbe accepted (and not by way of personal chop). NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Number of Amount Number of Amount Number of Amount Hong Kong payable on Hong Kong payable on Hong Kong payable on Offer Shares application Offer Shares application Offer Shares application applied for HK$ applied for HK$ applied for HK$ 500 4,595.85 1,000 9,191.71 1,500 13,787.55 2,000 18,383.40 2,500 22,979.25 3,000 27,575.11 3,500 32,170.95 4,000 36,766.80 4,500 41,362.66 5,000 45,958.51 6,000 55,150.20 7,000 64,341.91 8,000 73,533.61 9,000 82,725.31 10,000 91,917.01 15,000 137,875.52 20,000 183,834.01 25,000 229,792.52 30,000 275,751.02 35,000 321,709.53 40,000 367,668.03 45,000 413,626.54 50,000 459,585.04 60,000 551,502.04 70,000 643,419.05 80,000 735,336.06 90,000 827,253.06 100,000 919,170.07 200,000 1,838,340.14 300,000 2,757,510.21 400,000 3,676,680.28 500,000 4,595,850.35 600,000 5,515,020.42 700,000 6,434,190.49 800,000 7,353,360.56 900,000 8,272,530.63 1,000,000 9,191,700.70 2,000,000 18,383,401.40 3,000,000 27,575,102.10 4,000,000 36,766,802.80 5,000,000 45,958,503.50 6,000,000 55,150,204.20 7,000,000 64,341,904.90 8,000,000 73,533,605.60 9,000,000 82,725,306.30 10,000,000 91,917,007.00 20,000,000 183,834,014.00 30,305,000 278,554,489.72 le 樣版

10,000 91,917.01 40 0,000 3,676,680.28 2 0,000,000 183,834,014.00 15,000 137,875.52 500,000 4,595,850.35 30,305,000 * 278,554,489.72 Maximum number of Hong Kong Offer S hares you may apply for. Complete the form in Englis h and sign it. Only written signatures will be accepted (and not by way of personal chop). Staple your cheque or banker’s cashier order to the form. Each a pplication for the Hong Kong Offer Shares must be accompanied by ei ther one separate cheque or one separate b anker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet a ll the following requirements: The cheque must: Banker’s cashier order must: • be i n Hong Kong dollars; • not be post-dated; • be made payable to “ Horsford Nominees Limited – 3SBio Public Offer ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong d ollar bank account • be issued by a licensed bank in Hong Kong, and have in Hong Kong; and your name certified on the back by a person • show your account name , which must either be authorised by the bank. The name on the banker’s pre-print ed on the che que, or be endorsed on the cashier order must correspond with your name. If it back by a pe rson au thorised by the bank. This is a joint application, the name on the back of the account name must correspond with your name. banker’s cashier order must be the same as the If it is a joint application, the account name must first-named applicant’s name. be the same as the first-named applicant’s name.

1. Staple your cheque or banker’s cashier order to the form. Each a pplication for the Hong Kong Offer Shares must be accompanied by ei ther one separate cheque or one separate b anker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet a ll the following requirements:

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Standard Chartered Bank (Hong Kong) Limited District Branch Name Address Hong Kong Island Des Voeux Road Branch Standard Chartered B ank Building, 4 -4A, Des Voeux Roa d Central, Central Hennessy Road Branch 399 Hennessy Road, Wanchai Quarry Bay Branch G/F, Westl ands Gardens, 1027 King’s Road, Quar ry Bay Aberdeen Branch Sho p 4A, G/F and Shop 1, 1/F, Aberdeen Centre Site 5, No.6-12 Nam Ning Street, Aberde en Kowloon Kwun Tong Hoi Yuen Road G/F, Fook Cheong Building, No. 63 Branch Hoi Yuen Road, Kwun Tong, K owloon Mongkok Branch Shop B, G/F, 1/F & 2/F, 617-62 3 Nathan Road, Mongkok Tsimshatsui Branch G/F, 8A-10 Granville R oad, Tsimshatsui Telford Gardens Bra nch Shop P9-12, Telford Centre, Telford Gardens, Tai Yip Street , Kwun Tong Lok Fu Shopp ing Centre Branch Shop G201, G /F., Lok Fu Shopping Centre New Territories Tsuen Wan Branch Shop C, G /F & 1/F, Jade Plaza, 298 Sh a Tsui Road, Tsuen Wan Maritime Square Branch Shop 308E, Level 3, Maritime Square, Tsing Yi Tai Po Branch G /F shop No. 2, 23 - 25 Kwong Fuk Road, Tai Po Market, Tai Po 5. Your Application Form can be lodged at these times: — Monday, June 1, 2015 9:00 a.m. to 5:00 p.m. — Tuesday, June 2, 2015 9:00 a.m. to 5:00 p.m. — Wednesday, June 3, 2015 9:00 a.m. to 5:00 p.m. Thursday, June 4, 2015 — 9:00 a.m. to 12:00 noon 6 . The latest time for lodging your appl ication is 12:00 noon on Thursday, June 4, 2015. The application lists will be open between 11:45 a.m. and 12: 00 noon on that day, subject only to the weather conditions, as described in “How to Apply for Hong Kong Offe r Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” section of th e Prospectus.

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Please use this form if you want the Hong Kong Offer Shares to be issued in your name (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application • agree to comply with the Companies Ordinance, Companies (WUMP) Ordi nance and the Articles of Association; A. Who can apply • confirm th at you have read the terms and conditions and 1. You and any person(s) for whose benefit you are applying must applicati on procedures set out in the Prospectus and in this be 18 years of age or older and must have a Hong Kong address. Appli cation Form and agree to be bound by them; 2. If you are a firm, the application must be in the individual • co nfirm that you have received and read the Prosp ectus and members’ names. have only relied on the information and rep resentations 3. The number of joint applicants may not exceed 4. contained in the Prospectus in making your app lication and will 4. If you are a body corporate, the application must be signed by a not rely on any other information or represe ntations except those duly authorised officer, who must state his representative in any supplement to the Prospectus; capacity, and stamped with your corporation’s chop. • confirm that you are aware of the restrictions on the Global 5. You must be outside the United States, not be a United States Offering in the Prospectus; Person (as defined in Regulation S) and not be a legal or natur al • agree that none of the Comp any, the Selling Shareholder, the person of the PRC. Joint Sponsors, the Joint G lobal Coordinators, the Underwriters, 6. Unless permitted by the Listing Rules, you cannot a pply for their respective directo rs, officers, employees, partners, agents, any Hong Kong Offer Shares if you are: advisers and any ot her parties involved in the Global Offering • an existing beneficial owner of shares i n the Company is or will be liable for any information and representations not and/or any of its subsidiaries; in the Prospectus (a nd any supplement to it); • a Director or chief executive officer of the Company and/ • undertake and co nfirm that you or the person(s) for whose benefit or any of its subsidiaries; you have ma de the application have not applied for or taken up, • a connected person or a core connected person (as defined or indicat ed an interest for, and will not apply for or take up, or in the Listing Rules) of the Company or will become a indica te an interest for, any Offer Shares under the International connected person or a core connected person of the Pla cing nor participated in the International Placing; Company immedi ately upon completion of the Global • agree to disclose to the Company, our Hong Kong Share Offering; Registrar, the receiving bank, the Selling Shareholder, the Joint • an associate or a close associate (as defined in the Listing Global Coordinators, the Underwriters and/or their respective Rules) o f any of the above; or advisers and agents any personal data which they may require • have been allocated or have applied for or indicated an about you and the person(s) for whose benefit you have made in terest in any International Offer Shares or othe rwise the application; participated in the International Placing. • if the laws of any place outside Hong Kong apply to your B. If you are a nominee application, agree and warrant that you have complied with all Y ou, as a nominee, may make more than one applic ation for the Hong such laws and none of the Company, the Selling Shareholder, K ong Offer Shares by: (i) giving electronic ins tructions to HKSCC the Joint Sponsors, the Joint Global Coordinators and the via C entral Clearing and Settlement System (“CCASS”) (if you are a Underwriters nor any of their respective officers or advisers CCASS Participant); or (ii) using a WHITE or YELLOW will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from Application Form, and lodge more th an one application in your own name on behal f of different benefi cial owners. your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form; C. Effect of completing and submitting this Application Form • agree that once your application has been accepted, you may By completing and sub mi tting this Application Form, you (and if you not rescind it because of an innocent misrepresentation; are joint applicants, each of you jointly and severally) for yourself or as • agree that your application will be governed by the laws of Hong an agent or a nominee on behalf of each person for whom you act: Kong;

B. If you are a nominee Y ou, as a nominee, may make more than one applic ation for the Hong K ong Offer Shares by: (i) giving electronic ins tructions to HKSCC via C entral Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more th an one application in your own name on behal f of different benefi cial owners.

• agree that your application will be governed by the laws of Hong Kong;

• undertake to execute all relevant documents and instruct and authorise the Company and/or the Joint Global Coordinators (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Offer Shares allocated to you in your name as required by the Articles of Association;

• represent, warrant and undertake that (i) you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

• warrant that the information you have provided is true and If your application for Hong Kong Offer Shares is successful (in accurate; whole or in part) • agree to accept the Hong Kong Offer Shares applied for, or any If you apply for 1,000,000 or more Hong Kong Offer Shares and lesser number allocated to you under the application; have provided all information required by this Application Form, you • authorise the Company to place your name(s) on the Company’s may collect Share certificate(s) in person from Computershare Hong register of members as the holder(s) of any Hong Kong Offer Shares Kong Investor Services Limited, at Shops 1712–1716, 17th Floor, allocated to you, and the Company and/or its agents to send any Hopewell Centre, 183 Queen’s Road East, Wan chai, Hong Kong, Share certificate(s) and/or any refund cheque(s) to you or the firstfrom 9:00 a.m. to 1:00 p.m. on Wednesda y, June 1 0, 2015 or such named applicant for joint application by ordinary post at your own other date as notified by us. risk to the address stated on the application, unless you have chosen If you are an individual who is eligi ble for personal collec tion, you to collect the Share certificate(s) and/or refund cheque(s) in person; must not authorise any other pers on to collect for you. If you are a • declare and represent that this is the only application made and corporate applicant which is e ligible for personal collection, y our the only application intended by you to be made to benefit you authorised representative m ust bear a letter of authorisation from your or the person for whose benefit you are applying; corporation stamped wit h your corporation’s chop. Both individuals • understand that the Company and the Joint Global Coordinators and authorised represe ntatives must produce, at the time of collection, evidence of identit y acceptable to the Hong Kong Share Registrar. will rely on your declarations and representations in deciding If you do not c ollect your Share certificate(s) personally within the whether or not to make any allotment of any of the Hong Kong time period specified for collection, they will be dispatched pro mptly Offer Shares to you and that you may be prosecuted for making a false declaration; to the ad dress as specified on this Application Form by ordi nary post • (if the application is made for your own benefit) warrant that no at you r own risk. If you apply for less than 1,000,000 Hong Kong Off er Shares, your other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving refund cheque(s) and/or Share certificate(s) will be sent to the address electronic application instructions to HKSCC or to the White on the relevant Application Form on or before Wednesday, June 10, Form eIPO Service Provider by you or by any one as your 2 015, by ordinary post and at your own risk . agent or by any other person; and Refund of your money • (if you are making the application as an agent for the benefit of If you do not receive any Hong Kong Offer Shares or if your another person) warrant that (i) no other application has b een or application is accepted only in p art, the Company will refund to you will be made by you as agent for or for the benefit of that person or your application monies (inclu ding the related 1% brokerage, 0.0027% by that person or by any other person as agent for tha t person on a SFC transaction levy and 0 .005% Stock Exchange trading fee) without WHITE or YELLOW Application Form or by giving electronic interest. If the Offer Pri ce is less than the maximum Offer Price, the application instructions to HKSCC and (ii) yo u have due authority Company will refund to y ou the surplus application monies (including to sign the Application Form or give e lectronic application the related 1% brokerag e, 0.0027% SFC transaction levy and 0.005% instructions on behalf of that other pers on as their agent. Stock Exchange tra ding fee) without interest. The refund proc edures are stated in the “How to Apply for Hong D. Power of attorney Kong Offer S hares – 14. Dispatch/Collection of Share Certificates If your application is made thro ugh an authorised attorney, the and Refun d Monies” section of the Prospectus. Company and the Joint Global Coordinators may accept or reject your application at their disc retion, and on any conditions they think Application by HKSCC Nominees Limited (“HKSCC Nominees”) fit, including evidence of the attorney’s authority. Wh ere this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply Determination of Offer Price and Allocation of Hong Kong Offer for the Hong Kong Offer Shares, the provisions of this Application Shares Form which are inconsistent with those set out in the Prospectus shall The Offer Pric e is expected to be fixed on or around Thursday, June not apply and provisions in the Prospectus shall prevail. 4, 2015. Ap plicants are required to pay the maximum Offer Price of Without limiting the generality of this paragraph, the following sections HK$9.1 0 for each Hong Kong Offer Share togethe r with 1% of this Application Form are inapplicable where this form is signed broke rage, 0.0027% SFC transaction levy and 0.005% S tock Exchange by HKSCC Nominees: tr ading fee. If the Offer Price is not agreed betw een the Company • “Applicants’ declaration” on the first page; a nd the Joint Global Coordinators (for itself and on behalf of the • “Warning” on the first page; Unde rwriters) on or before Monday, June 8, 2 015, the Global Offering • “If you are a nominee”; will not proceed. • All representations and warranties under the “Effect of completing Applicatio ns for Hong Kong Offer Sh ares will not be processed and and submitting this Application Form” section, except the first one no allotment o f any Hong Kong O ffer Shares will be made until the regarding registration of Hong Kong Offer Shares in the applicant’s application lists c lose. name and the signing of documents to enable the applicant to be The Company expec ts to an nounce the Offer Price, the indication of registered as the holder of the Hong Kong Offer Shares; the level of interest in the International Placing, the level of applications • “If your application for Hong Kong Offer Shares is successful under the Hong Kong Public Offering and the basis of allocation of the (in whole or in part)”; and Hong Kong Public Offering on Wednesday, June 10, 2015 in South • “Refund of your money”. China Morning Post (in English), Hong Kong Economic Times (in The following sections in the “How to Apply for the Hong Kong Chinese), the website of the Stock Exchange at ( www.hkexnews.hk ) Offer Shares” section of the Prospectus are inapplicable where this and the Company’s website at ( www.3sbio.com ). Results of allocations form is signed by HKSCC Nominees: in the Hong Kong Public Offering, and the Hong Kong Identity Card/ • “How many applications can you make”; and passport/Hong Kong business registration numbers of successful • “Circumstances in which you will not be allotted Hong Kong applicants (where applicable) will be available on the above websites. Offer Shares”.

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Please use this form if you want the Hong Kong Offer Shares to be issued in your name

• Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

Personal Data

Personal Information Collection Statement

• This Personal Information Collection Statement informs purposes to which the securities’ holders may the applicant for, and holder of, Hong Kong Offer Shares, from time to time agree. of the policies and practices of the Company and its Hong 3. Transfer of personal data

• Kong Share Registrar in relation to personal data and the Personal data held by the Compa ny and i ts Hong Kong

• Personal Data (Privacy) Ordinance (Chapter 486 of the Share Registrar relating to th e securities h olders will

• Laws of Hong Kong) (the “Ordinance”). be kept confidential but t he Company and i ts Hong Kong Share Registrar m ay, to the extent necessar y for

• 1. Reasons for the collection of your personal data achieving any of the above purposes, disclose, obta in

• It is necessary for applicants and registered holders of or transfer (whethe r within or outside Hong Kong) the

• securities to supply correct personal data to the Company personal data to , from or with any of the following:

• or its agents and the Hong Kong Share Registrar when • the Co mpany’s appointed agents such as applying for securities or transferring securities into or finan cial advisers, receiving bank and overseas

• out of their names or in procuring the services of the pr incipal share registrar;

• Hong Kong Share Registrar. • where applicants for securities request a de posit

• Failure to supply the requested data may result in your into CCASS, HKSCC or HKSCC No minees,

• application for securities being rejected, or in delay or the inability of the Company or its Hong Kong who will use the personal data for th e purposes of operating CCASS;

• Share Registrar to effect transfers or otherwise render • any agents, contractors or third-part y service providers

• their services. It may also prevent or delay registration who offer administrative, te lecommunications,

• or transfers of the Hong Kong Offer Shares which computer, payment or other services to the

• you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to whic h Company or the Hong Kong Share Registrar in connection with t heir respective business

• you are entitled. operation;

• It is important that securities holders info rm the • the Stock Exc hange, the SFC and any other Company and the Hong Kong Share Registrar statutory re gulatory or governmental bodies or

• immediately of any inaccuracies in the p ersonal data otherwise as required by laws, rules or

• supplied. regulations ; and

• 2. Purposes • any per sons or institutions with which the secur ities’ holders have or propose to have

• The personal data of the sec urities holders may be dea lings, such as their bankers, solicitors,

• used, held, processed, an d/or stored (by whatever accountants or stockbrokers etc.

• means) for the followin g purposes: • processing your application and refund cheque, 4. Retention of personal data where applica ble, verification of compliance with The Company and its Hong Kong Share Registrar will the terms and application procedures set out in keep the personal data of the applicants and holders of this Ap plication Form and the Prospectus and securities for as long as necessary to fulfil the purposes anno uncing results of allocation of the Hon g for which the personal data were collected. Personal K ong Offer Shares; data which is no longer required will be destroyed or

• • compliance with applicable laws and regu lations dealt with in accordance with the Ordinance. in Hong Kong and elsewhere;

• • registering new issues or transfers i nto or out of 5. Access to and correction of personal data the names of securities’ holders in cluding, where Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold

• applicable, HKSCC Nominee s;

• • their personal data, to obtain a copy of that data, and to maintaining or updating the register of securities’ correct any data that is inaccurate. The Company and

• holders of the Company ;

• • the Hong Kong Share Registrar have the right to charge verifying securities ho lders’ identities;

• • est ablishing benef it entitlements of securities’ a reasonable fee for the processing of such requests. holde rs of the Co mpany, such as dividends, rights All requests for access to data or correction of data issues, b onus issues, etc.; should be addressed to us, at our registered address

• • disclosed in the “Corporate Information” section of distributing communications from the Company the Prospectus or as notified from time to time, for

• and its subsidiaries;

• • the attention of the company secretary, or our Hong compiling statistical information and securities’ Kong Share Registrar for the attention of the privacy

• holder profiles;

• • compliance officer.

• disclosing relevant information to facilitate claims on entitlements; and

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

• any other incidental or associated purposes relating to the above and/or to enable the

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