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3SBio Inc. Capital/Financing Update 2017

Sep 4, 2017

49981_rns_2017-09-04_1a5b2b11-04aa-4df3-809e-f5b368f633bb.pdf

Capital/Financing Update

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==> picture [97 x 54] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/08/2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Hongkong Chinese Limited Date Submitted 4 September 2017

  • I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code : 00655
Description :
No. of ordinary
shares
Balance at close of preceding month
4,000,000,000
Increase/(decrease)
0
Balance at close of the month
4,000,000,000		 HK CHINESE LTD
Par value
(State
currency)
Authorised share
capital
(State currency)
HK$1.00
HK$4,000,000,000.00
0
HK$1.00
HK$4,000,000,000.00
Par value
(State
currency)
HK$1.00
HK$1.00
(2) Stock code : N/A
Description :
No. of ordinary
shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Authorised share
capital
(State currency)
Par value
(State
currency)
  1. Preference Shares
2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares
Stock code :
N/A
Description :
No. of
preference
shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Authorised share
capital
(State currency)
Par value
(State
currency)
3. Other Classes of Shares
Stock code :
N/A
Description :
No. of other
classes of
shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Authorised share
capital
(State currency)
Par value
(State
currency)

Total authorised share capital at the end of the month (State currency) :

HK$4,000,000,000.00

II. Movements in Issued Share Capital

II. Movements in Issued Share Capital II. Movements in Issued Share Capital II. Movements in Issued Share Capital II. Movements in Issued Share Capital II. Movements in Issued Share Capital
Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of
the month		 No. of ordinary shares
No of preference
shares
(1)
(2)		 No. of other
classes of shares
1,998,280,097
0
1,998,280,097		 N/A N/A N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer) Particulars of No. of new shares of No. of new shares of share option issuer issued during issuer which may be scheme the month pursuant issued pursuant including EGM Movement during the month thereto thereto as at close of approval date the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed 1. N/A

( / / ) shares (Note 1) 2. N/A ( / / ) shares (Note 1) 3. N/A

(/ /)
shares
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise
of options (State currency)
N/A
N/A
N/A
N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date ofexpiry-dd/mm/yyyy)		 Description of warrants
(Date ofexpiry-dd/mm/yyyy)		 Description of warrants
(Date ofexpiry-dd/mm/yyyy)		 Currency
of nominal
value
Nominal value
at close of
preceding
month
Nominal value
at close of
preceding
month
Nominal value
at close of
preceding
month
Exercised
during the
month		 Nominal value
at close of the
month		 Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. N/A N/A
N/A
N/A
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2.
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding
Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. N/A N/A
N/A
N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2.
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)		 , ,
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
1.
2.
3.		 N/A N/A
N/A
N/A
( / / )
shares_(Note 1)_
( / / )
shares_(Note 1)_
( / / )
shares_(Note 1)_
Total D.(Ordinaryshares)
(Preference shares)
(Other class)

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month
1. Rights issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
2. Open offer
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
3. Placing
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
4. Bonus issue
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month
5. Scrip dividend
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note_
1)
Cancellation date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
__
( / / )
( / / )		 N/A N/A
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
8. Consideration
issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of
new
shares of
issuer
which
may be
issued
pursuant
thereto as
at close
of the
month
9. Capital
reorganisation		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
10. Other
(Please specify)
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
Total E. (Ordinary
shares)
(Preference shares)
(Other class)		 N/A
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A
(2) N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to
E):		 N/A
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share
Capital”).)

Remarks (if any):

Submitted by: Tricor Tengis Limited Title: Branch Share Registrar (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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