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3M CO — Director's Dealing 2023
Feb 8, 2023
17737_dirs_2023-02-08_fac469ba-0fa9-43ef-a99d-73ad9b35e218.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2023-02-06
Reporting Person: Ashish Khandpur K (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-06 | Common Stock | A | 8002.485 | — | Acquired | 33850.5302 | Direct |
| 2023-02-06 | Common Stock | F | 3690 | — | Disposed | 30160.5302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-07 | Restricted Stock Units | $ | A | 13431 | Acquired | Common Stock (13431) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 752 | Indirect |
| Common Stock | 911 | Indirect |
Footnotes
F1: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified.
F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F3: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F5: The restricted stock units vest 100% three years from the grant date of February 7, 2023.